Motion to Quash Deposition Subpoena for Production of Business Records
34-2021-00311890-CU-PO-GDS: Mayra Barrera vs. Page Hudson 08/08/2024 Hearing on Motion to Quash Deposition Subpoena for Production of Business Records in Department 54
Tentative Ruling
The Notice of Motion does not provide notice of the Courts tentative ruling system, as required by Local Rule 1.06(D). Moving counsel is directed to contact opposing counsel forthwith to advise counsel of Local Rule 1.06 and the Courts tentative ruling procedure. If moving counsel is unable to contact opposing counsel prior to the hearing, they shall be available at the hearing in the event opposing counsel appears without following the procedures set forth in Local Rule 1.06(B).
Plaintiff Mayra Barreras (Plaintiff) motion to quash Defendant Dr. Jeffrey A. Saladin, Dental Corporation dba Childrens Choice Pediatric Dental Cares (Defendant) Subpoena for Production of Business Records served on Chartwell Staffing Solutions (CSS) is ruled upon as follows.
Background
This is a personal injury action arising out of a slip and fall incident that occurred on January 6, 2020, when Plaintiff was present at Defendants dental clinic. The operative First Amended Complaint alleges causes of action for negligence, premises liability, and loss of consortium.
Plaintiff claims she sustained significant injuries to her head, neck, left shoulder, back, and knee as a result of the incident. (See Pl.s Resp. to Form Interrogatories, Set One (FI Resp.), Nos. 6.1-6.7, attached as Ex. A to Oppn; Pl.s Supp. Resp. to Form Interrogatories, Set One (Supp. FI Resp.), No. 6.7, attached as Ex. B to Oppn.) Plaintiff also claims loss of income. (FI Resp. No. 8.1; Supp. FI Resp. Nos. 2.6, 8.2-8.8.) Her discovery responses state that she was not employed at the time of the incident, that she worked from August November of 2020 at CSS as a Warehouse Assistant, and that she has not worked since November 2020. (Supp.
FI Resp. Nos. 2.6, 8.2, 8.4-8.6.) Prior to the incident, Plaintiffs last employment had been in 2015. (Supp. FI Resp. No. 8.3.) Plaintiff claims she will lose income in the future as a result of the incident because her severe spinal and knee injuries will affect her ability to work. (Supp. FI Resp. No. 8.8.) Plaintiff did not provide a substantive response to Form Interrogatory No. 8.7, which asked her to state the total income she has lost to date as a result of the incident (and how the amount was calculated). (Supp.
FI Resp. No. 8.7.) Plaintiff has not provided any documents to support her wage loss claim. (Decl. of Dora Gamero ISO Oppn (Gamero Decl.) ¶ 5.)
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Plaintiffs supplemental responses to Defendants Form Interrogatories, set one, disclosed that Plaintiff was involved in an incident at CSS, which caused pain to her low back. (Gamero Decl. ¶ 8; Supp. FI Resp. No. 10.3.) As discovery has continued, Defendant[] became aware that Plaintiffs incident at [CSS] was . . . significant, and caused her to seek emergency care and caused her to take time off work. (Gamero Decl. ¶ 9; see also medical records attached as Ex. C to Oppn.)
34-2021-00311890-CU-PO-GDS: Mayra Barrera vs. Page Hudson 08/08/2024 Hearing on Motion to Quash Deposition Subpoena for Production of Business Records in Department 54
In June 2023, Defendant served the subject Deposition Subpoena for Production of Business Records to the Custodian of Records for CSS (Subpoena). The Subpoena seeks:
Any and all documents and records, and all writings, including, but not limited to, employment, payroll and applications for employment, work absence and incident reports, personnel records, pre-employment exam records and progress reports, pertaining to [Plaintiffs] employment. (Subpoena, attached as Ex. A to Mot.) Plaintiffs counsel was served with a copy of the Subpoena on June 18, 2024. (Decl. of Justin Farahi ISO Mot. ¶ 4.)
