California Court of Appeal Apr 28, 2016 No. G051189Unpublished
Filed 4/28/16 In re John C. CA4/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION THREE
In re JOHN C., a Developmentally Disabled Person. HARBOR DEVELOPMENTAL DISABILITIES FOUNDATION, etc., G051189 Petitioner and Respondent, (Super. Ct. No. A169785) v. OPINION RAYMOND C. et al.,
Objectors and Appellants.
Appeal from an order of the Superior Court of Orange County, Gerald G. Johnston, Judge. Affirmed. Locke Lord, Jon L. Rewinski and Matthew B. Nazareth for Objectors and Appellants. Enright & Ocheltree, Judith A. Enright, Julie A. Ocheltree and Noelle V. Bensussen for Petitioner and Respondent.
Suzanne Davidson, under appointment by Court of Appeal, for John C. * * * John C.1 is a 60-year-old, developmentally disabled person who has resided at Fairview Developmental Center (Fairview) for 50 years. Since the early 1990’s, the trial court has authorized John’s Fairview residence based on a series of placements under the Lanterman Developmental Disabilities Services Act (Lanterman Act; Welf. & Inst. Code, § 4500 et seq.).2 The Harbor Regional Center initiated each of these placements by petitioning for court approval, and John’s coconservators, Raymond C., Carol C., and Andrea C. (collectively, Appellants), supported the ongoing placement. This appeal is the second time we have been called upon to determine whether the trial court periodically must review whether to continue John’s ongoing placement at Fairview. In our previous opinion, we concluded John had a due process right to periodic judicial review of his Fairview placement because confinement in a state developmental center, which is the most restrictive environment available under the Lanterman Act, constitutes a significant restraint on his personal liberty. We also concluded John’s equal protection rights required periodic judicial review because other adults placed in similar protective custody under other statutory schemes have the right to periodic judicial review of their confinement. We therefore issued a writ of mandate directing the trial court to conduct a hearing on the Harbor Regional Center’s most recent petition seeking court approval of John’s ongoing Fairview placement.
1 For privacy reasons, we abbreviate the last name of John and his family members, and will use only their first names. (See Welf. & Inst. Code, § 4502, subd. (b); Conservatorship of Susan T. (1994) 8 Cal.4th 1005, 1008, fn. 1.) No disrespect in intended. 2 All further statutory references are to the Welfare and Institutions Code unless otherwise stated.
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On remand, however, the Harbor Regional Center requested to dismiss its petition before the trial court conducted a hearing. The Harbor Regional Center explained since it originally filed the petition over three years earlier it had determined a less restrictive placement could meet John’s needs. Appellants opposed the dismissal because they believed Fairview remained the least restrictive facility capable caring for John, and the Harbor Regional Center had not identified another specific facility capable of doing so. Finding John’s Fairview placement could not be maintained without the Harbor Regional Center’s approval, the trial court granted the dismissal request and Appellants appealed. We affirm. Our previous opinion required judicial review for the limited purpose of determining whether John’s disabilities continued to justify the restraint on his personal liberty inherent in his ongoing developmental center placement. As a constitutional safeguard, we required an independent judicial review to ensure the statutory scheme authorizing the ongoing placement did not allow the Harbor Regional Center and Appellants to indefinitely confine John in Fairview. After the Harbor Regional Center withdrew its support for John’s ongoing placement at Fairview, however, judicial review no longer was necessary because the Lanterman Act does not permit John to remain at Fairview without the Harbor Regional Center’s approval. The Harbor Regional Center’s decision to withdraw its placement petition transformed this matter from an independent review of the ongoing placement’s constitutionality into a dispute between Appellants and the Harbor Regional Center over the least restrictive placement capable of meeting John’s needs. It is well established the Lanterman Act’s administrative fair hearing process provides the exclusive forum for resolving a dispute over whether a developmentally disabled person should remain in a development center or transition into a less restrictive community-based facility. Judicial review may be sought only after the parties have exhausted their administrative remedies. Our earlier decision did nothing to
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change this basic rule. The nature and purpose of the periodic judicial review we required to ensure the constitutionality of John’s placement differs greatly from the dispute resolution hearing under the fair hearing process. Appellants therefore must invoke the fair hearing process to challenge the Harbor Regional Center’s decision to transfer John to a specific community-based facility, and they may obtain judicial review only after that process has run its course. To minimize the impact on John, he may not be transferred until the issues concerning his placement are resolved and all services and supports he requires are in place at the new facility.
