California Financial Code

§ 1200

FIN § 1200 Effective Jan 1, 2012Div. 1.1 · Ch. 6

Statute text

Unless the context otherwise requires, in this chapter:

(a)“Offer” or “offer to sell” includes every attempt or offer to dispose of, or solicitation of an offer to buy, a security for value.

(b)“Sale” or “sell” includes every contract of sale of, contract to sell, or disposition of, a security for value. “Sale” or “sell” includes any exchange of securities and any change in the rights, preferences, privileges, or restrictions of or on outstanding securities.

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Legislative history

Added by Stats. 2011, Ch. 243, Sec. 3. (SB 664) Effective January 1, 2012.