California Court of Appeal May 25, 2016 No. D068975Unpublished
Filed 5/25/16 McAdory v. Bolle CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
JAMES McADORY, D068975
Plaintiff and Appellant,
v. (Super. Ct. No. 37-2015-00003951-CU-PO-NC) LISA M. BOLLE et al.,
Defendants and Respondents.
APPEAL from a judgment of the Superior Court of San Diego County, Robert P.
Dalquist, Judge. Affirmed.
James McAdory, in pro. per., for Plaintiff and Appellant.
Gibbs & Fuerst and Russell S. Fuerst, for Defendants and Respondents.
Plaintiff and appellant James McAdory, a self-represented litigant, appeals from a
judgment of dismissal in favor of defendants and respondents Lisa Bolle, Lettie Estrada
and Long Pham entered after the trial court sustained defendants' demurrer without leave
to amend. McAdory focuses on the merits of his disputes, and contends he has suffered
emotional distress caused by false accusations and other lies by the defendants. Because
we conclude his complaint does not state facts sufficient to constitute a cause of action,
we affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
We state the background by accepting "as true all material allegations of
[McAdory's] complaint" (Bernson v. Browning-Ferris Industries (1994) 7 Cal.4th 926,
929), from the documents contained in the appellant's appendix, and partly from the
register of actions in this matter, of which we take judicial notice. (Evid. Code, §§ 452,
subd. (c); 459.) In February 2015, McAdory filed a Judicial Council form complaint for
personal injury against Bolle, Estrada and Pham. McAdory listed his causes of action as
for intentional and negligent infliction of emotional distress and civil rights violations. In
a single-spaced attachment to his complaint, McAdory alleged that Bolle, an attorney,
and Estrada made false statements at a February 2014 civil harassment hearing brought
by Estrada, that Bolle sent him falsified documents concerning a rescheduled case
management conference causing him to miss it, and that Bolle refused to give him a "dis-
invite" letter from Estrada's employer, Food4Less, that Bolle had in her possession and
was important to his case. He alleged that Estrada perjured herself at the hearing about
the circumstances of his visits to her place of employment. McAdory alleged that Pham,
another Food4Less employee, harassed him by calling him a "freak" and a "crazy, stupid
man." McAdory alleged that his causes of action were for defamation, "discrimination
based disability," and intentional and negligent infliction of emotional distress. McAdory
attached various exhibits to his complaint, including his letters to Bolle requesting a copy
2
of Food4Less's letter, and unsworn statements from persons who stated they were present
at the civil harassment hearing.
Defendants demurred to all of the causes of action in part on grounds the pleading
was so uncertain as to render it impossible for them to reasonably respond, and the
defamation and emotional distress causes of action were barred under the Civil Code
section 47, subdivision (b) litigation privilege. In June 2015, the court issued a tentative
ruling in the matter sustaining the demurrer without leave to amend.1 In part, the court
ruled: "Defendants Lisa Bolle, Lettie Estrada, and Long Pham's unopposed demurrer to
the complaint is sustained without leave to amend. The Court deems the lack of
opposition to the demurrer to be a concession as to the merits of the demurrer. [¶] If
plaintiff appears at oral argument and is able to demonstrate that the complaint may be
amended to cure the defects alleged in the demurrer, the Court will consider granting
leave to amend. Otherwise, the demurrer will be sustained without leave to amend." The
next day, the court held a hearing on the matter, which McAdory attended. The court
heard oral argument on the matter and confirmed its tentative ruling.! (RA 16)!
On July 20, 2015, the court entered a judgment of dismissal with prejudice on
defendants' demurrer, which it had sustained without leave to amend. It ordered that
McAdory take nothing on his complaint as against the defendants.
A week later, McAdory filed a sworn "response in opposition to [the court's]
tentative ruling" on defendants' demurrer. (Some capitalization omitted.) McAdory
1 Defendants' motion to strike is not contained in the appellate record. 3
stated that he appeared at the hearing, but was told the court had entered a tentative ruling
against him and had assumed he conceded the defendants' position given the fact he had
not submitted written opposition. McAdory asserted that he made it clear to the court
that he did not concede the defendants' factual assertions, but had been brought into a
"state of confusion" and suffered a "relapse in [his] cognitive abilities" due to the "lies
and systematic harassment" directed toward him. He stated that the declaration was his
"way of formally and officially opposing [the court's] decision." McAdory additionally
stated he had filed a complaint against attorney Bolle.
