California Court of Appeal Aug 26, 2016 No. D068248Unpublished
Filed 8/26/16 In re Luis V. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re Luis V., a Person Coming Under the Juvenile Court Law. D068248 THE PEOPLE,
Plaintiff and Respondent, (Super. Ct. No. JCM236796)
v.
LUIS V.,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, David M.
Gill and Roderick W. Shelton, Judges. Affirmed and remanded with direction.
Sheila O'Connor, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General,
A. Natasha Cortina and Christen Somerville, Deputy Attorneys General, for Plaintiff and
Respondent.
INTRODUCTION
After an adjudication hearing, the juvenile court sustained a Welfare and
Institutions Code section 602 petition against Luis V. (hereinafter the minor) charging
him with assault with a deadly weapon (Pen. Code, § 245, subd. (a)(1); count 1),1
misdemeanor battery against a police officer (§ 243, subd. (b); count 3), and
The minor contends there was insufficient evidence he had the present ability to
commit assault because he "was in a separate room, with a closed door and two adults
between [him] and his older brother." We disagree.
Section 245, subdivision (a)(1), makes it a crime to commit "an assault upon the
person of another with a deadly weapon or instrument other than a firearm." Section 240
defines assault as "an unlawful attempt, coupled with a present ability, to commit a
violent injury on the person of another." The Supreme Court has held "assault is a
general intent crime, 'established upon proof the defendant wilfully committed an act that
by its nature will probably and directly result in injury to another, i.e., a battery.'
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[Citations.] … [A] defendant must 'actually know[] those facts sufficient to establish
that his act by its nature will probably and directly result in physical force being applied
to another.' " (People v. Chance (2008) 44 Cal.4th 1164, 1169 (Chance).)
The present ability element of assault "is satisfied when 'a defendant has attained
the means and the location to strike immediately.' [Citations.] In this context, however,
'immediately' does not mean 'instantaneously.' It simply means that the defendant must
have the ability to inflict injury on the present occasion. Numerous California cases
establish that an assault may be committed even if the defendant is several steps away
from actually inflicting injury, or if the victim is in a protected position so that injury
would not be 'immediate,' in the strictest sense of that term." (Chance, supra, 44 Cal.4th
at p. 1168.)
In Chance, the court concluded a defendant who positioned himself in a sheltered
location and pointed a loaded gun in the direction of where he thought an officer would
be positioned was guilty of assault because the defendant had the present ability to inflict
injury on the present occasion. This was true even though the officer was able to take
evasive action and approached the defendant from behind. (Chance, supra, 44 Cal.4th at
pp. 1175-1176.) In People v. Valdez (1985) 175 Cal.App.3d 103 the court affirmed an
assault conviction for a defendant who fired a gun at a gas station attendant who was
sheltered behind a bulletproof window. The court concluded the defendant had the
present ability to commit assault even though bulletproof glass foiled his attempt to
inflict injury. (Id. at pp. 106, 112.)
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The minor attempts to distinguish these authorities by stating "no gun was fired,
no stabbing took place, no close calls occurred." This argument is not persuasive. The
Chance court stated, "when a defendant equips and positions himself to carry out a
battery, he has the 'present ability' required by section 240 if he is capable of inflicting
injury on the given occasion, even if some steps remain to be taken, and even if the
victim or the surrounding circumstances thwart the infliction of injury." (Chance, supra,
44 Cal.4th at p. 1172.) The Chance court cited with approval earlier cases in which
defendants were found guilty of assault even though the victims were able to take evasive
action or escape before the defendant could deploy a weapon. (Id. at p. 1174, citing
People v. Yslas (1865) 27 Cal. 630, 631, 633-634 [victim escaped a defendant
approaching with a raised hatchet by running into another room and locking the door] and
People v. Hunter (1925) 71 Cal.App. 315, 318-319 [victim jumped from a window before
defendant could pull a gun from his sock].)
The same analysis applies here. There was substantial evidence to support the
juvenile court's finding the minor committed an assault. The minor, who had already
declared his intention to kill his brother, broke free from his mother's grasp, obtained a
knife, and was headed back to the garage before his mother bear-hugged him and the
mother's friend shut the door. The fact the mother was able to restrain the minor and the
friend was able to close the door was fortuitous. It does not, however, mean the minor
did not have the present ability to inflict injury at the time he armed himself and headed
for the garage where his brother was located, approximately 14 feet away.
