California Court of Appeal Aug 3, 2018 No. E066674MPublished
Filed 8/3/18 (unmodified opinion attached)
CERTIFIED FOR PARTIAL PUBLICATION*
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE, E066674
Plaintiff and Respondent, (Super.Ct.No. RIF1506598)
v. ORDER MODIFYING OPINION AND DENYING BRIAN KEITH KOBACK PETITION FOR REHEARING
Defendant and Appellant. [NO CHANGE IN JUDGMENT]
THE COURT
The court has reviewed the petition for rehearing filed July 25, 2018. The petition
is denied. The opinion filed in this matter on July 17, 2018, is modified as follows:
On page 2, in the editorial information, insert Deputy Attorney General Craig
Russell. The paragraph should read as follows:
*Pursuant to California Rules of Court, rules 8.1105(b) and 8.1110, this opinion is certified for publication with the exception of sections III.B and III.C.
1
Xavier Becerra, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal and Craig
Russell, Deputy Attorneys General, for Plaintiff and Respondent.
On page 3, the second sentence of the second full paragraph should read:
A trial court has discretion under the three strikes law to impose concurrent
sentences if the current offenses occurred on the same occasion or arose from the same
On page 15, change the first full paragraph to read:
“If there is a current conviction for more than one felony count not committed on
the same occasion, and not arising from the same set of operative facts, the court shall
sentence the defendant consecutively on each count . . . .” (Pen. Code, §§ 667,
subd. (c)(6), 1170.12, subd. (a)(6), italics added.) Under the plain language of the statutes,
the trial court has no discretion to sentence a defendant to concurrent sentences under the
three strikes law when the current felony convictions were not committed on the same
occasion or did not arise from the same operative facts. In that situation, consecutive
sentences are mandatory. (People v. Hojnowski (2014) 228 Cal.App.4th 794, 800.) But
the trial court has discretion to impose concurrent sentences if it concludes the current
convictions were committed on the same occasion or did arise from the same operative
facts (People v. Casper (2004) 33 Cal.4th 38, 42), unless a consecutive sentence is
otherwise mandated by another statute (People v. Torres (2018) 23 Cal.App.5th 185, 198).
2
On page 16, change the first full paragraph to read:
The People also argue that, if we conclude the trial court misunderstood its
discretion, we should not remand for resentencing because there is no possibility the trial
court will conclude the offenses were committed on the same occasion or did arise out of
the same operative facts. According to the People, the record supports the trial court’s
implied findings that the current offenses were not committed on the same occasion or
did not arise from the same operative facts.
These modifications do not change the judgment.
CERTIFIED FOR PARTIAL PUBLICATION
McKINSTER Acting P. J. I concur:
MILLER J.
3
Filed 7/17/18 (unmodified version)
CERTIFIED FOR PARTIAL PUBLICATION*
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E066674
v. (Super.Ct.No. RIF1506598)
BRIAN KEITH KOBACK, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. W. Charles Morgan,
Judge. (Retired Judge of the Riverside Super. Ct. assigned by the Chief Justice pursuant
to art. VI, § 6 of the Cal. Const.) Affirmed in part; reversed in part.
Jason L. Jones, under appointment by the Court of Appeal, for Defendant and
Appellant.
*Pursuant to California Rules of Court, rules 8.1105(b) and 8.1110, this opinion is certified for publication with the exception of section III.B and III.C.
1
Xavier Becerra, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal, Deputy
Attorney General, for Plaintiff and Respondent.
Defendant Brian Keith Koback walked into a rental car company office and stole a
set of car keys. When confronted by three employees in the parking lot, defendant told
the men to back off or he would “fuck” them up. He then walked across the street.
Undeterred, the three employees followed defendant to a motel parking lot where they
again confronted defendant and demanded that he return the keys. Defendant made a
tight fist around one of the key fobs, so that the ignition portion of the key was sticking
out between his knuckles and, from within arm’s reach, lunged at one of the employees
while swiping or swinging at the employee’s torso. Luckily, defendant did not make
contact. When the employees backed off, defendant jumped a fence and tried to flee.
Police officers arrived and pursued defendant. Officers subdued defendant after a brief
struggle, during which three of the officers suffered minor injuries.
Defendant was charged with and convicted of robbery, assault with a deadly
weapon, and resisting arrest. Defendant admitted he had suffered a strike conviction, and
the trial court sentenced him to state prison for 14 years four months. On appeal,
defendant argues: (1) his conviction for assault with a deadly weapon is not supported by
substantial evidence because there is no evidence he used the car keys in a manner that
was capable of inflicting and likely to cause great bodily injury; (2) the trial court abused
its discretion by imposing consecutive sentences on the robbery and resisting arrest
counts, under the mistaken belief that it could only impose concurrent sentences if it
2
struck defendant’s strike prior; (3) the minutes of sentencing and abstract of judgment do
not accurately reflect the oral pronouncement of sentence with respect to restitution and
parole revocation fines; and (4) the minutes of sentencing contain a clerical error, in that
they reflect that defendant admitted two strike priors instead of one.
In the published portion of this opinion, we conclude defendant’s conviction for
assault with a deadly weapon is supported by substantial evidence. A car key is not an
inherently deadly or dangerous weapon, but if wielded as a makeshift weapon with
sufficient force at close range, as defendant did here, a key is capable of puncturing skin
and causing serious bodily injury.
In the unpublished portion of this opinion, we conclude the trial court erred when
it concluded the only way it could impose concurrent sentences on defendant’s robbery
and resisting arrest convictions is if it first struck defendant’s admitted strike prior. A
trial court has discretion under the three strikes law to impose concurrent sentences if the
current offenses did not occur on the same occasion and did not arise from the same
operative facts. We reverse the sentence and remand for the trial court to resentence
defendant and to consider in the first instance whether concurrent sentencing is
appropriate in this case. We agree with defendant that the minutes and abstract of
judgment do not reflect the oral pronouncement of judgment with respect to the
restitution and parole revocation fines, and that the minutes inaccurately state that
defendant admitted two strike priors. Because we reverse the sentence, we leave it to the
trial court and the Department of Corrections and Rehabilitation to ensure that the
3
minutes and abstract of judgment will accurately reflect whatever sentence the court
imposes on remand.
I.
PROCEDURAL BACKGROUND
In an information, the People charged defendant with the following: assault with a
deadly weapon other than a firearm, to wit, a key (Pen. Code, § 245, subd. (a)(1),
A jury found defendant guilty on all three counts. In a bifurcated proceeding,
defendant admitted his 2011 conviction for attempted carjacking was a strike. The trial
court sentenced defendant to a total term of 14 years four months in state prison.
Defendant timely appealed.
4
II.
FACTS
On November 6, 2015, defendant walked into a rental car company office,
grabbed a set of car keys from the front desk, and walked out.1 Chase,2 an employee who
was manning the front desk, learned what had happened from a customer and followed
defendant into the parking lot. Chase told defendant to stop, and said, “Please give me
the keys.” Defendant kept walking away, pretended not to know anything about the keys,
and reached into the pocket of his sweatpants. Fearing defendant might be armed, Chase
backed off and enlisted the help of two other employees who happened to be nearby,
Agustin and Arthur. The three employees formed a wide circle around defendant to
prevent him from leaving.
