petitioner was not convicted either on a natural and probable consequences theory or
under the felony murder rule.
Petitioner appeals. He contends that the theory under which he was convicted —
causing death unintentionally but with implied malice while driving drunk (People v.
Watson (1981) 30 Cal.3d 290 (Watson)) — is an “other theory under which malice is
imputed to a person based solely on that person’s participation in a crime” within the
meaning of section 1172.6.
Not so. Implied malice is not imputed malice. It requires the that perpetrator
actually and personally harbor malice. Watson stands for the proposition that implied
malice may be inferred from a defendant’s conduct before, during, and after driving
drunk — not imputed from the bare fact of driving drunk. Petitioner’s contrary argument
is an artificial concoction that takes the words “natural consequences” and/or “natural and
1 The petition was actually filed under Penal Code former section 1170.95. (Stats. 2018, ch. 1015, § 4, amended by Stats. 2021, ch. 551, § 2.) Effective June 30, 2022, however, former section 1170.95 was renumbered as section 1172.6, with no change in text. (Stats. 2022, ch. 58, § 10.) We will use section 1172.6, somewhat anachronistically, to refer to whichever one of the two statutes was in effect at the relevant time.
2
probable consequences” out of their proper legal contexts and dumps them all together
into a confused semantic stew.
I
STATEMENT OF FACTS
The following facts are taken from our opinion in petitioner’s direct appeal.
(People v. Carr (2006, E037157) [nonpub. opn.].)2
In 1998, petitioner was arrested for speeding and driving recklessly in a school
zone when children were present.
In 1999, while driving under the influence of alcohol, petitioner hit a fence and a
gated access control box. A police officer then saw him driving without headlights at
night, driving 45 miles an hour in a residential zone, and running a stop sign; the officer
therefore stopped and arrested him.
In September 2002, petitioner hosted a birthday party for his son A.C., age 4, at a
park in Lake Elsinore. He drove two of the guests — D.Y., age 12, and K.R., age 13 —
to the park. During the party, petitioner was drinking alcohol.
2 Section 1172.6 allows the trial court to consider a prior appellate opinion as evidence of the procedural history of the case, but not as evidence of the facts in the case. (§ 1172.6, subd. (d)(3); People v. Clements (2022) 75 Cal.App.5th 276, 292.) Nevertheless, petitioner’s own statement of facts is expressly based on our prior opinion. We deem this a forfeiture of any objection to our considering facts stated in the prior opinion.
3
After the party, petitioner started to drive D.Y. and K.R. home. His sons A.C. and
V.C. were also in the car. None of the children were wearing seat belts. An adult friend
was in the front passenger seat.
After exiting the parking lot, petitioner drove on surface streets at 70 to 100 miles
an hour. At times, he crossed the double yellow line and drove on the wrong side of the
street. The adult friend repeatedly told him to slow down because there were children in
the car.
Petitioner ran a red light. As he approached a second red light, he flashed his
headlights, then ran it, too, narrowly missing another car. When he ran a third red light,
going 70 miles an hour, he hit a pickup truck.
K.R. was killed. At petitioner’s first trial, but not his second (in which he was
convicted of murder), it was shown that all of the other occupants of petitioner’s car,
including petitioner, had serious injuries. Two occupants of the pickup were also injured.
Petitioner admitted having drunk a six-pack of beer. A blood draw three hours
after the crash indicated that his blood alcohol level at the time of the crash was 0.11
percent.
II
STATEMENT OF THE CASE
Petitioner pleaded guilty to driving on a suspended license, with three prior
convictions within five years. (Veh. Code, § 14601.1, subds. (a), (b)(2).)
4
After a first jury trial, in May 2004, petitioner was additionally found guilty of
three counts of felony child endangerment (Pen. Code, § 273a, subd. (a)), two with great
bodily injury enhancements (Pen. Code, § 12022.7, subd. (a)); and of driving under the
influence and causing injury (Veh. Code, § 23153, subd. (a)), with a great bodily injury
enhancement and an enhancement for causing bodily injury to more than one victim
(Veh. Code, § 23558). The jury hung on a charge of murder. (Pen. Code, § 187, subd.