I
FACTS AND PROCEDURAL HISTORY
John is a 60-year-old, developmentally disabled adult with an estimated IQ of 14. He suffers a wide variety of medical conditions that require around-the-clock care, including generalized nonintractable epilepsy, lipoma, osteopenia, hypothyroidism, hypertension, and coronary arteriosclerosis. John cannot communicate verbally, nor can he tell others when he is experiencing pain or needs medical attention. He is fully ambulatory, but he cannot self-administer the many daily medications he requires, nor can he provide for his basic personal needs such as food, shelter, and clothing. For his own safety, John requires close supervision because he cannot appreciate basic safety hazards. Based on John’s developmental disabilities, his parents, Raymond and Carol, admitted him to Fairview at the age of 10. In 1996, the trial court appointed Raymond, Carol, and John’s sister, Andrea, as limited coconservators for John under the Probate Code. The court granted Appellants the power “[t]o fix the residence or specific dwelling of [John] to include request for placement at a State Developmental Center,” give or withhold medical consent, and contract on John’s behalf. The court has
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investigated and reviewed this limited conservatorship every two years, but has not found any grounds to modify or terminate it. Since 1993 the trial court has annually reviewed the suitability of John’s Fairview placement under In re Hop (1981) 29 Cal.3d 82 (Hop) and section 4825. The Harbor Regional Center initiated each of these annual “Hop reviews” by requesting court approval for John to remain at Fairview. Each time the court conducted a Hop review, it appointed the Orange County Public Defender (Public Defender) to serve as John’s attorney and ultimately approved John’s continued placement at Fairview subject to “further judicial review within one (1) year.” The Harbor Regional Center filed its most recent “Hop petition” in September 2010, explaining “there is no known suitable, legally available placement [for John] that is less restrictive than the proposed state developmental center placement.” In December 2011, while that petition remained pending, the Public Defender filed a habeas corpus petition on John’s behalf, alleging John’s ongoing Fairview placement unlawfully restrained his personal liberty because it was not the least restrictive placement capable of meeting his needs. In response, Appellants filed a petition for writ of mandate or prohibition to prevent the trial court from deciding the habeas corpus petition. Appellants urged us to dismiss the habeas corpus petition because the Public Defender lacked authority to file it on John’s behalf. In their appellate briefs, Appellants also argued the trial court lacked jurisdiction under Hop to review John’s ongoing Fairview placement because the placement should be determined through the Lanterman Act’s administrative fair hearing process. Appellants, however, did not seek any relief regarding the pending Hop petition. In an unpublished opinion, we granted Appellants’ writ petition and “direct[ed] the trial court to (1) enter an order dismissing the habeas corpus petition, and (2) conduct a hearing on the Hop petition.”
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On remand, the trial court dismissed the Public Defender’s habeas corpus petition and scheduled the Harbor Regional Center’s Hop petition for trial. Appellants then filed a “Notice of Joinder of Hop Petition” stating they “join[ed] in the currently pending Petition for Renewal of State Developmental Center Placement (In re Hop/W&I §4825) filed by Harbor Regional Center.” Later that same day, the Harbor Regional Center filed a “Motion for Withdrawal of Hop Petition,” seeking an order allowing it to withdraw the pending Hop petition and vacating the trial date on the petition. The motion explained, “the petition was filed [four years earlier] and the relief requested in the petition is no longer appropriate and [the Harbor Regional Center] is no longer seeking placement in a state developmental center.” The Harbor Regional Center argued it had the right to dismiss the action under Code of Civil Procedure section 581 because it was the party who initiated the proceedings, it was the only one with authority to keep John at Fairview, and the hearing on the petition had not yet commenced. In seeking to dismiss the Hop petition, the Harbor Regional Center did not identify a specific facility to which it intended to transfer John nor did it seek an order changing John’s placement. Appellants opposed the Harbor Regional Center’s motion, arguing the trial court had jurisdiction to review John’s ongoing Fairview placement despite the Harbor Regional Center’s motion to withdraw its Hop petition because