Chase and Agustin noticed that one of the keys was hanging out of defendant’s
pocket, and they demanded defendant return the keys. Defendant stopped and stood
facing Agustin and Arthur from about two feet away. Chase backed off and stood about
five feet behind defendant. Defendant appeared to be getting angry. Defendant again
reached into his pocket, “like he was going to go for something.” Defendant told the men
1 The set consisted of two car keys attached to key “fobs,” and a tag from the rental car company, on a wire ring.
2 We refer to the three witnesses by their first names only, and we mean no disrespect in doing so. We point out that the record includes different spellings of the same witnesses, i.e., Agustine/Agustin and Arthur/Arturo. We will use Agustin and Arthur, respectively.
5
to “back up” or “move,” or he would “fuck” them up. He then began to walk away
across the street. The employees then got into Arthur’s car and followed defendant into a
motel parking lot across the street.
The three men stood around defendant in the motel parking lot and again
demanded that defendant return the car keys. Chase testified defendant stood “[a]bout a
foot from arm’s reach” away from the three men, but that Agustin was closest to
defendant. Agustin testified defendant stood two to three feet away from him, and was
within arm’s reach. Defendant asked, “You want the keys?” He then took the car keys
from his pocket, made a tight fist, and held one of the keys with the “sharp” or ignition
end of the key sticking out between his knuckles. Defendant then “charged,” “came at,”
or “lunged” at Agustin and “swung” or “swiped” the key at Agustin’s torso. Arthur
described defendant’s motion like “throwing a punch.” Agustin testified he was nervous
and afraid that he might get hurt because defendant swung the key at him “with force.”
Chase testified he did not believe defendant was close enough to Agustin to actually
make contact. But Agustin testified he was not hit “because my nephew [i.e., Arthur]
pulled me back.” Arthur testified, “If I didn’t move [Agustin], he probably would have
got hit.” The three men backed away from defendant.
Defendant then put the keys back into his pocket, took off, and scaled the wall
behind the motel. The employees got back into the car and found defendant as he walked
along one of the streets behind the motel. They followed defendant by car through a
small area of shops and streets for about 40 minutes, until law enforcement arrived and
6
took over the chase. Several deputies chased down and subdued defendant. Defendant
resisted, and three deputies were injured in the process.
Defendant testified he found the car keys next to a bus stop. Defendant ran from
the police because he feared for his life. He denied taking the car keys from the rental car
company office, denied resisting arrest, and denied that he swung the keys at Agustin.
III.
DISCUSSION
A. Substantial Evidence Supports Defendant’s Conviction for Assault with a
Deadly Weapon.
Defendant argues his conviction for assault with a deadly weapon is not supported
by substantial evidence because he did not use the car keys—an object that is not
inherently deadly or dangerous—in a manner that was capable of causing and likely to
result in serious bodily injury. On this record, we conclude defendant did, in fact, use the
car keys as a deadly weapon.
Our standard of review is well settled. “We ‘“‘must review the whole record in
the light most favorable to the judgment below to determine whether it discloses
substantial evidence—that is, evidence which is reasonable, credible, and of solid
value—such that a reasonable trier of fact could find the defendant guilty beyond a
“‘“‘Although it is the duty of the jury to acquit a defendant if it finds that
circumstantial evidence is susceptible of two interpretations, one of which suggests guilt
and the other innocence [citations], it is the jury, not the appellate court[,] which must be
7
convinced of the defendant’s guilt beyond a reasonable doubt. “‘If the circumstances
reasonably justify the trier of fact’s findings, the opinion of the reviewing court that the
circumstances might also reasonably be reconciled with a contrary finding does not
warrant a reversal of the judgment.’” [Citations.]’”’” (People v. Harris (2013)
57 Cal.4th 804, 849-850.) “‘A reversal for insufficient evidence “is unwarranted unless it
appears ‘that upon no hypothesis whatever is there sufficient substantial evidence to
support’” the jury’s verdict. [Citations.]’” (People v. Manibusan (2013) 58 Cal.4th 40,
87.)
“As used in [Penal Code] section 245, subdivision (a)(1), a ‘deadly weapon’ is
‘any object, instrument, or weapon which is used in such a manner as to be capable of
producing and likely to produce, death or great bodily injury. [Citation.] Some few
objects, such as dirks and blackjacks, have been held to be deadly weapons as a matter of
law; the ordinary use for which they are designed established their character as such.
[Citation.] Other objects, while not deadly per se, may be used, under certain
circumstances, in a manner likely to produce death or great bodily injury. In determining
whether an object not inherently deadly or dangerous is used as such, the trier of fact may
consider the nature of the object, the manner in which it is used, and all other facts
relevant to the issue. [Citations.]” (People v. Aguilar (1997) 16 Cal.4th 1023, 1028-1029
(Aguilar).)
“‘“When it appears . . . that an instrumentality . . . is capable of being used in a
‘dangerous or deadly’ manner, and it may be fairly inferred from the evidence that its
possessor intended on a particular occasion to use it as a weapon should the
8
circumstances require, . . . its character as a ‘dangerous or deadly weapon’ may be thus
established, at least for the purposes of that occasion.” [Citation.]’ (People v. Graham
(1969) 71 Cal.2d 303, 328 . . . , quoting People v. Raleigh (1932) 128 Cal.App. 105, 108-
109 . . . .)” (People v. Page (2004) 123 Cal.App.4th 1466, 1471 (Page); accord, People
v. McCoy (1944) 25 Cal.2d 177, 188-189.)
“Because [the] definition [of deadly weapon] focuses on potentiality, the People
need not prove an actual injury to a victim, or even physical contact between the
defendant and a third person, in order to substantiate a conviction for assault with a
deadly weapon other than a firearm. [Citation.]” (In re D.T. (2015) 237 Cal.App.4th
693, 698.) The question is whether the weapon was used in a way that was likely to
cause significant or substantial injury. (People v. Beasley (2003) 105 Cal.App.4th 1078,
1087.) “Permanent or protracted impairment, disfigurement, or loss of function” need
not have been the likely outcome of the assault. (Ibid.) Whether a defendant used a
deadly weapon (or used deadly force, for that matter) ultimately “turns on the nature of
the force used. . . . ‘[A]ll aggravated assaults are ultimately determined based on the
force likely to be applied against a person.’ [Citation.]” (Aguilar, supra, 16 Cal.4th at
p. 1035.)
“‘[A]n instrument can be a deadly weapon even if it is not actually used with
deadly force.’ (People v. Page, supra, 123 Cal.App.4th at p. 1472.) Consequently,
multiple California courts have affirmed convictions under Penal Code section 245,
subdivision (a)(1), when the deadly weapon used was ‘some hard, sharp, pointy thing that
was used only to threaten, and not actually used to stab.’ (Page, at p. 1472.)” (In re
9
D.T., supra, 237 Cal.App.4th at p. 699.) It is for the jury to decide the factual question of
whether an instrument that is not inherently dangerous qualifies as a deadly weapon.
