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California Insurance Code

§ 853

INS § 853Div. 1 · Part 2 · Ch. 1 · Art. 8

Statute text

View on leginfo.ca.gov
Every broker shall, at such times as the commissioner requires, make and file in the office of the commissioner a true and correct statement concerning any security sold or offered for sale by the broker. The statement shall show:
(a)The name and location of the principal office of the issuer of such security.
(b)The names of the issuer’s managing officers if it is a corporation, or of its members if it is a partnership.
…

Legislative history

Enacted by Stats. 1935, Ch. 145.

Source: California Insurance Code § 853 from the California Legislative Information (public record). DecisionDepot is for informational use only and is not legal advice — verify against the official source before relying on this text.