In August 2015, defendants filed an amended judgment.2 Following entry of that
judgment, McAdory timely filed a notice of appeal.
DISCUSSION
I. Standard of Review
"A general demurrer searches the complaint for all defects going to the existence
of a cause of action and places at issue the legal merits of the action on assumed facts."
(Carman v. Alvord (1982) 31 Cal.3d 318, 324.) On appeal from a judgment of dismissal
after a demurrer is sustained without leave to amend, this court "accept[s] as true the
well-pleaded allegations in plaintiff's . . . complaint" but we do not assume the truth of
" ' "contentions, deductions or conclusions of fact or law." ' " (Evans v. City of Berkeley
(2006) 38 Cal.4th 1, 6 (Evans).) We also consider matters that may be judicially noticed.
(Ibid.; Code Civ. Proc., § 430.30, subd. (a).) However, " '[w]hen judicial notice is taken
2 The amended judgment is not in the appellate record, but identified in the register of actions. 4
of a document . . . the truthfulness and proper interpretation of the document are
disputable.' " (StorMedia Inc. v. Superior Court (1999) 20 Cal.4th 449, 457, fn. 9.)
"We also consider the complaint's exhibits. [Citations.] Under the doctrine of
truthful pleading, the courts 'will not close their eyes to situations where a complaint
contains allegations of fact inconsistent with attached documents, or allegations contrary
to facts which are judicially noticed.' [Citation.] 'False allegations of fact, inconsistent
with annexed documentary exhibits [citation] or contrary to facts judicially noticed
[citation], may be disregarded . . . .' " (Hoffman v. Smithwoods RV Park, LLC (2009) 179
Cal.App.4th 390, 400.)
We examine the complaint's allegations, exhibits and matters properly subject to
judicial notice de novo to determine whether the complaint states facts sufficient to state
a cause of action under any legal theory. (McCall v. PacifiCare of California, Inc. (2001)
25 Cal.4th 412, 415.) In exercising our independent judgment, "[w]e give the complaint
a reasonable interpretation, reading it as a whole and its parts in their context." (Evans,
supra, 38 Cal.4th at p. 6.)
Nevertheless, "[i]n order to prevail on appeal from an order sustaining a demurrer,
the appellant must affirmatively demonstrate error. Specifically, the appellant must show
that the facts pleaded are sufficient to establish every element of a cause of action and
overcome all legal grounds on which the trial court sustained the demurrer." (Scott v.
JPMorgan Chase Bank, N.A. (2013) 214 Cal.App.4th 743, 752; Yan Sui v. Price (2011)
196 Cal.App.4th 933, 938.)
5
" ' "[I]f a trial court sustains a demurrer without leave to amend, appellate courts
determine whether or not the plaintiff could amend the complaint to state a cause of
action." ' [Citation.] '[W]e decide whether there is a reasonable possibility that the defect
can be cured by amendment: if it can be, the trial court has abused its discretion and we
reverse; if not, there has been no abuse of discretion and we affirm. [Citations.] The
burden of proving such reasonable possibility is squarely on the plaintiff.' " (Yan Sui v.
Price, supra, 196 Cal.App.4th at pp. 938-939, in part quoting Blank v. Kirwan (1985) 39
Cal.3d 311, 318.)
II. McAdory's Claims Are Reviewable on Appeal
McAdory's failure to file opposition to the defendants' demurrer below does not
preclude this court from reviewing his claims on appeal. " 'When a demurrer is sustained
without leave to amend the petitioner may advance on appeal a new legal theory why the
allegations of the petition state a cause of action.' [Citation.] This is so because of the
general rule that ' "a litigant may raise for the first time on appeal a pure question of law
which is presented by undisputed facts." ' " (Dudley v. Department of Transp. (2001) 90
Cal.App.4th 255, 259; see also Graham v. Bank of American, N.A. (2014) 226
Cal.App.4th 594, 610.)