(People v. Moran (1973) 33 Cal.App.3d 724, 730.)
Defendant swung or swiped the car key at Agustin’s torso “with force.” Agustin
was standing within arm’s reach of defendant, and defendant likely would have struck
Agustin if Arthur had not pulled him back in time. The testimony was that Agustin was
clothed and was wearing a polo shirt. But there was no testimony that Agustin was
wearing anything under the shirt or that the shirt was tucked into his pants. And there is
nothing in the record to suggest defendant would not have continued to swing the car key
at Agustin if he and the other men had not backed off, or that defendant would only have
swung at Agustin’s torso and would not have swung for his face or neck. Defendant was
agitated and angry, and he threatened to “fuck” the men up. On this record, a reasonable
jury could conclude that defendant used the car key in such a way that it was capable of
producing and likely to produce great bodily injury.
We believe this case is similar to People v. Simons (1996) 42 Cal.App.4th 1100
(Simons). The defendant in that case held several armed police officers at bay with a
screwdriver, an object the court described as “not an inherently deadly weapon.” (Id. at
p. 1107.) Although instructed to drop the tool, the defendant flailed it about and urged
the officers to shoot him. On those facts, the court found that for purposes of the crime of
exhibiting a deadly weapon to prevent arrest (Pen. Code, § 417.8), “[t]he evidence clearly
demonstrated that the screwdriver was capable of being used as a deadly weapon and that
defendant intended to use it as such if the circumstances required.” (Simons, at p. 1107.)
10
Like a screwdriver, a car key is not an inherently deadly weapon. But if wielded with
sufficient force, a screwdriver or car key can puncture skin and cause significant
injuries.3
This is not the first time our court has relied on Simons when concluding a
instrument that is not inherently deadly was used as a deadly weapon. In Page, supra,
123 Cal.App.4th 1466, the defendant and his female accomplice robbed the victim and,
after rifling the victim’s pockets for his wallet, the female accomplice held a sharp pencil
to the victim’s neck and told him not to call the police. (Id. at pp. 1468-1469.) The
defendant challenged his conviction for assault with a deadly weapon contending the
pencil was not a deadly weapon. (Id. at p. 1470.) Relying on Simons and similar cases,
this court concluded the accomplice used the pencil in such a manner that it was capable
of producing serious bodily injury and, therefore, that under the facts of that case the
3 There is no doubt that a key may be used as a defensive or offensive weapon. (See, e.g., State v. Labrum (Utah Ct.App. 2014) 318 P.3d 1151, 1153 [after defendant hit his wife, she “positioned the set of keys so that an individual key was protruding between each of her fingers”]; Sharp v. Kelsey (W.D.Mich. 1996) 918 F.Supp. 1115, 1119 [courtroom officer testified a belligerent attorney “came toward him clutching a set of keys in her fist with individual keys protruded from between her fingers like prongs, in a manner he had seen in self-defense classes”].) An Internet website dedicated to women’s self-defense advises that women hold a key “between your thumb and forefinger in order to use it like a short knife that you can use to cut an assailant’s face,” rather than “hold[ing] it between your fingers like an improvised knuckle duster.” According to this resource, “Most assaults happen at close range and you will probably not be given the room to make a solid, effective strike, whereas you will probably be able to get a hand to your attacker’s face and be able to drag the key across their eyes, nose, cheek and throat etc. in a cutting action.” (See SEPS, Situation Effective Protection System for Women’s Self-defense at <http://www.womensselfdefense-seps.com/womensselfdefense-course-module7.html> [as of July 17, 2018].)
11
pencil was a deadly weapon as a matter of law. (Id. at pp. 1470-1473.) We rejected the
suggestion that Simons was distinguishable simply because it did not address the
aggravated assault statute. “‘[N]o sound reason appears to define a “deadly weapon” for
purposes of [Penal Code] section 245 differently than it is defined in other contexts under
other statutes.’ [Citations.] Cases discussing the definition of a deadly weapon routinely
rely on other cases dealing with different statutes. [Citations.]” (Page, at p. 1472.)
More recently, In re D.T., supra, 237 Cal.App.4th 693, the juvenile court found
that a minor committed an assault with a deadly weapon when he poked a classmate in
the back with the sharp end of a pocketknife. The victim testified, “[t]he knife felt
‘sharp’ and ‘pointy,’ and [she] felt some pain. She did not think minor would hurt her, or
that he was trying to cut or kill her. However, the victim was scared that an injury might
occur because minor had a knife pressed to her back.” (Id. at p. 697.) The investigating
officer testified that similar knives can cause serious injury or death. (Ibid.)
On appeal, the minor in In re D.T., supra, 237 Cal.App.4th 693, argued that the
knife was not likely to cause death or great bodily injury. Relying on our decision in
Page and on Simons, we disagreed. “[I]n Page this court found a pencil, which is less
sharp and less likely to cause serious harm than a knife, to be a deadly weapon when it
was held against a victim’s throat without any slicing or stabbing motions. (People v.
Page, supra, 123 Cal.App.4th at p. 1472.) Even more supportive of our point is People v.
Simons (1996) 42 Cal.App.4th 1100, 1106-1107 . . . , in which the court held that a
screwdriver was a deadly weapon even though the defendant had only brandished it at
police officers without actually touching anyone. If a pencil held to a victim’s neck, and
12
a screwdriver that is only used to threaten from a distance, are both likely to cause death
or serious bodily injury, then so is a sharp knife held to the back of a victim. As we have
explained, the test is whether the knife was ‘“used in such a manner as to be capable of
producing and likely to produce, death or great bodily injury.” [Citation.]’ (Aguilar,
supra, 16 Cal.4th at pp. 1028-1029, italics added.) Because the knife was sharp, and
because minor held it against the victim in such a way that a sudden distraction or
misstep could have resulted in a serious puncture wound, the knife had the capacity to
cause serious bodily injury or death. It therefore meets the Aguilar standard for
likelihood.”4 (In re D.T., at pp. 700-701, first italics added, second italics in original.)
As in Page and In re D.T., we continue to find Simons persuasive. If using a
screwdriver to fend off police officers from a distance is an assault with a deadly weapon,
then forcefully swinging or swiping a car key from a short distance is also an assault with
a deadly weapon.
4 To be sure, the pocket knife used by the minor in In re D.T. is different than a car key because, by definition, a pocket knife has a pointed blade that is designed to cut. The court in In re Brandon T. (2011) 191 Cal.App.4th 1491 held that a butter knife “with a rounded end and slight serrations on one side” was not used as a deadly weapon when the minor tried to cut the victim by slashing his neck, but failed because the blade broke. (Id. at pp. 1496-1498.) To the extent that decision suggests that a key or similar instrument is not capable of being used as a deadly weapon simply because it lacks a knife-life “pointed” end, we respectfully decline to follow it. More recently, the court in In re B.M. (2017) 10 Cal.App.5th 1292 expressly disagreed with In re Brandon T. and held that a butter knife with small ridges on one end is capable of being used as a deadly weapon. (In re B.M., at pp. 1298-1300, review granted July 26, 2017, S242153.)