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C
The minor also contends there was insufficient evidence to support the juvenile
court's true finding the minor committed a serious felony under section 1192.7. We
disagree.
1
At the outset of this discussion, however, we deal with the issue raised in the
minor's supplemental opening brief contending the juvenile court failed to make an oral
finding on the serious felony allegation. We disagree and believe the argument is based
upon a misreading of the record.
As a general rule, judgment shall be pronounced orally in the presence of the
defendant (§ 1193) and " 'it must reflect the court's determination of the matter before
it.' " (People v. Wilshire Ins. Co. (1977) 67 Cal.App.3d 521, 532.) In this case, we
conclude the reporter's transcript sufficiently reflects the court's true finding as to the
serious felony allegation. As such, we are not required to consider whether such findings
could be made impliedly. (See People v. Chambers (2002) 104 Cal.App.4th 1047, 1050-
1051.)
At the conclusion of the People's evidence at the adjudication hearing, the court
considered the minor's motion under section 701.1 to dismiss counts 1 and 2. After
hearing arguments from counsel, the juvenile court granted the motion as to count 2 and
denied the motion as to count 1.
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Immediately thereafter, the court stated, "The [c]ourt does find the evidence is
sufficient to sustain proof beyond a reasonable doubt and sustain[s] Count 1 and its
accompanying allegation." (Italics added.) The court went on to state it also found
sufficient evidence beyond a reasonable doubt to sustain the battery and resisting charges
of counts 3 and 4.
The minor's counsel then indicated he still intended to put on evidence in the
minor's defense and stated he disagreed with the court's ruling about the present ability to
apply force. The court allowed the minor to testify on his own behalf regarding self-
defense.
When defense counsel challenged the court's findings as to count 1 and argued
there was no present ability to apply force, the court responded by saying, "[u]se of a
knife can certainly result in the application of force." Later, the court said, "He had a
knife in his hand and he was a few feet away. If somebody hadn't closed the door, if his
mother hadn't grabbed him." The court stated it did not agree with the minor's counsel's
contention there was no present ability to cause injury.
After hearing the minor's testimony, the court again stated the charges in count 1
had been proved beyond a reasonable doubt and found the minor was not acting in self-
defense. Therefore, the court reiterated its true finding as to counts 1, 3 and 4. The
minutes of the court reflect the court's true finding on the serious felony allegation.
Viewing the record as a whole, it is apparent the court intended to and did enter true
findings as to the serious felony allegation.
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2
Assault with a deadly weapon may constitute a serious felony under section
1192.7, subdivision (c)(23), if the individual "personally used a deadly or dangerous
weapon in the commission of the offense." (People v. Equarte (1986) 42 Cal.3d 456,
465.) " 'Use' means, among other things, 'to carry out a purpose or action by means of,' to
'make instrumental to an end or process,' and to 'apply to advantage.' " (People v.
Chambers (1972) 7 Cal.3d 666, 672.) A victim need not perceive a weapon for it to
support a use enhancement. " 'To excuse the defendant from this consequence merely
because the victim lacked actual knowledge of the [weapon's] deployment would limit
the statute's deterrent effect for little if any discernible reason.' [Citation.] 'At its core the
statute addresses the pervasive and inherent escalation of danger which arises from the
defendant's act of deployment." (People v. Thiessen (2012) 202 Cal.App,.4th 1397,
1405, quoting People v. Granado (1996) 49 Cal.App.4th 317, 327.)
In this case, there was substantial evidence to support the juvenile court's true
finding that use of a knife constituted use of a dangerous or deadly weapon for the section
1192.7, subdivision (c)(23), serious felony allegation. There is no question the minor
obtained a knife and headed to the garage where he intended to stab his brother. He
admitted as much to the 911 operator. The fact his mother grabbed him and held his arms
down before he could complete the act does not discount his act of deployment of the
weapon as part of the assault.
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II
No Abuse of Discretion in Denying Reduction of Count 1
A violation of section 245, subdivision (a)(1), is a wobbler offense in which a
court has the discretion to sentence the crime as either a felony or a misdemeanor.
