California Court of Appeal Oct 18, 1919 No. Crim. No. 482.Published
Before: Hart
Synopsis
The facts are stated in the opinion of the court.
HART, J.
The defendant, jointly with one Elton Frazier, was charged with the crime of extortion. He demanded and received a separate trial, was found guilty by the jury, and was sentenced to state’s prison, and now prosecutes this appeal from the judgment.
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On January 27, 1919, the prosecuting witness, Louis Wing, was living on a farm near Crescent Mills, in Plumas County. He testified that he had known the defendant Peck for fifteen or twenty years and the defendant Frazier for about three years; that, at about five minutes to 3, on the morning of January 27, 1919, the defendants came to his house, knocked at the door, and asked to come in. Peck said he was cold and asked Wing to build a fire, which he did. As to what then occurred, Wing testified: “Peck says, ‘Take a chair and sit down and be sociable,’ which I did in my underclothes, and he says to me, ‘Will you dance to my fiddling?’ I says, ‘I have, George, and I guess I can again,’ and he says, ‘Well, you are going to, now.’ I looked up—he had a gun stuck in my face. I asked him what he would do. He says he was going to kill me. I asked him what I had done. There was a rock put in some grain at the ranch when he was threshing there and the grain didn’t belong to me, but it didn’t do any harm. The rock was found before it went into the machine. He said I knew how it got in there and I was going to tell him. I told him I was just as innocent as a new-born baby and I didn’t know who put it in there. . . . And he kept on going to make me tell.” There was some further conversation in which Frazier said Wing had called him a slacker, which the latter denied. The witness testified that Peck said, “You know very well if we go away and leave you here you will get me arrested.” Wing said, “I promised him faithfully that I would not if he would let me go. At that time he ordered Elton Frazier to pull that gun and he did, but he never pointed it at me. . . . George Peck wanted me to put up something to keep my mouth shut after I faithfully promised him I wouldn’t get him arrested, which I did; I put up $62.25. It was $63.25 and I asked him for one dollar back, and he gave me a dollar and took the $62.25 away with them when they left the house.” It appeared that the money was in Wing’s pants pocket in his bedroom. He testified: “Peck ordered Frazier to go and get it and Frazier went and got it and counted it out on the table, and I asked him for this dollar back and he gave it to me and he shut the purse up and handed it to Peck and that is the last I see of the money until I went back from here and it was given to me by different parties.”
Asked why he permitted the defendants to take the money, Wing said, “Through fear, I had to give it up to them. I would give them anything I got for to get them to stop.” He said he told them where the money was and made no objection to their taking it. He was asked if defendants gave any reason for taking the money, and answered, “It was put up as a forfeit so I wouldn’t get them arrested for pulling those guns on me and threatening my life.”
It further appears that, on the afternoon of the twenty-seventh day of January, the defendant was at the home of his brother, Joseph Peck, residing a short distance from the house occupied by Wing and in which the trouble occurred. Mrs. Peck, the wife of Joseph, remarked to the defendant that she saw Wing and the “Stampfli bunch” (the Stamp-Sis were residents of the Crescent Mills section and friends of Wing), going toward Quincy (the county seat of Plumas County), and, she said, “I .wondered what they were going for,” and the defendant replied, “I guess he was going over to have me arrested.” Mrs. Peck asked defendant what reason Wing had for having him arrested, and the accused explained the episode occurring at Wing’s house early that morning, but said it was all merely a joke or “done for fun.” The defendant then left his brother’s house and within a few minutes thereafter Glen Peck, son of Joseph and Mrs. Peek, appeared at the latter’s home, gave his mother Wing’s purse and the money taken from Wing by defendant and Frazier, and requested her to deliver the purse and its contents to Wing. Mrs. Peck took the purse and the money to Wing's house and placed them on a table in one of the rooms. Wing, on returning home, found the purse and the full amount of money taken from him as above explained.
It is first contended by appellant that the crime committed, if any, was robbery and not extortion. This question was first raised by a motion made by defendant that the court instruct the jury to bring in a verdict of not guilty, after the district attorney, in his opening statement, had told the jury that the defendant had taken the money from Wing by putting him in fear of bodily injury because of the display of firearms,
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1. At the common law, extortion was confined to the unlawful taking by any officer, by color of his office, of any money or thing of value that is not due to him, or more than is due or before it is due, and it is so defined. In most of the states the crime of extortion is defined by statutes which are substantially declaratory of the common-law offense. (8 R. C. L. 315.) In some instances, however, the statutory definitions have extended the scope of the offense beyond that of the common law so as to include the unlawful taking of money or thing of value of another by any person, whether a public officer or a private individual, and this is so in California, as will be observed from the language of section 518 of the Penal Code, which reads as follows: “Extortion is the obtaining of property from another, with his consent, induced by a wrongful use of force or fear, or under color of official right. ’ ’
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Thus, it will be noted, in this state the crime may be committed by any person, but to constitute the crime of extortion in any case, the taking of the property must be with the consent of the person from whom it is obtained; and it is the fact that the property taken must be
with the consent
of the person from whom it is obtained that distinguishes the crime of extortion from that of robbery, the latter crime being defined as “the felonious taking of personal property in the possession of another, from his person or immediate presence,
and against his will,
accomplished by means of force or fear.” (Pen. Code, sec. 211.)