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B. The Trial Court Must Determine on Resentencing Whether to Impose
Concurrent Sentences on Counts 1 and 3.
Defendant contends, and we agree, that the trial court inaccurately believed it
could only sentence defendant on counts 1 and 3 concurrently with the sentence on
count 2 if it first struck defendant’s strike. We reverse the sentence and remand for the
trial court to consider in the first instance whether concurrent sentences on counts 1 and 3
are appropriate.
At sentencing, defense counsel asked the trial court to sentence defendant to nine
years on count 2 (the low term of two years, doubled under the one strike law, plus a five-
year enhancement for the prior serious felony conviction). Counsel also requested that
the court consider imposing concurrent sentences for counts 1 and 3: “We would
obviously greatly appreciate it if the Court would run the time concurrent on the other
two counts but should the Court be inclined not to run that concurrent that it run one-third
the midterm for two years on Count 1.” The court indicated its belief that, for the
sentences on counts 1 and 3 to run concurrently with count 2, “I’d have to strike the strike
for those counts.” Counsel stated she was not asking the court to strike the strike. The
court then stated, “I think it has to be consecutive unless I strike the strike. I can do that
for those subsequent counts[, i.e., counts 1 and 3], impose it one time [on count 1] then
strike it.”
The trial court designated count 2 as the principal count, and sentenced defendant
to the middle term of three years, doubled pursuant to the one strike law, for a term of six
14
years in state prison. On count 1, the trial court sentenced defendant to one-third the
middle term of three years. But rather than strike the strike conviction, the court doubled
the term pursuant to the one strike law for a term of two years in state prison to run
consecutively to count 2. Similarly, the trial court sentenced defendant to one-third the
middle term of two years on count 3, doubled pursuant to the one strike law, for a term of
one year four months in state prison to be served consecutively to count 2. Finally, the
trial court imposed a five-year sentence enhancement for defendant’s prior serious felony
conviction, to be served consecutively to count 2, for a total term of 14 years four months
in state prison.
“If there is a current conviction for more than one felony count not committed on
the same occasion, and not arising from the same set of operative facts, the court shall
sentence the defendant consecutively on each count . . . .” (Pen. Code, §§ 667,
subd. (c)(6), 1170.12, subd. (a)(6), italics added.) Under the plain language of the statutes,
the trial court has no discretion to sentence a defendant to concurrent sentences under the
three strikes law when the current felony convictions were committed on the same
occasion and arose from the same operative facts. In that situation, consecutive sentences
are mandatory. (People v. Hojnowski (2014) 228 Cal.App.4th 794, 800.) But the trial
court has discretion to impose concurrent sentences if it concludes the current convictions
were not committed on the same occasion and did not arise from the same operative facts
(People v. Casper (2004) 33 Cal.4th 38, 42), unless a consecutive sentence is otherwise
mandated by another statute (People v. Torres (2018) 23 Cal.App.5th 185, 198).
15
As noted, the trial court indicated it believed it could impose concurrent sentences
on counts 1 and 3 only if it first struck defendant’s strike conviction. The People contend
the record does not affirmatively demonstrate that the trial court misunderstood its
limited discretion to impose concurrent sentences under the three strikes law, and that the
court’s “vague statement” does not overcome the presumption that the court understood
its discretion. The trial court was not vague in the least. To repeat, when defense counsel
asked for the court to impose consecutive sentences on counts 1 and 3, the court said, “I’d
have to strike the strike for those counts.” (Italics added.) The court also said, “I think it
has to be consecutive unless I strike the strike. I can do that for those subsequent
counts[, i.e., counts 1 and 3], impose it one time [on count 1] then strike it.” (Italics
added.) On this record, we are not persuaded that the trial court understood it had
discretion to impose concurrent sentences. “[W]hen the record indicates the court
misunderstood or was unaware of the scope of its discretionary powers, we should
remand to allow the court to properly exercise its discretion. [Citations.]” (People v.
Bolian (2014) 231 Cal.App.4th 1415, 1421.)
The People also argue that, if we conclude the trial court misunderstood its
discretion, we should not remand for resentencing because there is no possibility the trial
court will conclude the offenses were not committed on the same occasion or did not
arise out of the same operative facts. According to the People, the record supports the
trial court’s implied findings that the current offenses were all committed on the same
occasion and arose from the same operative facts.
16
We might be inclined to apply the doctrine of implied findings but for the fact that
the trial court sentenced defendant under the clear misapprehension that striking a strike
was the only way to impose a concurrent sentence, and there is no indication whatsoever
that the court impliedly concluded that the crimes were not committed on the same
occasion and did not arise from the same operative facts. Although we agree with the
People that arguably defendant’s offenses of robbery and resisting arrest were not
committed on the same occasion and did not arise from the same set of operative facts, it
is a much closer call with respect to his offenses of robbery and assault with a deadly
weapon. Such a determination is much better left to the trial court in the first instance.
C. Errors in the Minute Order from Sentencing and Abstract of Judgment.
Defendant argues, and the People agree, there is an error in the minute order from
the sentencing hearing regarding his prior felony admission. The People originally
alleged defendant had suffered two prior felony convictions: a 2013 conviction for
possession of a controlled substance and a 2011 strike conviction for attempted
carjacking. At the sentencing hearing, however, the prosecution pursued only the prior
conviction for carjacking after agreeing with defense counsel that the drug conviction
was likely to be reduced to a misdemeanor under Proposition 47. Defendant then waived
his right to a jury trial and admitted the attempted carjacking conviction. However, the
minute order erroneously states, “Defendant admits Prior(s) 01 [and] 02,” and “Court
orders Prior(s) 02 Stricken.”
Defendant also contends the minute order and abstract of judgment do not reflect
the oral pronouncement of the restitution fine and parole revocation fine. Penal Code
17
section 1202.4 mandates that every defendant convicted of a felony be ordered to pay a
restitution fine of no less than $300 and no more than $10,000. (Pen. Code, § 1202.4,
subd. (b)(1).) The court may, in its discretion, impose a restitution fine using the
following formula: the minimum fine ($300), times the “number of years of
imprisonment the defendant is ordered to serve,” times “the number of felony counts of
which the defendant is convicted.” (Id., subd. (b)(2).) The court must also impose a
parole revocation fine in the same amount as the restitution fine. (Pen. Code, § 1202.45,
subd. (a).)
In its report and sentencing recommendation, the probation department
recommended the trial court consider count 2 as the principal count and sentence
defendant as follows: the middle term of three years on count 2, doubled under the one
strike law should the prior strike be found true; one-third the middle term of three years
on count 1, doubled if the court found true the strike allegation; and one-third the middle
term of two years on count 3, again, doubled should the court find true the strike
allegation. Therefore, the probation department recommended a total state prison
sentence of four years eight months if the strike prior was not found true and a sentence
of 15 years four months if it was found true (this included the five-year enhancement for
the strike prior, and a one-year enhancement for a prison prior that defendant did not
admit). Based on the minimum recommended prison sentence of four years eight months
(assuming the strike prior was not found true), the probation department recommended
the trial court impose restitution and parole revocation fines in the amount of $3,600
18
each, using the formula set forth in Penal Code section 1202.4, subdivision (b)(1)
(minimum fine ($300) x years in prison (4) x number of convictions (3) = $3,600).