Discussion
Plaintiff moves to quash the Subpoena on the basis that it seeks employment records in violation of [her] right to privacy. (Not. of Mot. & Mot. (Mot.) 2:4-8, 4:25.) Plaintiff argues that the Subpoena is extremely overbroad in light of the privacy rights implicated. (Id. at 5:16.) In the alternative, Plaintiff states the Court should issue a protective order effectively limiting the Subpoena so that [it] would cover only those records directly relevant to the Incident and the legal matter of the lawsuit. (Id. at 6:3-6.) Plaintiff also seeks monetary sanctions. (Id. at 7:3-6, 7:11-13.)
Defendant[1] opposes the motion, rejoining that the Subpoena is directly relevant to the issues in the instant Litigation and [is] required so that Defendant[] can fully assess Plaintiffs damages. (Oppn 2:4-6.) Defendant argues:
Given the uncertainty of Plaintiffs wage loss claim and her failure to provide proper and adequate responses [to written discovery], Defendant[] had no option but to subpoena Plaintiffs employment and wage loss records. Also, given Plaintiffs work-related injury, which is the likely cause of her wage loss (and could have contributed to her damages), it is Defendants position that any work-related document is relevant, as Defendant[is] entitled to know if there are any additional causes/reasons for Plaintiffs wage loss. (Gamero Decl. ¶ 12). Lastly, given that Plaintiffs employment with [CSS] began in August 2020, seven (7) months after the incident, any possible invasion into Plaintiffs privacy is very minimal. As such, Defendants respectfully request that Plaintiffs motion to quash be denied. (Gamero Decl. ¶ 13). (Oppn 4:15-23.)
SUPERIOR COURT OF CALIFORNIA COUNTY OF SACRAMENTO
34-2021-00311890-CU-PO-GDS: Mayra Barrera vs. Page Hudson 08/08/2024 Hearing on Motion to Quash Deposition Subpoena for Production of Business Records in Department 54
Pursuant to Code of Civil Procedure section 1987.1, the Court:
[M]ay make an order quashing [a] subpoena entirely, modifying it, or directing compliance with it upon such terms or conditions as the court shall declare including protective orders. In addition, the court may make any other order as may be appropriate to protect the parties, the witness, the consumer, or the employee from unreasonable demands, including unreasonable violations of the right of privacy of the witness, consumer, or employee. In general, any party may obtain discovery regarding any matter, not privileged, that is relevant to the subject matter involved in the pending action or to the determination of any motion made in that action, if the matter either is itself admissible in evidence or appears reasonably calculated to lead to the discovery of admissible evidence. (Code Civ.
Proc., § 2017.010.) [Citation.] (County of Los Angeles v. Super. Ct. (2021) 65 Cal.App.5th 621, 638- 639.) However, [e]ven if information is otherwise discoverable, it may be protected by a constitutional privilege [including] the right to privacy. [Citation.] (Id. at p. 639.)
The California Constitution (Cal Const art I, § 1) creates a zone of privacy that protects against unwarranted compelled disclosure of private or personal information and extends to a persons confidential financial affairs as well as to the details of an individuals personal life. [Citations.] [¶] This right to privacy protects an individuals reasonable expectation of privacy against a serious invasion. [Citations.] (Cal. Judges Benchbook: Civ. Proceedings Discovery (Cal. CJER Sept. 2022 Update) § 4.140.) Like medical records, a persons employment records are within the constitutionally protected zone of privacy. (Board of Trustees v. Superior Court (1981) 119 Cal.App.3d 516, 528-530, disapproved on other grounds by Williams v. Superior Court (2017) 3 Cal.5th 557.)
Unlike an evidentiary privilege, a persons constitutionally-protected right to privacy is qualified, not absolute. In each case, the court must carefully balance the right of privacy against the need for discovery [citation]. (Weil & Brown, Cal. Practice Guide: Civ. Procedure Before Trial (The Rutter Group 2024 update) ¶ 8:294 [citing cases].) The showing required to overcome the protection depends on the nature of the privacy right asserted; in some cases, a simple balancing test is sufficient, while in others, a compelling interest must be shown. (Ibid.) Only obvious invasions of interests fundamental to personal autonomy must be supported by a compelling interest. (Williams, supra, 3 Cal.5th at p. 557.)