Appellants, as John’s coconservators with the authority to fix his residence, believed Fairview was the least restrictive placement that met John’s needs. Appellants also argued their joinder in the Hop petition prevented the Harbor Regional Center from dismissing the petition. The trial court granted the Harbor Regional Center’s motion and dismissed the Hop petition, explaining, “In the absence of any authority indicating Code of Civil Procedure section 581(b) does not apply to Hop petitions, the Court finds this section applicable. Joinder filed by Opposing party does not confer to that person authority which is statutorily reserved for the regional center regarding placement. Opposing party retains the ability for meaningful participation in any placement decision proposed by
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Harbor Regional Center through the administrative fair hearing process.” The court also emphasized that the question of which placement was most appropriate for John was not ripe for judicial review because no final determination had been made and the administrative process had not been exhausted. Appellants appealed from the order dismissing the Hop petition and related proceedings.3
II
DISCUSSION
A. The Lanterman Act and State Developmental Center Placements The Lanterman Act “‘grants persons with developmental disabilities the right to receive treatment and services to meet their needs, regardless of age or degree of handicap, at each stage of life.’” (In re Michael K. (2010) 185 Cal.App.4th 1112, 1117 (Michael K.).) “The Legislature enacted the Lanterman Act to ‘establish certain rights of the so-called developmentally disabled persons, primarily their entitlement to the maximum degree of personal liberty and autonomy consonant with their handicap.’” (Ibid.) “These [rights] include the ‘right to treatment and habilitation services and
3 Although an order dismissing an action or special proceeding under Code of Civil Procedure section 581, subdivision (b)(1), generally is not appealable, none of the parties question whether we properly may hear Appellants’ appeal. We nonetheless conclude it is appropriate to address the issues presented by the trial court’s order because Appellants’ appeal presents questions of law we review de novo and the nature of the proceedings relating to judicial review of a developmentally disabled person’s ongoing placement at a state developmental center render the issues capable of recurring, yet evading review. (See Conservatorship of Martha P. (2004) 117 Cal.App.4th 857, 865, fn. 5.) Indeed, the ability of these issues to recur and evade review is demonstrated by the existence of two additional appeals currently pending before this court that challenge a trial court order dismissing a Hop petition under Code of Civil Procedure section 581, subdivision (b)(1). (See In re Donna P. (April 28, 2016, G050750) [nonpub. opn.]; In re Michelle K. (April 28, 2016, G051177 [nonpub. opn.].)
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supports in the least restrictive environment’ and the ‘right to dignity, privacy, and humane care,’ with treatment, services and supports provided in natural community settings to the maximum extent possible.” (Capitol People First v. State Dept. of Developmental Services (2007) 155 Cal.App.4th 676, 682 (Capitol People).) “A ‘“[d]evelopmental disability”’ is ‘a disability that originates before an individual attains age 18 years, continues, or can be expected to continue, indefinitely, and constitutes a substantial disability for that individual.’ (§ 4512, subd. (a).) The term includes ‘mental retardation, cerebral palsy, epilepsy, and autism,’ but does not include ‘other handicapping conditions that are solely physical in nature.’ (Ibid.)” (Michelle K. v. Superior Court (2013) 221 Cal.App.4th 409, 422 (Michelle K.).) “The state contracts with private nonprofit corporations to establish and operate a network of 21 regional centers [including the Harbor Regional Center] that are responsible for determining eligibility, assessing needs, and coordinating and delivering direct services to developmentally disabled persons and their families. [Citation.] The regional centers’ purpose is to ‘assist persons with developmental disabilities and their families in securing those services and supports which maximize opportunities and choices for living, working, learning, and recreating in the community.’ [Citation.] The state ‘allocates funds to the centers for operations and the purchasing of services, including funding to purchase community-based services and supports.’” (Michelle K., supra, 221 Cal.App.4th at p. 422.) “‘The specific rights of persons with developmental disabilities and the corresponding obligations of the state are determined through an individual program plan (IPP) procedure that meets common statutory requirements. (§§ 4646-4648.) The IPP is developed by a planning team that includes the [developmentally disabled person], his or her legally authorized representative, and one or more regional center representatives. (§ 4512, subd. (j).) The goals and objectives developed through the IPP process should maximize opportunities for the individual to be part of community life; enjoy increased