With the exception of the one-year enhancement for the alleged prison prior, that
defendant did not admit, the trial court followed the probation department’s
recommendation for sentencing. It did not, however, impose the recommended
restitution and parole revocation fines. The court plainly stated on the record, “I shall
impose a minimum restitution fine and other fines.” Yet, the minutes from sentencing
and the abstract of judgment both indicate defendant was ordered to pay a restitution fine
of $3,600 and a parole revocation fine of $3,600. This was plainly in error. As noted, the
minimum restitution and parole revocation fine is $300. (Pen. Code, §§ 1202.4,
subd. (b)(1), 1202.45, subd. (a).)
The People argue the minutes and abstract of judgment reflect the correct
restitution and parole revocation fines as permitted by Penal Code section 1202.4,
subdivision (b)(2). But, the People’s argument presupposes that the trial court intended
to impose a fine using that formula. Nothing supports that conclusion. The trial court
said, clearly and unambiguously, it was imposing the “minimum restitution fine and other
fines.” (Italics added.) There is no wiggle room there.
Moreover, arithmetic is not on the People’s side. The probation department
recommended a restitution and parole revocation fine of $3,600 based on the assumption
that defendant’s strike prior would not be found true, and that defendant would only be
sentenced to four years eight months. Had the trial court intended to impose restitution
and parole revocation fines using the formula set forth in Penal Code section 1202.4,
19
subdivision (b)(2), the correct figure would have been $10,000 (minimum fine ($300) x
years of imprisonment (14) x number of convictions (3) = $12,600, capped at the
maximum fine of $10,000).
Because we reverse the sentence and remand for resentencing, we need not direct
that the minutes and abstract of judgment be corrected. When defendant is resentenced,
we presume the minutes will accurately reflect that defendant only admitted one strike
prior. The trial court is, of course, free at resentencing to impose a new restitution and
parole revocation fine. Should the court once more impose the minimum fines, we
presume the minutes of sentencing and abstract of judgment will so reflect.
IV.
DISPOSITION
The sentence is reversed. At resentencing, the trial court must consider whether
concurrent sentences on counts 1 and 3 are appropriate pursuant to Penal Code
sections 667, subdivision (c)(6), and 1170.12, subdivision (a)(6).
In all other respects, the judgment is affirmed.
CERTIFIED FOR PARTIAL PUBLICATION
McKINSTER Acting P. J. I concur:
MILLER J.
20
[People v. Koback, E066674]
Slough, J., Dissenting.
I
INTRODUCTION
I respectfully disagree with my colleagues’ conclusion that swiping a car key once
with unknown force at a person’s clothed torso from a few feet away, then fleeing,
constitutes assault with a deadly weapon. The majority reaches this outlier holding only
by leaving the record and engaging in gross speculation—they affirm the conviction
based on what could have happened had the defendant, Brian Koback, not fled but
instead continued swiping the key at the victim and perhaps, possibly, aimed for his face
or neck. This is error. Where the charged offense is assault with a typically innocuous
object alleged to be deadly as used (an as-used aggravated assault), California Supreme
Court precedent requires the prosecution prove the defendant used the object with force
“likely to produce death or great bodily injury” (the force-used test). (People v. Aguilar
The only evidence regarding the force used in this case is the victim’s testimony
Koback swiped the key at him from a few feet away “with force” then immediately left
the scene. How much force? Enough to gravely injure the victim? Enough only to
scratch or graze him? The record doesn’t provide an answer, and it is obvious that some
force is not the same as force likely to produce death or great bodily injury. (See People
v. Beasley (2003) 105 Cal.App.4th 1078, 1087 (Beasley) [reversing conviction under
1
Aguilar because the victim’s testimony “did not describe the degree of force Beasley
used in hitting her with the [broom]stick”].)
The majority pays lip service to Aguilar’s force-used test by citing it in their
analysis, but they don’t actually apply it. Instead, they rely on an opinion involving the
offense of exhibiting a deadly weapon to evade arrest in violation of Penal Code section
417.8. (People v. Simons (1996) 42 Cal.App.4th 1100 (Simons).) But because that crime
does not “turn[] on the nature of the force used” (Aguilar, supra, 16 Cal.4th at p. 1035)
like an as-used aggravated assault does, it provides no support for their holding. Aguilar
is binding California Supreme Court precedent we are required to follow. (Auto Equity
Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450, 455-456.) The majority cannot
escape this duty by applying a different test from a nonbinding lower court opinion that
predates Aguilar.
The majority’s error is not harmless. By upholding an as-used aggravated assault
conviction based on a key’s capacity to inflict injury and their conjecture about what
might have happened had things gone differently, my colleagues blur the important
distinction between cases involving inherently deadly weapons and those involving
objects alleged to be deadly as used. In this case, the blurring leads them to affirm a bad
aggravated assault conviction. As precedent, it will lead to over-prosecution of simple
assaults, treating people who use innocuous objects without injury as if they are just as
culpable as people who wield weapons designed to inflict deadly injury. It is critical that
2
we maintain the distinction, for a fool with a car key is much less dangerous than a fool
with a dagger.
II
DISCUSSION
A. Assault with an “Inherently” Deadly Weapon Versus Assault with an Object Deadly “As Used”
Assault is an attempted battery. (People v. Rocha (1971) 3 Cal.3d 893, 899.) The
Penal Code defines it as “an unlawful attempt, coupled with a present ability, to commit a
violent injury on the person of another.” (Pen. Code, § 240; see also id. at § 242 [battery
is “any willful and unlawful use of force or violence upon the person of another”].)
The more serious crime of aggravated assault in violation of Penal Code section
245 can be committed in a number of ways. Three types of aggravated assault are
relevant here: (1) by means of force likely to produce great bodily injury, (2) by means
of an inherently deadly weapon, and (3) by means of an object not designed to be a
weapon but alleged to be a deadly weapon as used. The first and third type require a
showing of the amount of force the defendant used during the assault. “[T]he jury’s
decisionmaking process in an aggravated assault case . . . is functionally identical
regardless of whether, in the particular case, the defendant employed a weapon alleged to
be deadly as used or employed force likely to produce great bodily injury; in either
instance, the decision turns on the nature of the force [the defendant] used.” (Aguilar,
supra, 16 Cal.4th at p. 1035, italics added.) Only the second variety, assault with an
3
inherently deadly weapon, requires no showing of force. Merely using the weapon to
attempt an injury is enough.
A deadly weapon is any object specifically designed to produce death or great
bodily injury. (Aguilar, supra, 16 Cal.4th at p. 1029.) “Only [s]ome few objects, such as
dirks and blackjacks, have been held to be deadly weapons as a matter of law; the
ordinary use for which they are designed establishes their character as such.” (Ibid.) A
person commits assault with a deadly weapon in violation of Penal Code section 245,
subdivision (a)(1) when they employ a deadly weapon in their attempt to injure someone.
