California Corporations Code

§ 25238

CORP § 25238Div. 1 · Title 4 · Part 3 · Ch. 3

Statute text

No investment adviser licensed under this chapter and no natural person associated with the investment adviser shall engage in investment advisory activities, or attempt to engage in investment advisory activities, in this state in contradiction of such rules as the commissioner may prescribe designed to promote fair, equitable and ethical principles.

Legislative history

Added by Stats. 1986, Ch. 698, Sec. 4.