In determining whether . . . discovery . . . would violate state constitutional privacy rights, [courts] must apply the framework the California Supreme Court established in Hill v National Collegiate Athletic Ass'n (1994) 7 C4th 1, 26 CR2d 834. (Cal. Judges Benchbook, supra, at ¶ 4.146 [citing County of Los Angeles, supra, at pp. 629, 640].) Under Hill, a party who alleges an
SUPERIOR COURT OF CALIFORNIA COUNTY OF SACRAMENTO
34-2021-00311890-CU-PO-GDS: Mayra Barrera vs. Page Hudson 08/08/2024 Hearing on Motion to Quash Deposition Subpoena for Production of Business Records in Department 54
invasion of must establish (1) a legally protected privacy interest, (2) an objectively reasonable expectation of privacy in the circumstances, and (3) conduct by the defendant that constitutes a serious invasion of privacy. (Mathews v Becerra (2019) 8 Cal.5th 756, 769.) The party seeking discovery of the subject information may prevail by negating any of these three elements or by pleading and proving that the invasion of privacy is justified because it substantively furthers one or more countervailing interests. The [party asserting a privacy invasion] may then rebut the . . . assertion of countervailing interests by showing that there are feasible and effective alternatives to [obtain the information] that have a lesser impact on [their] privacy interests. (Cal. Judges Benchbook, supra, at ¶ 4.416 [citing Mathews, supra, and Hill, supra].)
The court must then carefully balance the interests involved: i.e., the claimed right of privacy versus the public interest in obtaining just results in litigation. (Weil & Brown, supra, at ¶ 8:323 [citing cases] [emphasis omitted].) The court must consider the purpose of the information sought, the effect that disclosure will have on the affected persons and parties, the nature of the objections urged by the party resisting disclosure and availability of alternative, less intrusive means for obtaining the requested information. [Citation.] (SCC Acquisitions, Inc. v. Superior Court (2015) 243 Cal.App.4th 741, 754-755.) Based on an application of these factors, the more sensitive the nature of the personal information that is sought to be discovered, the more substantial the showing of the need for the discovery that will be required before disclosure will be permitted. [Citations.] [Citation.] (Id. at p. 755.)
The party asserting a privacy interest has the burden of establishing its extent and the seriousness of the prospective invasion. Against this showing, the judge must weigh the countervailing interests the opposing party identifies. (Cal. Judges Benchbook, supra, at § 4.146 [citing Williams, supra, 3 Cal. 5th at p. 557].)
Applying these legal standards, the Court finds that the Subpoena does not improperly intrude upon Plaintiffs right to privacy. Although Plaintiff has a legally protected privacy interest in her employment records, Defendants proffered interests in favor of disclosure outweigh her right to privacy in this case based upon the motion record. The scope of records at issue is minimized by Plaintiffs length of employment with CSS (4 months). Also, Defendant has shown the difficulty it has encountered in trying to obtain information concerning Plaintiffs wage loss claim by less intrusive means.
For the stated reasons, Plaintiffs motion to quash is denied.[2] Defendants request for monetary sanctions (Oppn 9:6), is unsupported by evidence and is denied.
This minute order is effective immediately. No formal order or other notice is required. (Code Civ. Proc., § 1019.5; Cal. Rules of Court, rule 3.1312.)
[1] The Court notes that the opposition is filed by Defendant and co-defendant CC
SUPERIOR COURT OF CALIFORNIA COUNTY OF SACRAMENTO
34-2021-00311890-CU-PO-GDS: Mayra Barrera vs. Page Hudson 08/08/2024 Hearing on Motion to Quash Deposition Subpoena for Production of Business Records in Department 54
Amulet Management, LLC. However, the Subpoena was issued only by Defendant. CC Amulet Management, LLC has not shown how it has standing to oppose the motion. Therefore, the Court limits its discussion to the opposition as made by Defendant.
[2] The Court notes that Plaintiff states in her moving papers that compliance with the Subpoena is impossible because Chartwell Staffing Solutions, with address at 1300 Oliver Road, Suite 280, Fairfield, CA 94534, no longer exists. (Separate Statement ISO Mot. 2:17-21.) To the extent this statement is true, Plaintiff has not shown how it is a basis for her to seek to quash the Subpoena.
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