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control over his or her life; acquire positive roles in community life; and develop the skills to accomplish the same. (§ 4646.5, subd. (a)(2).)’” (Michelle K., supra, 221 Cal.App.4th at p. 422.) The developmentally disabled person and his or her conservator or representative are statutorily guaranteed “the opportunity to actively participate in the development of the [IPP].” (§ 4646, subd. (b).) “Before July 1, 2012, a nondangerous, developmentally disabled person could be admitted to a state developmental center in two ways. First, the person could submit a written admission application if he or she ‘is in such condition of mind as to render him competent to make [the application].’ (§ 6000, subd. (a)(1).) Second, section 4825 authorized admission ‘upon the application of the person’s parent or conservator in accordance with the provisions of Sections 4653 and 4803.’ (See § 6000.5.) Section 4653 states ‘no developmentally disabled person shall be admitted to a state hospital except upon the referral of a regional center.’ Section 4803 provides that a regional center may not recommend admission of a developmentally disabled person to a community care or health facility unless the regional center certifies the person to be admitted or the person’s parent or conservator does not object. Section 4825 does not limit the length of a developmentally disabled person’s commitment, nor does it require judicial review of the placement.” (Michelle K., supra, 221 Cal.App.4th at pp. 422-423.) “Effective July 1, 2012, the Legislature amended the Welfare and Institutions Code to prohibit nondangerous, developmentally disabled persons from being admitted to state developmental centers. (§§ 4507, 7505.) Section 7505 now provides that a person shall not be admitted to a state developmental center unless the person is developmentally disabled and the person is (1) committed by a court to Fairview Developmental Center because the person is a danger to self or others under section 6500 and is suffering an acute crisis as defined in section 4418.7; (2) committed by a court to the Porterville Developmental Center’s secure treatment program through the criminal justice system or juvenile court system; or (3) a prior resident of a developmental center
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who was provisionally released no more than 12 months earlier.” (Michelle K., supra, 221 Cal.App.4th at p. 423.) “These recent Welfare and Institutions Code amendments do not require moving nondangerous, developmentally disabled persons living in a state developmental center on July 1, 2012, to a different facility. Instead, the amendments require the regional center responsible for the committee to conduct a comprehensive assessment and ‘identify the types of community-based services and supports available to the [person].’ (§ 4418.25, subd. (c)(2)(A) & (B).) The regional center must then provide the assessment to the individual program planning team to assist it in determining the least restrictive environment for the committee. (§ 4418.25, subd. (c)(2)(D).)” (Michelle K., supra, 221 Cal.App.4th at p. 423.) The Legislature required the regional center to complete this assessment by December 31, 2015 (§ 4418.25, subd. (c)(2)(C)), and the assessment must be “updated annually as part of the individual program planning process for as long as the [developmentally disabled person] resides in the developmental center” (§ 4418.25, subd. (c)(2)(E)). When a community-based placement is identified and selected, all necessary services and supports must be in place before transferring a nondangerous, developmentally disabled person from a developmental center to the community-based living arrangement. (§ 4418.3, subd. (a).) “[T]he Lanterman Act guarantees an applicant for or recipient of services or his or her representative ‘who is dissatisfied with any decision or action of [a regional center]’ the right to an administrative fair hearing. (§ 4710.5, subd. (a).) The statute also provides detailed provisions for claimants who wish to attempt to resolve the issue through a voluntary informal meeting or through voluntary mediation before proceeding to an administrative fair hearing. (§§ 4710.5, subd. (a); 4710.6, subds. (a), (b); 4710.7; 4710.8; 4710.9; 4711.5.)” (Conservatorship of Whitley (2007) 155 Cal.App.4th 1447, 1459-1460 (Whitley).)
