California Corporations Code

§ 25100.1

CORP § 25100.1 Effective Jan 1, 2007Div. 1 · Title 4 · Part 2 · Ch. 1

Statute text

The following securities are not subject to Sections 25110, 25120, and 25130:

(a)A security defined as a “covered security” pursuant to Section 18(b)(1) of the Securities Act of 1933 (15 U.S.C. Sec. 77r).

(b)A security issued by an investment company that is registered or that has filed a registration statement under the Investment Company Act of 1940 (15 U.S.C. Sec. 80a-1) and that is defined as a “covered security” pursuant to Section 18(b)(2) of the Securities Act of 1933, and all the following requirements are met:

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Legislative history

Amended by Stats. 2006, Ch. 538, Sec. 83. Effective January 1, 2007.