One may assault another with a deadly weapon “without making actual physical contact.”
(Aguilar, at p. 1028.) “[T]he statute focuses on use of a deadly weapon,” not on contact
or injury. (Ibid.)
Thus, one can commit assault with an inherently deadly weapon simply by
threatening injury on another, such as by holding a dagger or blackjack close to someone
in a menacing manner or by swinging at them, and missing. It wouldn’t matter how hard
you swung or how close you got to your target. The fact you used an inherently deadly
weapon in your attempt to injure someone is enough to warrant the conviction. (See, e.g.,
Simons, supra, 42 Cal.App.4th 1100 [“Assault with a deadly weapon requires ‘an
unlawful attempt, coupled with a present ability, to commit a violent injury on the person
of another’”]; People v. McCoy (1944) 25 Cal.2d 177, 190-191 [simply holding a knife
up to victim’s face and threatening to use it constituted aggravated assault because the
knife was inherently dangerous and defendant exhibited a present ability and intent to use
4
it if need be].) This is so precisely because the weapon is designed to be deadly, making
the risk of injury from any use of the weapon to attempt an injury dire.
What happens, then, if the object used in the assault is not designed to be a
weapon? The California Supreme Court addressed this issue in Aguilar, observing that
“[some] objects, while not deadly per se, may be used, under certain circumstances, in a
manner likely to produce death or great bodily injury.” (Aguilar, supra, 16 Cal.4th at
p. 1029.) The test for whether a typically innocuous everyday object has been used as a
deadly weapon in an assault is whether it was “used in such a manner as to be capable of
producing and likely to produce, death or great bodily injury.” (Id. at pp. 1028-1029,
italics added.) The first part of the test, capability, focuses on the nature of the object (is
it sharp, heavy, blunt?) and whether it is possible to cause serious injury with it. Some
objects will fail even this inquiry. It is probably impossible to kill or gravely injure
someone with a rice cake, whereas we can all imagine how a person could do serious
damage with a butter knife or a golf club.
The second part of the test, likelihood, focuses on how the defendant actually used
the object. This inquiry “turns on the nature of the force used.” (Aguilar, supra, 16
Cal.4th at p. 1035) Objects that can “be grasped while throwing a punch, like rolls of
coins, batteries, . . . bicycle footrests,” (or car keys), may “be deemed instruments of
[aggravated] assault” only if there is “sufficient proof” the object was actually used “in a
manner likely to produce death or great bodily injury.” (In re David V. (2010) 48 Cal.4th
23, 30 & fn. 5, quoting Aguilar, at p. 1029, italics added.) In other words, the capability
5
prong turns on how someone could use the object to injure and can therefore be based on
speculation. By contrast, the likelihood prong depends on how the defendant did use the
object and therefore must be based on evidence in the record. It is the difference, for
example, of swinging a nine iron at someone’s head, or shoving someone in the shoulder
with it. The club is certainly capable of causing severe injury, but only in the former
example is it also likely to cause severe injury as used.
The added likelihood inquiry for everyday objects makes sense. While “all
aggravated assaults are ultimately determined based on the force likely to be applied
against a person” (Aguilar, supra, 16 Cal.4th at p. 1035, italics added), we infer or
assume a likelihood of great bodily injury in the case of inherently dangerous weapons
because they are specifically designed to inflict such injury. In other words, the mere use
of a deadly weapon while attempting to injure someone is sufficient to constitute
aggravated assault. The same is not true, however, for golf clubs, car keys, and other
generally innocuous objects. For these, we must look to the specifics to determine
whether the defendant’s actions were culpable enough to warrant the harsher punishment
aggravated assault carries. That additional, factual analysis is clear cut: Was the force
with which the defendant used the object likely to produce death or great bodily injury?
(Ibid.)
B. The Record Contains No Evidence of Force “Likely to Produce” Great Bodily Injury
Regarding the first prong of the Aguilar test, a car key is unquestionably capable
of producing great bodily injury, for example, if you use the pointed part to repeatedly
6
pummel someone or stab at a vulnerable part of their body. Yet the majority spends most
of their analysis on this completely obvious and uncontested point. They even survey
out-of-state case law and self-defense websites to make it. (Maj. opn., ante, at p. 11,
fn. 3.) The result does not repay the effort. We’re left where we started, knowing a car
key could produce great bodily injury, but not knowing anything about how this
defendant used this key.
The only question we have to answer on appeal is whether Koback actually used
the key with force likely to produce death or great bodily injury. Here is the sum total of
what we know about the key and the swing from trial. The key is one of the modern,
electronic car keys, consisting of a round plastic fob and a wide metal shaft. The shaft is
two inches long and tapers slightly to a rounded point. Unlike the older versions of car
keys that tend to have sharp, jagged cuts, this key’s cuts are smooth.5 The victim and his
two coworkers testified Koback stood between three and five feet away from them when
he made a fist around the plastic fob so the shaft protruded from his knuckles. The victim
said Koback then swiped “with force” at his torso. One of the coworkers described the
motion “Pretty much as if [Koback] was throwing a punch.” The swipe did not land—
either because Koback was too far away or because one of the coworkers pulled the
victim away in time. The victim said Koback “got scared and he left” immediately after
swiping at him.
5 We reviewed the photograph of the key the prosecution submitted to the jury.
7
This evidence is even less meaningful than the testimony regarding force in
Beasley, which the court determined was “far too cursory” to satisfy the likelihood or
force-used test under Aguilar. (Beasley, supra, 105 Cal.App.4th at p. 1087.) At trial, the
victim testified the defendant had used the broomstick to “beat me like he never beat me
before,” and the prosecution submitted photographs of her bruised arms and shoulders to
illustrate the extent of her injuries. (Ibid.) The court concluded that evidence was
insufficient under Aguilar because the defendant had struck only non-vulnerable parts of
the victim’s body (her arms and shoulders) and because her testimony “did not describe
the degree of force [he had] used in hitting her with the stick.” (Ibid.) “The jury
therefore had before it no facts from which it could assess the severity of the impact
between the stick and [the victim’s] body. . . . [The] bruises on [her] shoulders and arms
are insufficient to show [he] used the broomstick as a deadly weapon.” (Id. at p. 1088,
italics added.) In other words, without evidence about the degree of force used or
evidence the defendant had targeted more vulnerable parts of the victim’s body, such as
her “head or face,” the bruises, on their own, did not give the jury a basis to find the
defendant had used the broomstick in a manner likely to produce death or grave injury.
(Id. at p. 1087.)
The same is true here. The record is silent on the amount of force involved in the
swipe because the victim did not describe it in sufficient—or any—detail. Moreover,
unlike in Beasley, Koback’s conduct did not result in physical contact, so we cannot try
to discern the amount of force from evidence of the impact. (See, e.g., People v. Brown
8
(2012) 210 Cal.App.4th 1, 7 [the “nature” and “location” of injuries “are relevant facts
for consideration in determining whether an object was used in a manner capable of
producing and likely to produce great bodily injury”], italics added.)