(People v. Superior Court (Alvarez) (1997) 14 Cal.4th 968, 974.) When considering a
motion to reduce a wobbler crime to a misdemeanor, the court may consider factors
relevant to sentencing decisions such as " 'the nature and circumstances of the offense,
the defendant's appreciation of and attitude toward the offense, or his traits of character as
evidenced by his behavior and demeanor at the trial.' " (Id. at p. 978.) Where
appropriate, the court may also consider general objectives of sentencing such as those
set forth in rule 4.410 of the California Rules of Court, which include, among other
factors, "[p]rotecting society," "[p]unishing the defendant," and "[e]ncouraging the
defendant to lead a law-abiding life in the future and deterring him or her from future
offenses."
A court has broad discretion under section 17, subdivision (b), in deciding whether
to reduce a wobbler offense to a misdemeanor. (Alvarez, supra, 14 Cal.4th at p. 977.)
We will not disturb the court's decision on appeal unless the party attacking the decision
meets its burden to clearly show the decision was irrational or arbitrary. (Ibid.) Absent
such a showing, we presume the court acted to achieve legitimate sentencing objectives.
(Id. at pp. 977-978.) We will not reverse the court's decision " 'merely because
reasonable people might disagree. "An appellate tribunal is neither authorized nor
13
warranted in substituting its judgment for the judgment of the trial judge." ' " (Id. at
p. 978.)
In this case, the court heard the testimony of the witnesses and made true findings
as to count 1 and the serious felony allegation. The court acknowledged the brother
testified he was never in any sort of fear or sustained fear, which is why the court
dismissed count 2 for criminal threats. However, the court indicated the seriousness of
the offense in which the minor had a knife in his hand just feet from where his brother
was located, which could result in the application of force. At the conclusion of the
hearing, after lengthy arguments about the court's findings and the evidence, the minor's
counsel asked if the court would designate count 1 as a misdemeanor. The court
responded, "No." There is no indication the court's decision to deny the request to reduce
count 1 to a misdemeanor was irrational or arbitrary and the minor has not shown to the
contrary.
III
Section 654 Stay on Count 4
Section 654 bars multiple punishment for convictions arising from " 'the same act
or course of conduct.' " (People v. Correa (2012) 54 Cal.4th 331, 336-337.) Although a
single act or course of conduct may result in multiple convictions (§ 954), "the trial court
must stay execution of sentence on the convictions for which multiple punishment is
prohibited" by section 654. (Correa, supra, at p. 337.) " 'A trial court's implied finding
that a defendant harbored a separate intent and objective for each offense will be upheld
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on appeal if it is supported by substantial evidence.' " (People v. Racy (2007) 148
Cal.App.4th 1327, 1336-1337.)
The judge who heard the evidence at the adjudication hearing was not asked to
stay count 4 pursuant to section 654. The request was made at the disposition hearing
before another judge. The disposition judge merely stated section 654 did not apply and
found the confinement period of four years and eight months.
We conclude there is no substantial evidence to support an implied finding the
defendant harbored a separate intent and objective for counts 3 and 4. The resisting and
battery incidents occurred in one course of conduct as the minor attempted to remove
himself from the police vehicle. The minor unbuckled himself from the seat in the patrol
car and attempted to get his handcuffs in front of him. When an officer attempted to
restrain him to replace the seat belt, the minor began swearing and spit at the officer.
Based on the evidence, we conclude punishment for resisting a peace officer (count 4)
should be stayed pursuant to section 654.
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DISPOSITION
We affirm the true findings. However, because we conclude the punishment for
count 4 must be stayed pursuant to section 654, we remand the matter for further
disposition consistent with our decision.
MCCONNELL, P. J.
WE CONCUR:
AARON, J.
PRAGER, J.*
* Judge of the San Diego Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution. 16
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Holding. The court affirmed the juvenile court's true findings regarding assault with a deadly weapon and the serious felony allegation, but remanded for resentencing because the punishment for resisting an officer should have been stayed under Penal Code section 654.
Issues
Whether there was sufficient evidence to support the true finding of assault with a deadly weapon.
Whether there was sufficient evidence to support the true finding of a serious felony allegation.
Whether the juvenile court failed to make an oral pronouncement of its true finding on the serious felony allegation.
Whether the court abused its discretion in declining to reduce the assault charge to a misdemeanor.
Disposition. Affirmed and remanded with direction.