III. Inadequate Briefing and Record
Our review, however, is hindered by McAdory's failure to comply with appellate
briefing rules, which is fatal to his appeal. McAdory bears the burden of demonstrating
that there is prejudicial error in the trial court's ruling sustaining defendants' demurrer
without leave to amend. (Maria P. v. Riles (1987) 43 Cal.3d 1281, 1295; Ballard v.
6
Uribe (1986) 41 Cal.3d 564, 574.) We never presume such error, but rather presume the
contrary, in favor of the judgment. (Denham v. Superior Court (1970) 2 Cal.3d 557,
564.) McAdory " 'must raise claims of reversible error or other defect [citation], and
"present argument and authority on each point made" ' " or risk abandonment of his
claims. (Conservatorship of Ben C. (2007) 40 Cal.4th 529, 544, fn. 8.) Under these
principles, where the record is silent, this court will indulge all presumptions and
intendments to support the appealed-from judgment or order. (See Denham, at p. 564.)
McAdory presents no meaningful argument addressing the merits of defendants'
demurrer. His brief begins with cursory assertions about the facts underlying all of his
causes of action, and his "statement of facts" consists of a recitation of factual assertions,
many of them conclusory and argumentative, without tying them to his complaint's
allegations. McAdory has not demonstrated whether these facts were set out in his
complaint, or if not, whether he presented them to the trial court at oral argument on the
matter. While defendants have submitted their demurrer papers in a respondents'
appendix, the record is without any reporter's transcript of the oral proceedings or
suitable substitute, such as a settled or agreed upon statement. (Cal. Rules of Court, rule
8.137.) The record contains no copy of a proposed amended complaint.
As for McAdory's exhibits to his complaint, McAdory has not requested that we
take judicial notice of these documents. Their factual contents are not judicially
noticeable in any event, as their truthfulness is disputable. (StorMedia Inc. v. Superior
Court, supra, 20 Cal.4th at p. 457, fn. 9.)
7
Though McAdory provides authority for the general elements of his causes of
action, he undertakes no legal analysis explaining why the challenged pleading states a
cause of action under these theories or any other legal theory. We are not required to
develop a party's arguments and legal theories. (Paterno v. State of California (1999) 74
Cal.App.4th 68, 106 ["An appellate court is not required to examine undeveloped claims,
nor to make arguments for parties"]; Cal. Rules of Court, rule 8.204(a)(1)(B) ["Each brief
must [¶] . . . [¶] [s]tate each point under a separate heading or subheading summarizing
the point, and support each point by argument and, if possible, by citation of authority"].)
These procedural deficiencies alone would permit us to affirm the judgment.
IV. McAdory's Complaint Fails to State a Cause of Action
We conclude in any event, accepting the complaint's factual allegations, as well as
McAdory's appellate assertions, that McAdory's pleading fails to state a cause of action
against defendants.
A. Defamation Against Bolle and Estrada
As for his first cause of action for "defamation" against Estrada and Bolle,
McAdory sets forth the supporting factual allegations as follows: "On February 7th of
2014 . . . Bolle and . . . Estrada both uttered false accusations against me in a Court of
Law before the Honorable Judge Gregory Pollack." In his complaint, McAdory alleges
that at the civil harassment hearing, Bolle falsely stated that the Food4Less employees
told McAdory numerous times to stop harassing Estrada and to stop patronizing the store,
which was why he was given a dis-invite letter. He alleged that Bolle sent him a falsified
document concerning his case management conference.
8
"Defamation constitutes an injury to reputation; the injury may occur by means of
libel or slander. [Citation.] . . . A false and unprivileged oral communication attributing
to a person specific misdeeds or certain unfavorable characteristics or qualities, or
uttering certain other derogatory statements regarding a person, constitutes slander."
(Shively v. Bozanich (2003) 31 Cal.4th 1230, 1242.) To be defamatory, an oral or written
communication must contain a false statement of fact. (Gregory v. McDonnell Douglas
Corp. (1976) 17 Cal.3d 596, 600.)