The majority simply ignores Beasley as inconvenient precedent, when it should
explain why its holding is not dispositive of our case. Instead, they attempt to supply the
missing evidence of force through hypothetical, arguing: “[T]here is nothing in the
record to suggest defendant would not have continued to swing the car key at [the victim]
if he and the other men had not backed off, or that defendant would only have swung at
[the victim’s] torso and would not have swung for his face or neck.” (Maj. opn., ante, at
p. 10.) This speculation is completely irrelevant to the likelihood, or force-used, analysis.
It demonstrates only that a key can be used to injure. If it were permissible to make up
stories about how the object was used, the court would have done so in Beasley,
upholding the conviction by reasoning there was “nothing in the record to suggest
defendant would not have” continued to beat the victim with the broomstick and, say,
poked her in the eye with it.
Perhaps more important—and surely more egregious—the majority’s speculation
that “there is nothing in the record to suggest” Koback would not have swung more times
misstates the evidence. The victim said Koback “got scared” after swiping at him and
immediately fled. That testimony not only suggests but establishes that Koback would
not have stuck around and launched a full scale attack on the employees. Moreover,
contrary to what the majority’s violent and overblown hypothetical suggests, the fact he
9
fled strongly suggests he was not trying to gravely injure the victim by swiping at him. It
is much more likely he was trying only to gain distance from his pursuers—like he had a
few minutes earlier in the Enterprise parking lot by threatening to “fuck [them] up” if
they didn’t back away. Notably, Koback also fled during that first encounter.
The majority tries to sidestep the lack of evidence of force by evoking an aura of
dangerousness around the event. They recount the details of the employees’ first
encounter with Koback in the Enterprise parking lot in great and unnecessary detail,
noting how close he stood to them, how he told them he’d “fuck [them] up” if they didn’t
back off, and how he seemed to be getting “angry and agitated.” (Maj. opn., ante, at
pp. 5-6.) None of these facts matters to the issue actually in dispute—whether he swung
the key with force likely to produce great bodily injury during the second, later encounter
in the motel parking lot. While his actions during the first encounter may provide
circumstantial evidence of his state of mind during the second, his state of mind is not in
dispute. It is uncontested he intended to assault the victim. The issue is whether that
assault was simple or aggravated, based on the force he used in wielding the key.
(Aguilar, supra, 16 Cal.4th at p. 1035.)
“[T]he crime of assault has always focused on the nature of the act and not on the
perpetrator’s specific intent.” (People v. Williams (2001) 26 Cal.4th 779, 786, italics
added.) Thus, even if the jury could reasonably infer that, in his own mind, Koback had
very much wanted to hurt the victim with his single swing, that doesn’t change the fact
the jury had no idea what kind of force was behind his single motion. Whether Koback
10
was enraged or simply scared and desperate is immaterial because it doesn’t tell us
whether he swiped at the victim like Bruce Lee or a drunk. And the amount of force
makes all the difference because Koback fled immediately after his single swipe and, as
the photograph of the key shows, it is not sharp or jagged enough to cut skin with a single
swipe unless wielded with extreme force. (Cf. People v. Lochtefeld (2000) 77
Cal.App.4th 533, 541 [sufficient evidence to support finding pellet gun held to victim’s
head was capable of causing serious injury where expert testimony established it could
“expel pellets at speeds in excess of those required to penetrate a significant distance into
muscle tissue or to enter an eyeball”].) In other words, the jury may have had evidence
of intent, but it did not have sufficient evidence of the nature of the act to convict Koback
of aggravated assault.
It should go without saying an appellate court may not fabricate the evidence to
support a conviction when conducting a substantial evidence review. But that appears to
be precisely what my colleagues are doing with their conjecture about what might have
happened had Koback continued swinging. The majority also muses that we have no
idea whether the victim’s shirt was tucked in or whether he might have been wearing a
second shirt underneath his company’s polo shirt. (Maj. opn., ante, at p. 10.) True, there
are many things we do not know about this incident, and anything is possible in a
hypothetical. It’s also possible Koback could have gravely injured the victim if he had
shoved the key in his ear. But in reality, Koback did none of the things the majority
mentions. He swung once at the victim’s torso with unknown force, and fled. Whether
11
he missed because he was too far away or because the victim was pulled aside is
immaterial. So is whether the victim was wearing an extra layer of clothing. Answering
those questions would shed no light on the forcefulness of the swipe.
I recognize that in cases like this, where the defendant does not make contact with
the victim during the assault, some form of speculation about what might have (but
didn’t) happen is required to determine whether the defendant used force “likely to
produce” great bodily harm under Aguilar. (Aguilar, supra, 16 Cal.4th at p. 1029.)
However, courts should limit their speculation to identifying the risk of injury posed by
the defendant’s actual conduct. They should not engage in speculation about what
additional actions the defendant could have taken that would have increased the risk of
injury.
In re D.T. (2015) 237 Cal.App.4th 693 provides an example of appropriate
speculation under Aguilar’s likelihood test. In that case, a different panel of this court
held the defendant’s act of pressing the blade of a pocketknife into his classmate’s back
in the school hallway constituted force likely to produce great bodily injury. (In re D.T.,
at p. 701.) They reached this conclusion by applying a risk analysis supported by
evidence in the record. At trial, the investigating officer had testified she had seen
similar knives cause severe and even fatal wounds and the victim had a red mark on her
back from how hard the minor was pressing the knife to her.1 (Id. at p. 697.) Based on
1 Arguably, the defendant in In re D.T. was guilty of assault with an inherently dangerous weapon, as the pocketknife was specifically designed to be sharp enough to [footnote continued on next page]
12
this evidence, the court concluded it was probable that “a sudden distraction or misstep”
would have “resulted in a serious puncture wound” to the victim’s back. (Id. at p. 701.)
This speculation was both limited to the risk of injury from the defendant’s actions and
supported by testimony about the nature of the object. In contrast, my colleagues’
speculation is not limited to Koback’s conduct—they have to dream up additional things
he could have done to be able to identify a risk of injury. This is improper speculation
because it is not grounded in the record. Simply put, it is appropriate to speculate about
hypothetical injuries from real actions (In re D.T.), but it is completely improper to
speculate about hypothetical injuries from hypothetical actions, as the majority does here.
C. Simons Is Inapplicable
To uphold the conviction, the majority relies heavily on Simons, supra, 42
Cal.App.4th 1100, a pre-Aguilar case that involves the distinct offense of exhibiting a
deadly weapon to evade arrest. (Pen. Code, § 417.8.) A person commits that offense by
brandishing a dangerous object at a police officer with the intent “to use it as a weapon
should the circumstances require.” (Simons, at p. 1107.) In Simons, the defendant
waived a screwdriver at a group of police officers in a menacing way while ordering
them to “stay back,” then threatened to stab the police dog with the screwdriver if they
didn’t go away. (Id. at p. 1106.) Only after throwing a chair at the defendant and “a brief
[footnote continued from previous page] [footnote continued from previous page] cut through materials more resilient than skin, but the court treated the offense as an as- used aggravated assault.