(a).)
After a second jury trial, in November 2004, petitioner was found guilty of second
degree murder.
In a bifurcated proceeding, after petitioner waived a jury, the trial court found true
four prior serious felony conviction allegations (Pen. Code, § 667, subd. (b)) and one
Petitioner asserts that “A Watson murder rests upon and is a specific application of
the natural and probable consequences doctrine. [Citation.]” No. The natural and
probable consequences doctrine is a theory of liability for aiding and abetting. It made an
aider and abettor guilty of a murder committed by the perpetrator, even if the aider and
abettor lacked malice, as long as (1) the aider and abettor intended to commit the target
crime, and (2) murder was a natural and probable consequence of the target crime. A
Watson murder, by contrast, does not normally involve aiding and abetting. In fact, it is
hard to imagine how it could. Rather, Watson requires that the defendant — the person
who kills unintentionally while driving drunk — act with implied malice.
Petitioner notes that implied malice is defined, in part, in terms of an act, the
natural consequences of which are dangerous to life. But while the words “natural” and
“consequences” overlap, the rest of the two formulations are completely different. “[T]he
use of the term ‘natural consequences’ in the . . . definition of implied malice does not
import into the crime of murder the caselaw relating to the distinct ‘natural and probable
consequences’ doctrine developed in the context of aiding and abetting liability.”
(People v. Martinez (2007) 154 Cal.App.4th 314, 334.)
Thus, as petitioner appropriately concedes, cases have held that “Senate Bill [No.]
1437 did nothing to remove implied malice as a basis for a second degree murder
conviction.” (People v. Roldan, supra, 56 Cal.App.5th at p. 1005.) Indeed, this court has
10
said, “Though [Senate Bill No. 1437] abolished the natural and probable consequences
doctrine, it maintained the viability of murder convictions based on implied malice, and
the definition of implied malice remains unchanged. [Citation.]” (People v. Clements,
supra, 75 Cal.App.5th at p. 298.)
Petitioner nevertheless maintains that these cases are no longer good law in light
of the 2022 addition of the words “or other theory under which malice is imputed to a
person based solely on that person’s participation in a crime” to section 1172.6.
However, a Watson theory does not involve the imputation of malice. It requires proof
— in addition to the mere fact that the defendant killed someone while driving while
intoxicated — that the defendant personally harbored implied malice. (Watson, supra,
30 Cal.3d at pp. 296-297.)
In petitioner’s case, the prosecutor argued that petitioner was guilty of murder
based on implied malice. “Now, he has to have a certain mental state; right? He has to
know that those acts are dangerous.” “The mental aspect is, it involves an act that was
deliberately performed by a person who knows his conduct endangers life and says, ‘You
know what? I don’t care. I’m going to do it anyway.’”
He noted that petitioner drank despite knowing that he had to drive K.R. and D.Y.
home. He let the children ride without seat belts. He drove a total of 2.3 miles in an
obviously dangerous manner, including going up to 100 miles an hour, running red lights,
and driving on the wrong side of the road. His adult friend repeatedly told him to slow
down.
11
At one red light, he flashed his headlights. As the prosecutor argued, “Why do
you flash your lights at someone? Because you know what you’re about to do is a
dangerous thing as a warning. Defendant was aware of the risk and the danger to human
life.”
The prosecutor also noted that in 1999, petitioner had driven recklessly while
drunk, causing property damage.
All of this argument, and all of the evidence cited in it, went to whether petitioner
personally harbored implied malice. The prosecutor did not claim that implied malice
could be imputed from the mere fact that petitioner was driving drunk. Quite the
contrary, he noted that he had to prove that petitioner was subjectively aware of the
danger to human life, and he cited an abundance of evidence tending to prove that fact.