From the evidence, the jury were warranted in finding these facts, as impliedly they did: That the defendant assaulted and threatened to inflict bodily injury upon Wing upon the pretext that the latter had said some unkind things about the accused; that Wing was very much frightened and was possessed of a fear that the defendant and his companion, Frazier, had called at his house with the intention of injuring him and that they intended to do so; that after Wing explained and protested that he had not made the statements about the defendant attributed to him by the latter, the accused asked Wing to promise him that he (Wing) would not institute a proceeding in the courts against him for assault; that Wing promised not to do so if the defendant would not injure him, and that thereupon
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the defendant asked Wing if he had any money in his possession, to which Wing replied affirmatively, stating the amount; that the defendant then demanded of Wing a delivery to him of the money, to be held by him (defendant) as an earnest of Wing’s good faith in the agreement that he would not prosecute the accused; that Wing believed that that was the purpose for which the accused wanted the money and, being in fear that the defendant would inflict bodily injury upon him, if, indeed, not take his life, and to save himself from injury, willingly told Frazier where to get the money, and that Frazier obtained it and turned it over to the accused with the consent of Wing, who then believed that the money would be returned to him by the accused if he (Wing) should make no complaint against Peck for the assault. The jury were further warranted in finding that, as a matter of fact, it was the original intention of the defendant to retain, steal, and appropriate the money so obtained to his own use, and that he would have done so but for the fact that later in the day of the visit of himself and Frazier to Wing’s house he had been informed by his sister-in-law that she had seen Wing and some of his friends going in the direction of the county seat of Plumas County, from which circumstance he surmised and expressed the conjecture that Wing’s purpose in going to the county seat was to swear to a complaint against him, and that, actuated by the fear that he would be arrested and prosecuted for taking the money, he caused the money to be returned to Wing. Upon these facts, which we repeat are clearly dedueible from the evidence, the jury were justified in concluding and finding that the crime of extortion had been committed. In brief, thus they were justified in finding, if they believed the evidence, as manifestly they did, that the money was obtained by the defendant from Wing with the latter’s consent, “induced by a wrongful use of fear. ’ ’
2. Defendant’s counsel asked the prosecuting witness upon cross-examination whether the money was taken by defendant “without his [the said witness] consent.” To that question an objection by the district attorney on the usual
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grounds and on the special ground that it called for the conclusion of the witness was sustained by the court.
We can see no legal objection to the ruling.
[2]
Whether the money was obtained from Wing with or without his consent was a question to be determined by the jury from the circumstances, as shown by the evidence, under which the transaction occurred. Besides, it would be a difficult question for a lay witness to answer so that a jury of laymen would understand the answer. Wing could under the circumstances have consented to the taking of the money by Peek, and yet protest in his own heart against his money being taken for that purpose. A man, under certain circumstances, may loan another a small sum of money, knowing to a moral certainty at the time he loaned it that he would never get it back, and so mentally reserve a “kick” or a protest against disposing of his money in that way. Thus he would consent to parting with his money, but under protest with himself or not with that free consent or willingness that he would pay out money to satisfy an obligation or to subserve some charitable or useful public purpose. It is more than probable that such was Wing’s attitude of mind with reference to the transaction, but if he had attempted thus to explain it on the witness-stand he would most likely not only himself have become confused and given an unintelligible representation of the fact, but would have so beclouded the issue as to that element of the offense as to have made it difficult for laymen to decide.
[3]
In a legal sense, in a case of this kind, money or property is obtained from a person with his consent if he with apparent willingness gives it to the party obtaining it with the understanding that thus he is to save himself from some personal calamity or injury, notwithstanding that within himself he may still protest against the circumstances requiring him to dispose of his money in that way or for such a purpose. Wing repeatedly testified that the money was delivered to the defendant as “a forfeit”—that is, as a guaranty that he would not institute criminal proceedings against Peck for the assault the latter made upon him with a deadly weapon—and that the money was to be returned to him; that, in other words, he put
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the money up as “a forfeit” for the purpose of averting injury to himself at the hands of the defendant, the same to be returned to him if he did not prosecute Peek. Indeed, he said that he would readily have done anything he could do to save himself from being injured. With this evidence before them and the enlightenment imparted to them by the court upon the law of the ease, the jury themselves were abundantly able to decide the question intelligently and justly. Hence, it was eminently proper in this case for the court to sustain the objection and so leave entirely to the jury the determination, under its instructions, of the question whether the money was obtained by the defendant with or without the consent of Wing. It may be suggested, however, that had counsel asked Wing whether he had
given
his consent to the defendant to take the money, the question would then have been in a form which would the more likely have elicited in the answer of the witness the statement of a fact.
