In 2004, petitioner was convicted of first degree murder. (§§ 187, subd. (a), 189.)
In 2021, he filed a petition to vacate the murder conviction pursuant to section
1172.6. After considering documentary evidence and argument, the trial court found
beyond a reasonable doubt that petitioner had the intent to kill when he aided and abetted
the murder, and alternatively, that he was a major participant in the underlying felony and
acted with reckless indifference to human life. It therefore denied the petition. (See
§§ 189, subd. (e)(2), 1172.6, subd. (d)(3).)
On April 1, 2022, petitioner appealed (first appeal). That appeal is fully briefed
but undecided.
On June 16, 2022, petitioner filed a new petition to vacate the murder conviction
pursuant to section 1172.6.
At a status conference, there was this exchange:
1 All further statutory citations are to the Penal Code. In 2022, former section 1170.95 (enacted by Stats. 2018, ch. 1015, § 4, amended by Stats. 2021, ch. 551, § 2) was renumbered as section 1172.6, with no change in text. (Stats. 2022, ch. 58, § 10.) We will use section 1172.6, somewhat anachronistically, to refer to whichever one of the two statutes was in effect at the relevant time.
2
“[THE COURT:] So I think the previous petition [¶] . . . [¶] . . . is up on appeal
which, I think, would be further reason why this petition should be dismissed . . . . [¶]
. . . [¶] You agree with me that it would be logical to dismiss the subsequent petition and
that the appellate cause has to move forward on the underlying prior petition?
“[PROSECUTOR]: Yes.
“THE COURT: [Defense counsel], you agree with that?
“[DEFENSE COUNSEL]: Yes, I do.
“THE COURT: All right. This subsequent petition is ordered dismissed in this
matter, as it is a subsequent petition on the same facts, and the prior petition’s denial is up
on appeal.” 2
II
DISCUSSION
Petitioner now appeals from the dismissal of his second petition. He argues that,
because the first appeal was pending, the trial court had no jurisdiction to dismiss his
second petition.
“[W]here there is no statutory exception, ‘“[t]he filing of a valid notice of appeal
vests jurisdiction of the cause in the appellate court until determination of the appeal and
issuance of the remittitur” [citation] and deprives the trial court of jurisdiction to make
2 Petitioner asserts that the petition was “denied.” It was not. It was dismissed. We need not decide whether there is any significant difference.
3
any order affecting the judgment [citation].’ [Citation.]” (People v. Wagner (2009) 45
Cal.4th 1039, 1061.)
In People v. Burhop (2021) 65 Cal.App.5th 808 (Burhop), the trial court denied
the petitioner’s section 1172.6 petition. (Id. at pp. 811-812.) He appealed. Before we
issued our remittitur in that appeal, he filed a new section 1172.6 petition (id. at p. 812),
and the trial court granted it. (Id. at pp. 812-813.) Thereafter, we did issue our remittitur
in the first appeal. (Id. at p. 811.)
The People appealed. (Burhop, supra, 65 Cal.App.5th at p. 813.) We reversed.
(Id. at p. 816.) We held that, because the first appeal had been pending, the trial’s order
granting the new petition was “null and void for lack of subject matter jurisdiction.” (Id.
at pp. 813-816.) We remanded the matter with directions to conduct “further
proceedings.” (Id. at p. 816.)
Petitioner argues that if a trial court lacks jurisdiction to grant a petition while an
appeal is pending, it must also lack jurisdiction to dismiss a petition. This does not
follow. The trial court lacked jurisdiction “‘to make any order affecting the judgment
[citation].’ [Citation.]” (People v. Wagner, supra, 45 Cal.4th at p. 1061.) The dismissal
of the petition did not affect the judgment. “The purpose of the rule divesting the lower
court of jurisdiction when an appeal is pending ‘“is to protect the appellate court’s
jurisdiction by preserving the status quo until the appeal is decided. The rule prevents the
trial court from rendering an appeal futile by altering the appealed judgment . . . by
conducting other proceedings that may affect it.”’ [Citations].” (People v. Burhop,
4
supra, 65 Cal.App.5th at p. 814.) After a first petition has been denied, granting a second
petition, as in Burhop, alters the judgment and changes the status quo. Dismissing the
second petition does not.
Petitioner urges that the dismissal must be “vacated,” but he does not explain what
the trial court should have done instead. Burhop stands for the proposition that the trial
court here lacked jurisdiction to grant the second petition. It does not speak to whether it
should have dismissed the petition (as it did), denied the petition, stayed the petition, or
something else entirely.
We need not decide this question. Given that the trial court had jurisdiction to
dismiss, either the dismissal was not error at all or it was not reversible error.