Petitioner asserts that: “The jury instructions in this case, specifically, CALJIC
Nos. 3.40, 8.11, 8.31 and 8.46, permitted the jury to find that the ‘natural and probable
consequences’ of his actions in driving while intoxicated were ‘dangerous to human life,’
and that ‘a natural and probable consequence is one that a reasonable person would know
is likely to happen if nothing unusual intervenes.’”
Again, no. Petitioner is mashing together isolated phrases from instructions on
entirely different points.
CALJIC No. 8.11 instructed that implied malice requires that “(1) the killing
resulted from an intentional act, [and] (2) the natural consequences of the act are
dangerous to human life . . . .” Next, however, it instructed that implied malice also
12
requires that “(3) the act was deliberately performed with knowledge of the danger to and
with conscious disregard for human life.” In other words, it instructed that implied
malice has both a physical component (an intentional act the natural consequences of
which are dangerous to human life) and a mental component (knowledge of the danger to
and conscious disregard for human life). It did not allow implied malice to be imputed
solely from the natural consequences of the act.3
CALJIC No. 8.46 was not related to implied malice. Rather, it defined the term
“without due caution and circumspection,” as used in CALJIC No. 8.45, regarding the
lesser included offense of involuntary manslaughter. Among other things, it explained
that for the term “without due caution and circumspection” to apply, “[i]t must also
appear that the death [sic] to human life was not the result of inattention, mistake of
judgment, or misadventure, but the natural and probable result of an aggravated and
reckless, grossly negligent act.” It then stated: “A natural result is one which is within
the normal range of outcomes that may be reasonably expected to occur if nothing
unusual has intervened. ‘Probable’ means likely to happen.”4
As this instruction did not relate to implied malice or second degree murder at all,
there is no reasonable probability that the jury combined it with CALJIC No. 8.11 (and/or
CALJIC No. 8.31) in the manner that petitioner suggests.
3 CALJIC No. 8.31 was essentially identical, except that it recapitulated the elements of implied malice as elements of second degree murder. 4 Although petitioner purports to quote this instruction, he actually only paraphrases it.
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Finally, CALJIC No. 3.40 defined causation, in part, as requiring that death be “a
direct, natural and probable consequence of the [defendant’s] act or omission.” Again,
there was no reasonable probability that the jury would treat this as somehow allowing it
to impute malice to petitioner.
In closing, petitioner argues that, by enacting section 1172.6 as it now stands, the
Legislature somehow embraced the view of the dissenting justices in Watson that an
unintentional killing while driving drunk should be no more than vehicular manslaughter.
However, that argument is not tethered to any particular language in section 1172.6.
We therefore conclude that the trial court correctly ruled that petitioner is not
eligible for relief under section 1172.6.
IV
DISPOSITION
The order appealed from is affirmed.
CERTIFIED FOR PUBLICATION RAMIREZ P. J.
We concur:
McKINSTER J.
CODRINGTON J.
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AI Brief
AI-generated · verify before citing
Holding. A conviction for second degree murder based on implied malice (a 'Watson murder') does not qualify for relief under Penal Code section 1172.6 because implied malice is not imputed malice and requires the defendant to personally harbor a conscious disregard for life. The natural and probable consequences doctrine is distinct from the implied malice standard, and the latter remains a valid basis for a murder conviction after the enactment of Senate Bill No. 1437.
Issues
Whether a second degree murder conviction based on implied malice while driving under the influence constitutes an 'other theory under which malice is imputed' under Penal Code section 1172.6.
Whether the definition of implied malice in a 'Watson murder' involves the imputation of malice based solely on participation in a crime.
Disposition. Affirmed.
Quotations verified verbatim against the opinion
“Implied malice is not imputed malice. It requires the that perpetrator actually and personally harbor malice.”
“Watson stands for the proposition that implied malice may be inferred from a defendant’s conduct before, during, and after driving drunk — not imputed from the bare fact of driving drunk.”
“Senate Bill [No.] 1437 did nothing to remove implied malice as a basis for a second degree murder conviction.”