McAdory's allegations make clear that the challenged communications occurred
during or in connection with judicial proceedings, that is, the civil harassment hearing
brought by Estrada as well as McAdory's civil lawsuit against Food4Less. They are
therefore protected under the Civil Code section 47, subdivision (b) litigation privilege,
which "applies to a publication or broadcast made in legislative proceeding, judicial
proceeding or other proceeding authorized by law. The privilege does not apply unless
the statements were made in anticipation of an official proceeding or during an official
proceeding." (Bikkina v. Mahadevan (2015) 241 Cal.App.4th 70, 90, citing Hagberg v.
California Federal Bank FSB (2004) 32 Cal.4th 350, 368.) " 'The privilege "is not
limited to statements made during a trial or other proceedings, but may extend to steps
taken prior thereto, or afterwards." ' " (Falcon v. Long Beach Genetics, Inc. (2014) 224
Cal.App.4th 1263, 1272, quoting Action Apartment Assn., Inc. v. City of Santa Monica,
(2007) 41 Cal.4th 1232, 1241.) "The litigation privilege is absolute and broadly applied
regardless of malice." (Falcon, at p. 1271.) The privilege bars McAdory's defamation
9
claims. (See Holland v. Jones (2012) 210 Cal.App.4th 378, 382 [litigation privilege
barred defamation action].)3
B. Discrimination Based on Disability Against Pham
As for his cause of action for "discrimination based on disability" against Pham,
McAdory asserts that the underlying factual allegations are that "Bruce Lawrence was
made aware of my mental illness and yet he chose to disclose the matter with . . . Pham.
By which . . . Pham repeatedly called me crazy and stupid." In his complaint, McAdory
alleges that "Pham . . . harassed me from March of 2011 until March 1st of 2013. On
July 16th of 2012, Mr. Pham called me a freak." In his opening brief, McAdory
additionally claims that on one occasion in September 2012, Pham surrounded him with
employees and laughed at him as he gave McAdory the dis-invite letter, which McAdory
tore up and threw away, and six months later when McAdory returned to the Food4Less,
Pham again surrounded McAdory with ten male employees and told him not to set foot
on the property.
The flaw in these allegations is that McAdory does not suggest under what theory
he asserts a discrimination claim against Pham. He cannot allege he suffered
3 We note that the litigation privilege does not apply to the crime of perjury or subornation of perjury. (Pen. Code, §§ 118, 127 et seq.; Action Apartment Association, Inc. v. City of Santa Monica, supra, 41 Cal.4th at p. 1246.) However, a civil action for damages for injuries arising from perjury has never been recognized in California. (Pollock v. University of Southern California (2003) 112 Cal.App.4th 1416, 1429 ["There is no civil cause of action for 'perjury' "]; Carden v. Getzoff (1987) 190 Cal.App.3d 907, 915 ["injurious perjury and suborning such perjury cannot be the basis of a civil action"]; Legg v. Ford (1960) 185 Cal.App.2d 534, 542–543 ["Subornation of perjury, being a crime and not a tort, is subject to criminal prosecution brought in the interest of the state and not to redress a private wrong"].) 10
discrimination in terms, conditions or privileges of employment as an employee.4 The
Fair Employment and Housing Act states in part: "It is an unlawful employment practice
. . . [¶] (a) For an employer, because of . . . mental disability . . . to discriminate against
[an employee] . . . in terms, conditions, or privileges of employment." (Gov. Code,
§ 12940, subd. (a).) We are otherwise unable to ascertain any basis for McAdory's
unspecified discrimination cause of action.
C. Intentional Infliction of Emotional Distress Against Pham
McAdory asserts that his intentional infliction of emotional distress cause of
action is based on "[a]ll the harsh treatment, the lies told, [and] the giggles and laughs
directed at me." He alleged in his complaint that Pham called him a "freak" and a "crazy,
stupid man."
" 'The elements of a prima facie case for the tort of intentional infliction of
emotional distress are: (1) extreme and outrageous conduct by the defendant with the
intention of causing, or reckless disregard of the probability of causing, emotional
distress; (2) the plaintiff's suffering severe or extreme emotional distress; and (3) actual
and proximate causation of the emotional distress by the defendant's outrageous conduct.