For one thing, defense counsel stipulated that the petition should be dismissed. It
is axiomatic that jurisdiction cannot be conferred by consent. (People v. Burhop, supra,
65 Cal.App.5th at p. 813 [“‘So complete is this loss of jurisdiction effected by the appeal
that even the consent of the parties has been held ineffective to reinvest the trial court
with jurisdiction’”].) However, as we have just held, the dismissal, if error at all, was not
jurisdictional error. Accordingly, the error was invited. (See generally People v. Holmes,
McClain and Newborn (2022) 12 Cal.5th 719, 821-822.)
For another thing, petitioner has not shown that he was prejudiced. As long as the
effect of the dismissal was indistinguishable from the effect of a denial or a stay, any error
was harmless. The dismissal was plainly without prejudice, as the trial court did not
intend it to bar further proceedings on the first petition. Accordingly, if, after the first
5
appeal is decided, petitioner still wants to proceed on his second petition, all he has to do
is refile it.
III
DISPOSITION
The order appealed from is affirmed.
CERTIFIED FOR PUBLICATION RAMIREZ P. J.
We concur:
CODRINGTON J.
RAPHAEL J.
6
[People v. Robert William Cress, E079484]
RAPHAEL, J., Concurring.
I join the opinion. I agree that the trial court had no jurisdiction to rule on
defendant and appellant Robert William Cress’s second petition filed under Penal Code
section 1172.6 while his first petition was pending on appeal.
Much precedent establishes that during a pending direct appeal from a conviction,
a trial court is deprived of jurisdiction to make any order affecting the judgment. Far less
precedent delineates the scope of trial court divestment when an appeal from a post-
judgment motion ruling is pending.
Our decision in People v. Burhop (2021) 65 Cal.App.5th 808, 812, held that when
a post-judgment motion ruling is appealed, a trial court cannot issue a new ruling on the
same motion before the remittitur issues. As far as I can tell, today’s is the first Court of
Appeal opinion holding that a pending appeal from a post-judgment ruling divests the
trial court of jurisdiction to rule on a second motion raising the same claim, though one
opinion briefly stated as much. (See People v. Walker (2016) 5 Cal.App.5th 872, 875, fn.
3 [ruling on post-judgment motion raising the same claim as on appeal is a “legal
nullity”].)
In accord with our ruling, our Supreme Court has long recognized the “general
rule that an appeal from an order in a criminal case removes the subject matter of that
order from the jurisdiction of the trial court.” (Anderson v. Superior Court (1967) 66
Cal.2d 863, 865.) In one case, People v. Murphy (1969) 70 Cal.2d 109, 116-117, the
1
Supreme Court applied that rule in holding that the trial court “correctly took no action”
on a criminal defendant’s motion that raised an issue already being considered on appeal
from an earlier order. Our holding today follows similar reasoning. In contrast, it may
well be that while a ruling on a post-judgment motion is on appeal, a trial court can
assume jurisdiction over a challenge to the conviction based on a different claim under a
different statutory provision. (See People v. Buford (2016) 4 Cal.App.5th 886, 905, fn.
23.)
It made sense for the trial court to dismiss Cress’s second effort at the same post-
judgment claim pending on appeal. In the ordinary course, there will never be an
opportunity to adjudicate it. Cress had a full evidentiary hearing on his first section
1172.6 petition, which raised the only claim available under that provision, that his
murder conviction was rendered invalid by the legislature’s retroactive changes to the
murder laws. If that claim is resolved on appeal, then that determination is law of the
case and may not be re-litigated. (People v. Stanley (1995) 10 Cal.4th 764, 786.) If the
claim is remanded for further proceedings in the trial court, then a second petition is also
superfluous. Not only did the trial court lack jurisdiction over the petition at the time, but
there is no reason to expect the trial court will ever be able to do anything but dismiss or
deny it. If a change in the law or other circumstance that justifies re-litigation develops,
then a second petition could be warranted. RAPHAEL J.
2
AI Brief
AI-generated · verify before citing
Holding. The court held that a trial court's dismissal of a second Penal Code section 1172.6 petition while an appeal of a first petition is pending does not constitute reversible jurisdictional error, as the dismissal does not affect the judgment or the status quo.
Issues
Does a pending appeal of a section 1172.6 petition divest the trial court of jurisdiction to dismiss a subsequent, identical petition?
Is the dismissal of a second section 1172.6 petition while an appeal is pending reversible error?
Disposition. affirmed
Quotations verified verbatim against the opinion
“We will hold that, if that was error at all, the error was not jurisdictional. Moreover, it was both invited and harmless, and therefore not reversible.”
“The dismissal of the petition did not affect the judgment.”
“As long as the effect of the dismissal was indistinguishable from the effect of a denial or a stay, any error was harmless.”