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3. For the purposes of impeachment, counsel for the defendant, having first elicited from Wing the admission that he had, prior to the filing of the charge of extortion against Peck, sworn to a complaint, based upon the transaction upon which the charge here was founded, charging the defendant with the crime of robbery, offered the complaint charging the latter crime in evidence. Counsel then read before the jury and into the record the robbery complaint. Thereupon an objection by the district attorney was interposed to the admission in evidence of said complaint. Before the court ruled on the objection, defendant’s counsel again asked that the complaint be allowed to stand in the record, to be designated or marked as “defendant’s exhibit one for this case.” The court then ordered that it “be marked as offered as defendant’s exhibit one in this 'case,” but sustained the objection of the district attorney. Defendant’s counsel then asked ■ Wing if he swore to “that complaint in the justice’s court,” and to that question the court sustained the people’s objection, saying to defendant’s counsel, “I think you have sufficient record now for that, Mr. Kerr, and we will not go into it further.” The witness, Wing, had previously, without ob
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jection, been allowed to say in response to a question by defendant’s counsel that he swore to the complaint in the justice’s court and that he recognized his signature to the document. No motion was made to strike the complaint from the record after defendant’s counsel read it into the record, and from the court’s language in ruling against further inquiry into the matter it is evident that the court considered and understood that the complaint was in the record. At any rate, it having been read to the jury and not stricken out and the jury not having been instructed to disregard it, it was in the record for all practical purposes. Hence, the point sought to be maintained here that the court erred in sustaining the district attorney’s objection to the admission of the complaint after, that document had gone into the record and before the jury does not appear to us as possessing much force. The defendant got the full benefit of the evidence and we cannot see what more he could have obtained had the court not sustained the objection.
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4. Elton Frazier, who accompanied the defendant to Wing’s house and was present when the occurrences above narrated took place, testifying for the defendant, said that when he and defendant reached a point a short distance from the house of Wing, they stopped for a moment and the defendant then “said something about having a little fun with Wing.” Frazier also said that Peck, while talking to Wing, was sometimes rather rough in his language and at other times “he was laughing and joking about it”— that is, about the entire transaction, both Frazier and defendant claiming that the money was obtained as a loan and that Wing so understood it. On cross-examination, the district attorney asked Frazier this question: “While you were down at the corral talking to Wing after leaving the house and while Peek was still in the house, did you say anything to Wing, that you thought perhaps that it was a good thing that you came there and that you might have saved his life?” Over an objection by defendant that the question was not pertinent cross-examination, irrelevant, incompetent, and immaterial, and “not said in the presence of the defendant,” and, therefore, not binding upon him,
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the court permitted an answer to be returned thereto. The witness answered, “Wing said he thought I saved his life and I told bim I thought that it was a good thing that I came over there. That is the way I said it.” It is now argued that the ruling involved error highly prejudicial to the rights of the accused.
The question was obviously for impeachment purposes and to lay the foundation for counteracting the effect of the testimony of the witness, Frazier, tending to indicate that the defendant had in mind no criminal purpose in going to Wing’s house but went there merely to have “some fun” at Wing’s expense, and we think that the question was proper cross-examination for that purpose. The general trend of Frazier’s testimony was that the whole matter was intended by the defendant as a joke, while the statement which the district attorney undertook to make him admit that he made to Wing after the trouble had ended would show, if he made it, that he regarded the episode as more than a joke—as, indeed, so serious that, in his opinion, but for his presence in the house at the time the defendant might have taken the life of or seriously injured Wing. Of course, the testimony called for by the question could not he used as substantive proof of the defendant’s guilt, for manifestly declarations of a party concerning a criminal or unlawful act not made in the presence of one charged with and on trial for the crime cannot be used against or hind the latter. But it frequently happens (and necessarily so when there is occasion for it) that testimony bearing upon the crime and the connection of the defendant with it, which would be incompetent and inadmissible as substantive proof of the crime, is nevertheless allowed under the rule authorizing the impeachment of the testimony of witnesses by thus showing that they had previously made statements contradictory to and inconsistent with their testimony.