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“The [Department of Developmental Services] is required to ‘contract for the provision of independent hearing officers’ to conduct the hearing. (§ 4712, subd. (b).) The hearing officer is required to have special training in the law applicable to the developmentally disabled and the services available to them and the law of administrative hearings. (§§ 4710.5, subd. (a); 4712, subd. (b).) The agency awarding the contract for independent hearing officers ‘shall biennially conduct, or cause to be conducted, an evaluation of the hearing officers who conduct’ administrative fair hearings. (§ 4712, subd. (n).)” (Whitley, supra, 155 Cal.App.4th at p. 1460.) The Lanterman Act guarantees the claimant a prehearing exchange of potential witnesses and documentary evidence, the opportunity to present witnesses and evidence, the opportunity to cross-examine witnesses, the right to appear through counsel or other representatives, and the right of access to records. (Whitley, supra, 155 Cal.App.4th at p. 1460; see Michelle K., supra, 221 Cal.App.4th at p. 424.) Absent a showing of good cause, the regional center presents its witnesses and all other evidence first followed by the claimant’s presentation of his or her case. (§ 4712, subd. (j); Whitley, at p. 1460.) A recording of the proceedings must be made at public expense. (§ 4712, subd. (k); Whitley, at p. 1460.) “Within 10 working days of the fair hearing, the hearing officer must ‘render a written decision’ containing ‘a summary of the facts, a statement of the evidence from the proceedings that was relied upon, a decision on each of the issues presented, and an identification of the statutes, regulations, and policies supporting the decision.’ (§ 4712.5, subds. (a) & (b).)” (Whitley, supra, 155 Cal.App.4th at pp. 1460-1461.) “Either side may seek judicial review of the administrative decision through a writ of administrative mandamus.” (Michelle K., supra, 221 Cal.App.4th at p. 424.) In Hop, the Supreme Court examined the constitutionality of section 4825, which was the Lanterman Act provision that previously allowed a developmentally
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disabled person to be indefinitely confined in a state developmental center based on a request by the person’s parent or conservator, a recommendation by a regional center, and the absence of any objection from the person or the person’s representative. (Hop, supra, 29 Cal.3d at pp. 87-88; Michelle K., supra, 221 Cal.App.4th at pp. 426-427.) The Hop court explained personal liberty is a fundamental right both the United States and California Constitutions guarantee to all individuals, including developmentally disabled individuals, and placing a person in a developmental center is a significant restraint on the person’s liberty interests because it is essentially a civil confinement. This restraint therefore required application of criminal due process standards to test the confinement’s validity, including a judicial hearing to determine whether the person’s disabilities warranted the confinement. (Hop, at pp. 89, 92; Michelle K., at p. 427.) The Hop court also concluded a developmentally disabled person’s equal protection rights required a judicial hearing before confining the person in a state development center under section 4825. No other similarly situated adult in need of protective custody lawfully could be placed in a developmental center without a judicial determination the placement was appropriate, including proposed conservatees under the Lanterman-Petris-Short Act (LPS Act; § 5000 et seq.) and proposed committees under section 6500 et seq., both of whom have a statutory right to judicial review before being confined in a developmental center. (Hop, supra, 29 Cal.3d at pp. 92-94; Michelle K., supra, 221 Cal.App.4th at p. 428.) The Hop court therefore imposed preconfinement judicial review as a constitutional safeguard to ensure section 4825 placement in a developmental center did not deprive a developmentally disabled person of his or her personal liberty without due process and equal protection of the laws. This review includes the right to a jury trial on demand, application of the beyond reasonable doubt standard of proof, and the right to appointed counsel. (Hop, at pp. 93-94; Michelle K., at p. 428.) Without this review, the Supreme Court explained placement under section 4825 would be unconstitutional. (Michelle K., at p. 428.)
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In Michelle K., we concluded a developmentally disabled person’s fundamental right to personal liberty also required periodic judicial review of an ongoing section 4825 developmental center placement to ensure the person’s disabilities continued to warrant the placement. We explained, “The impairment of the committee’s personal liberty is not diminished by residing in the developmental center for an extended period of time, especially when there are continuing advancements in both the treatment of numerous disabilities and the availability of less restrictive services in community-based and other facilities. No other class of similarly situated adults may lawfully remain in a state developmental center indefinitely without further judicial review of their ongoing placement. For example, the LPS Act and section 6500 et seq. place limits on the length of confinement for a gravely disabled person or a person believed to be a danger to self or others, and both statutory schemes also require judicial review to recommit the person or extend the initial confinement. [Citations.] [¶] The Lanterman Act does not limit the length of a section 4825 placement or require judicial review of the placement. Accordingly, unless Hop requires a further judicial review of a section 4825 placement, Michelle and others similarly situated could face a lifetime placement in a developmental center based solely on an initial judicial determination regarding the placement’s suitability. . . . That result is simply inconsistent with the constitutional principles articulated in Hop.” (Michelle K., supra, 221 Cal.App.4th at pp. 438-439.) We emphasized periodic Hop reviews are limited to determining whether the developmentally disabled person’s disabilities continue to justify the restraints on the person’s fundamental liberty interests that are inherent in a state developmental center placement. (Michelle K., supra, 221 Cal.App.4th at p. 443.) The jurisdiction to conduct these reviews “does not confer or create jurisdiction to monitor the ongoing placement or make decisions regarding the details of the services the developmentally disabled person receives.” (Id. at p. 441.)