[Citations.] . . . Conduct to be outrageous must be so extreme as to exceed all bounds of
that usually tolerated in a civilized community.' " (Wilson v. Hynek (2012) 207
Cal.App.4th 999, 1009; see also Hughes v. Pair (2009) 46 Cal.4th 1035, 1050-1051.)
4 In McAdory's statement of facts in his opening brief, he asserts he was customer of the Escondido Food4Less for 17 years. 11
" 'It is for the court to determine, in the first instance, whether the defendant's conduct
may reasonably be regarded as so extreme and outrageous as to permit recovery.' "
(Fuentes v. Perez (1977) 66 Cal.App.3d 163, 172.)
We conclude McAdory's allegations do not plead any conduct by Pham that would
be considered so outrageous as to exceed all bounds of that usually tolerated in a civilized
society. The California Supreme Court has made clear that "[l]iability for intentional
infliction of emotional distress ' "does not extend to mere insults, indignities, threats,
annoyances, [or] petty oppressions . . . ." ' " (Hughes v. Pair, supra, 46 Cal.4th at
p. 1051; see Yurick v. Superior Court (1989) 209 Cal.App.3d 1116, 1129 [no intentional
infliction of emotional distress claim where defendant supervisor called the plaintiff
senile and a liar on multiple occasions].) " ' "The rough edges of our society are still in
need of a good deal of filing down, and in the meantime plaintiffs must necessarily be
expected and required to be hardened to a certain amount of rough language, and to
occasional acts that are definitely inconsiderate and unkind." ' " (Johnson v. Ralphs
Grocery Co. (2012) 204 Cal.App.4th 1097, 1109.)
D. Negligent Infliction of Emotional Distress Against Bolle, Estrada and Pham
For his negligent infliction of emotional distress cause of action, McAdory merely
states: "It is my intent to set forth in the Statement of Facts all the actions displayed by
the Defendants that has caused me considerable hurt and emotional distress." We
presume this cause of action is based on all of the foregoing conduct that McAdory
alleged was directed at him. Even liberally construing McAdory's allegations, we
conclude they do not state a cause of action for negligent infliction of emotional distress.
12
" 'The law of negligent infliction of emotional distress in California is typically
analyzed . . . by reference to two "theories" of recovery: the "bystander" theory and the
"direct victim" theory.' " (Gu v. BMW Of North America, LLC (2005) 132 Cal.App.4th
195, 204, quoting Burgess v. Superior Court (1992) 2 Cal.4th 1064, 1071.) The
bystander theory, under which a plaintiff seeks to recover damages for serious emotional
distress suffered as a result of an injury to a close family member (Gu, at p. 204), is not
applicable here. We therefore determine whether McAdory has stated facts sufficient for
a cause of action for negligent infliction of emotional distress based on a direct victim
theory.
The California Supreme Court has made clear that with respect to the direct victim
theory, "there is no independent tort of negligent infliction of emotional distress." (Potter
v. Firestone Tire & Rubber Co. (1993) 6 Cal.4th 965, 984; Burgess v. Superior Court,
supra, 2 Cal.4th at p. 1072; Christensen v. Superior Court (1991) 54 Cal.3d 868, 884;
Marlene F. v. Affiliated Psychiatric Medical Clinic, Inc. (1989) 48 Cal.3d 583, 588; see
Gu v. BMW of North America, LLC, supra, 132 Cal.App.4th at p. 204.) In fact, "[t]he tort
is negligence, a cause of action in which duty to the plaintiff is an essential element."