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The proper practice in such a ease is for the party against whose interests such impeaching testimony is given to request the court to explain to the jury in its charge that such testimony is to be limited in its effect to the specific purpose for which it is allowed and that the jury are likewise to be restricted in their consideration of it. No
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such instruction was given in this case, nor did the defendant' propose such an instruction, for which dereliction he appears on this appeal without a legal reason for complaining against a failure of the court so to instruct the jury.
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It is the duty of a court in criminal cases to give,
sua sponte,
where they are not proposed or presented in writing by the parties themselves, instructions on the general principles of law pertinent to such cases, but it is not its duty to give instructions on specific points developed through the evidence introduced at the trial, unless such instructions are requested by the party desiring them. This rule is so well settled that authorities need not be cited herein in support of the statement thereof.
5. The district attorney called to the stand one Meyer, by whom he proposed to contradict or impeach certain portions of the testimony of the witness, Frazier, said Meyer having been present and heard a conversation held on the day succeeding that of the episode in the Wing house, and which was taken down by a stenographer, between Frazier and the district attorney as to what took place at Wing’s house between the defendant and Wing. The district attorney’s interrogation of Meyer was based upon the written report of such conversation, and, among other questions, Meyer was asked by the prosecutor (reading from the said report) if, in that conversation, Frazier was not asked this question by the district attorney and thereto returned the answer as here given: “Q. Why did George ask for the money? A. I suppose he thought Wing would tell on him and perhaps that would keep him from telling.” The court sustained the objection of counsel for the defendant to the question. It is here contended that the question to and the answer of Frazier in said conversation, so brought before the jury, although not confirmed by the witness, Meyer, were prejudicial to the defendant and that the court should have instructed the jury to disregard them.
[8]
The first answer to this proposition is that counsel should have moved the court to strike out the question and the answer thereto, and have specifically requested the court to instruct or admonish the jury not to consider them in determining the question of the guilt or innocence of the accused, and that his failure to take that course leaves him in no position to complain here. There was no objection that a proper foun
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dation was not laid for the testimony so sought to be brought into the record, and we may, therefore, assume that a proper foundation was laid for it. But the question as put during the course of the conversation did not call for the conclusion of the witness, as is the contention here, but, while the answer then and there given appears to have involved the opinion of the witness as to the reason the defendant asked Wing for the money, it was, in our opinion, perfectly proper to prove at the trial that Frazier extrajudieially made such a statement in reply to the question, not for the purpose of proving a substantive fact against the defendant, but to show that his conception of the nature of the transaction was different at the time of said conversation and less favorable to the accused than as he attempted to make it appear at the trial.
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6. The defendant complains of the following language used by the district attorney in his address to the jury and declares that it was without justification in the record: “I will make the same kind of a complaint against that defendant, or any other citizen of Plumas County, that perpetrates the same kind of a joke, and I will keep on doing it until the treasury of this county is empty.” Counsel for the defendant excepted to the foregoing remarks, assigning them as prejudicial to the rights of the defendant, in that they involved
“a
threat to the jury as to what will take place if they don’t convict this defendant.”
There was, as we have shown, a statement by the witness, Frazier, that tended to indicate that the defendant’s conduct with and toward Wing was intended merely as a joke, and it is perhaps that testimony which furnished the motive for the remarks of the district attorney complained of here. We perceive nothing in the language referred to which is objectionable. It involved a mere ironical reference to a claim which might be predicated upon the inference from Frazier’s testimony that the affair at the Wing house was only a joke. And it would require a long stretch of the imagination to see in that language a threat of any character or anything calculated unjustly to influence the jury against the defendant.
We have now considered
all
the points urged against the result arrived at below, in none of which, as is manifest,
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have we found any justification for disturbing either the judgment or the order. Accordingly, the judgment and the order are affirmed.
Ellison, P. J.,
pro tem.,
and Burnett, J., concurred.
AI Brief
AI-generated · verify before citing
Holding. The court held that the evidence was sufficient to support a conviction for extortion, as the defendant obtained the victim's money with his consent, which was induced by the wrongful use of fear.
Issues
Whether the crime committed was robbery or extortion.
Whether the trial court erred in sustaining an objection to a question regarding the victim's consent.
Whether the trial court erred in admitting impeachment evidence regarding a witness's prior statements.
Whether the district attorney's remarks to the jury were prejudicial.
Disposition. affirmed
Quotations verified verbatim against the opinion
“Extortion is the obtaining of property from another, with his consent, induced by a wrongful use of force or fear, or under color of official right.”
“In a legal sense, in a case of this kind, money or property is obtained from a person with his consent if he with apparent willingness gives it to the party obtaining it with the understanding that thus he is to save himself from some personal calamity or injury”
“the jury were justified in concluding and finding that the crime of extortion had been committed.”