13
struggle” were the officers able to disarm him. (Ibid.) The Simons court upheld the
Penal Code section 417.8 conviction, concluding that a screwdriver was dangerous
(if used to slash or stab) and the evidence amply supported a finding the defendant
intended to use it as a weapon to keep the officers and police dog at bay.
The majority concludes Simons is dispositive of our case, reasoning, “[i]f using a
screwdriver to fend off police officers from a distance is an assault with a deadly weapon,
then forcefully swinging or swiping a car key from a short distance is also an assault with
a deadly weapon.” (Maj. opn., ante, at p. 13.) First of all, the majority seems to have
missed or forgotten that Simons is not an aggravated assault case, but putting that
mischaracterization aside, their comparison is still inapt. What matters in a Penal Code
section 417.8 case is the defendant’s intent—that is, whether he or she brandished a
dangerous object at a police officer as a means of evading arrest. In other words, Penal
Code section 417.8 is concerned with protecting police officers from injury when making
arrests and, as a result, punishes those who would exhibit a dangerous object during an
arrest with the intent to use it if need be. As-used aggravated assaults, by contrast,
depend entirely on the type of force used. A person is guilty of as-used aggravated
assault only if they wield the typically innocuous object “in a manner likely to” cause
serious harm. (Aguilar, supra, 16 Cal.4th at p. 1029.) Simons therefore has no bearing
on an as-used assault case like this one. The test we must apply is the one in Aguilar.
The source of the majority’s mistake in relying on Simons appears to be People v.
Page (2004) 123 Cal.App.4th 1466 (Page). In that case, a different panel of our court
14
concluded the defendant committed as-used aggravated assault when she held the
sharpened tip of a pencil to the victim’s neck during a robbery and told him not to
involve the police because she “knew where he lived.” (Id. at p. 1469.) Like the
majority does here, the Page court cites the two-part Aguilar test, but then applies the
Simons test. The court upheld the aggravated assault conviction on the ground a
sharpened pencil could be dangerous and the defendant’s use of the pencil while
threatening the victim during a robbery demonstrated she intended to use it as a weapon if
need be. (Page, at p. 1473.)
As just explained, because exhibiting a deadly weapon to evade arrest does not
require the use of force likely to inflict great bodily harm, the Simons test does not apply
to as-used aggravated assaults. However, unlike here, the Page court’s incorrect analysis
did not result in an improper conviction. Had the court applied the Aguilar test instead of
the Simons test, it could have properly concluded, like the court did in In re D.T., that “a
sudden distraction or misstep” likely would have “resulted in a serious puncture wound”
to the victim’s neck. In other words, it would have been reasonable for Page to conclude
that grave injury is likely when one holds a sharp object to a vulnerable part of the body
during a tense encounter like a robbery, when things can take a wrong turn at any given
moment. Here, in contrast, we cannot say with any confidence that Koback’s swinging
motion threatened a similar risk of serious injury.
What our case boils down to is a single swipe of a car key at a person’s clothed
torso from a few feet away with unknown force. No other court has upheld an
15
aggravated assault conviction on such scant evidence. A survey of the published cases
where everyday items were found to have been used in a manner likely to kill or severely
injure is illustrative of what an aberration this case is. In People v. Russell (1943)
59 Cal.App.2d 660, the defendant used a fingernail file to slash the victim’s face, causing
a large gash requiring 11 stitches. In People v. White (1963) 212 Cal.App.2d 464, the
defendant bashed the victim’s head with a rock, causing a two-inch gouge that penetrated
“through all layers of the scalp . . . to the bone.” (Id. at p. 465.) In People v. Helms
(1966) 242 Cal.App.2d 476, the defendant smothered the victim’s face with a pillow “for
several minutes.” (Id. at p. 478.) In People v. Richardson (1959) 176 Cal.App.2d 238,
the defendant repeatedly slashed the victim’s face and head with a razor blade, causing
cuts that required 25 to 30 sutures. In People v. Lee (1937) 23 Cal.App.2d 168, the
defendant hit the victim “several times over the head” with a pipe. (Id. at p. 169.)
I realize comparison to cases with stronger facts can be of limited value in a
substantial evidence review, however I believe these cases demonstrate what constitutes
sufficient evidence of force in cases of aggravated assault with everyday objects. In each,
the object was actually used in a manner likely to produce great bodily injury. And in
most, the victims sustained injuries. Given Koback swung once at the victim’s clothed
torso, he would have had to use quite a great deal of force to produce death or great
bodily injury with the key, and the trial testimony is simply insufficient to show he did.
I have found only one case where the everyday item held to have been used as a
deadly weapon never made contact with the victim, and that case is easily distinguishable.
16
In In re Jose R. (1982) 137 Cal.App.3d 269, the defendant stuck a metal pin inside an
apple and gave it to his teacher, but fortunately another student warned the teacher before
she could eat it. (Id. at p. 274.) At trial, a medical expert testified about the severe
injuries and infections that could have resulted from ingesting that particular pin. She
also opined ingestion could have been fatal. (Id. at p. 276.) Based on that evidence, the
court held the defendant had used the pin as a deadly weapon because, had the teacher
ingested it as planned, she would have suffered grave injury. (Ibid.) Here, in contrast,
the record contains no testimony about what could have happened had Koback’s swing
landed. Unlike ingesting a metal pin, which is sharp enough to draw blood upon slight
contact, the type of the injury, if any, that would result from being hit in the midsection
with a car key like Koback used depends entirely on the force behind the swing.
III
CONCLUSION
I cannot join an opinion that relies on inapplicable case law and hypothesizes
factual scenarios not supported by the record to reach its result. Koback did not continue
swiping the key at the victim and did not aim for his face or neck. He swung once at his
torso from a few feet away. Because the record contains no evidence he did so with force
“likely to produce” death or great bodily injury, he should not be guilty of assault with a
deadly weapon. There is, however, sufficient evidence he committed the lesser included
offense of simple assault, so I would reduce his conviction to that offense. (Beasley,
supra, 105 Cal.App.4th at p. 1088.)
17
SLOUGH J.
18
AI Brief
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Holding. The court held that a car key can constitute a deadly weapon under Penal Code section 245, subdivision (a)(1) when wielded with sufficient force at close range, and that a trial court has discretion to impose concurrent sentences under the three strikes law if offenses occurred on the same occasion or arose from the same operative facts.
Issues
Whether substantial evidence supports a conviction for assault with a deadly weapon when the instrument used is a car key.
Whether the trial court erred in its belief that it lacked discretion to impose concurrent sentences under the three strikes law without striking a prior strike conviction.
Disposition. Affirmed in part; reversed in part; remanded.
Quotations verified verbatim against the opinion
“A car key is not an inherently deadly or dangerous weapon, but if wielded as a makeshift weapon with sufficient force at close range, as defendant did here, a key is capable of puncturing skin and causing serious bodily injury.”
“A trial court has discretion under the three strikes law to impose concurrent sentences if the current offenses occurred on the same occasion or arose from the same operative facts.”
“Under the plain language of the statutes, the trial court has no discretion to sentence a defendant to concurrent sentences under the three strikes law when the current felony convictions were not committed on the same occasion”