(Potter, at p. 984.) But the law in California is that there is no duty to avoid negligently
causing emotional distress to another; there must be some other duty to the plaintiff
implicated. (Id. at p. 984 [explaining that such a rule, adopted in Texas, "is already the
law in California"].) The duty may be imposed by law, assumed by the defendant or
exist via a special relationship. (Id. at p. 985; Marlene F., at p. 590.) "[U]nless the
defendant has assumed a duty to plaintiff in which the emotional condition of the plaintiff
13
is an object, recovery is available only if the emotional distress arises out of the
defendant's breach of some other legal duty and the emotional distress is proximately
caused by that breach of duty. Even then, with rare exceptions, a breach of the duty must
threaten physical injury, not simply damage to property or financial interests." (Potter, at
p. 985; see also Erlich v. Menezes (1999) 21 Cal.4th 543, 555.) The existence of a duty is
a question of law. (Huggins v. Longs Drug Stores California, Inc. (1993) 6 Cal.4th 124,
129.) "[A] court's task—in determining 'duty'—is not to decide whether a particular
plaintiff's injury was reasonably foreseeable in light of a particular defendant's conduct,
but rather to evaluate more generally whether the category of negligent conduct at issue is
sufficiently likely to result in the kind of harm experienced that liability may
appropriately be imposed on the negligent party." (Ballard v. Uribe, supra, 41 Cal.3d at
p. 573, fn. 6.)
We are unable to glean from McAdory's allegations any facts suggesting that the
defendants owed McAdory any duty, much less that McAdory's emotional distress was
caused by a breach of duty. There are no allegations demonstrating any legal duty, a
special relationship between the defendants and McAdory, or an assumption of a duty
concerning McAdory's emotional health by any defendant.5 We cannot say severe
5 "Valid claims for negligent infliction of emotional distress have been found where the defendant breached the duty of care that arises in the physician-patient relationship [citations], as well as in the psychotherapist-patient relationship [citation], and in the relationship between a mortuary and the close relatives of the decedent for whose benefit the mortuary was to provide funeral services [citation]. In short, '[c]ases permitting recovery for emotional distress typically involve mental anguish stemming from more 14
emotional distress is a natural consequence of actions of the sort McAdory alleges, and
therefore conclude any harm to McAdory was not foreseeable. The trial court
accordingly did not err by sustaining the demurrer to McAdory's cause of action for
negligent infliction of emotional distress.
V. Leave to Amend
McAdory presents no meaningful argument addressing the trial court's denial of
leave to amend, which we review for abuse of discretion. (Fairview Valley Fire, Inc. v.
California Department of Forestry (2015) 233 Cal.App.4th 1262, 1268.) He has not
shown that there is a reasonable possibility an amendment could cure the defects in his
complaint, and therefore has not met his burden to establish prejudicial error in this
regard. (Boyle v. CertainTeed Crop. (2006) 137 Cal.App.4th 645, 649-650; Flores v.
California Department of Corrections and Rehabilitation (2014) 224 Cal.App.4th 199,
204; City of Atascadero v. Merrill Lynch, Pierce, Fenner & Smith, Inc. (1998) 68
Cal.App.4th 445, 459 ["The burden is on the plaintiff to demonstrate the manner in which
the complaint might be amended, and the appellate court must affirm the judgment if it is
correct on any theory"].) "It is not our place to construct theories or arguments to
undermine the judgment and defeat the presumption of correctness." (Benach v. County
of Los Angeles (2007) 149 Cal.App.4th 836, 852.) We conclude the trial court did not
abuse its discretion in sustaining the demurrer without leave to amend.
DISPOSITION
personal undertakings the traumatic results of which were unavoidable.' " (Gu v. BMW of North America, LLC, supra, 132 Cal.App.4th at p. 207.) 15
The judgment is affirmed.
O'ROURKE, J.
WE CONCUR:
McCONNELL, P. J.
HUFFMAN, J.
16
AI Brief
AI-generated · verify before citing
Holding. The court affirmed the judgment of dismissal, holding that the plaintiff's complaint failed to state a cause of action and that the plaintiff failed to demonstrate a reasonable possibility that the defects could be cured by amendment.
Issues
Whether the plaintiff's complaint stated facts sufficient to constitute causes of action for defamation, discrimination, or emotional distress.
Whether the trial court abused its discretion in sustaining the defendants' demurrer without leave to amend.
Whether the litigation privilege barred the plaintiff's defamation claims.
Disposition. Affirmed
Quotations verified verbatim against the opinion
“Because we conclude his complaint does not state facts sufficient to constitute a cause of action, we affirm the judgment.”
“The litigation privilege is absolute and broadly applied regardless of malice.”
“The burden of proving such reasonable possibility is squarely on the plaintiff.”