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B. Michelle K. Did Not Require the Trial Court to Review John’s Ongoing Fairview Placement After the Harbor Regional Center Dismissed Its Hop Petition Appellants contend Michelle K. required the trial court to conduct a periodic Hop review of John’s ongoing Fairview placement even after the Harbor Regional Center withdrew its Hop petition and no longer supported that placement. According to Appellants, Michelle K. established that all developmentally disabled persons have a constitutional right to periodic judicial review of their placement in a state developmental center while confined there. Appellants misconstrue Michelle K. and the statutory scheme governing developmental center placement under the Lanterman Act. Michelle K. did not establish a constitutional right to judicial review of the services and supports a developmentally disabled person receives under the Lanterman Act. Rather, Michelle K. requires periodic judicial reviews for the limited purpose of determining whether a developmentally disabled person’s disabilities continue to justify the restraint on personal liberty inherent in a placement at the most restrictive facility available under the Lanterman Act. (Michelle K., supra, 221 Cal.App.4th at pp. 441-442.) As we explained, the purpose of periodic Hop reviews is to ensure a developmentally disabled person’s representative, a regional center, and a developmental center do not unconstitutionally deprive the person of his or her liberty by keeping the person indefinitely confined in a developmental center without any independent review. (Michelle K., at p. 443.) The periodic judicial review Hop and Michelle K. require is a constitutional safeguard designed to render an otherwise unconstitutional statutory scheme constitutional; it is not a procedural mechanism to help a developmentally disabled person enforce his or her right to receive certain services and supports under the Lanterman Act. (Michelle K., at pp. 428, 441; see Hop, supra, 29 Cal.3d at pp. 92-94; Michael K., supra, 185 Cal.App.4th at 1128, quoting In re Borgogna (1981) 121 Cal.App.3d 937, 946 [“Hop does not address the issue ‘where the [regional] center
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seeks to deescalate or make less restrictive the placement, but the ward opposes such a transfer’”].) Once the Harbor Regional Center withdrew its support for John’s placement at Fairview, Hop and Michelle K. no longer required judicial review to ensure John’s disabilities justified his ongoing confinement in a state developmental center because John may not remain at Fairview without the Harbor Regional Center’s approval. As explained above, the Harbor Regional Center is responsible for determining John’s eligibility to receive Lanterman Act services and supports, assessing his needs, and coordinating and delivering his services and supports. (Michelle K., supra, 221 Cal.App.4th at p. 422; Capitol People, supra, 155 Cal.App.4th at pp. 682-683.) John could not be admitted to Fairview without the Harbor Regional Center’s approval, nor may his admission may not be renewed without its approval. (See § 4653; Hop, supra, 29 Cal.3d at p. 87; Michelle K., at pp. 423, 426-427.)4 Although Appellants contend the trial court must review John’s Fairview placement because they believe it is the least restrictive placement capable of meeting his needs, they lack the authority to keep John at Fairview without the Harbor Regional Center’s approval, and therefore a periodic Hop review is unnecessary. They rely on their authority as John’s limited conservator to fix his residence, but they were appointed his coconservators under the Probate Code, and Probate Code conservators lack the 4 Because section 4653 states “no developmentally disabled person shall be admitted to a state hospital except upon the referral of a regional center” (italics added), Appellants contend the section only applied to John’s initial admission to Fairview, and therefore they may maintain John’s Fairview placement without the Harbor Regional Center’s approval. Appellants cite no authority to support this contention, and ignore the Harbor Regional Center’s responsibilities to determine eligibility, assess needs, and coordinate and deliver services and supports. Moreover, Appellants overlook that John has remained at Fairview based on a series of court orders authorizing placement for one year subject to further court approval. Each time the Harbor Regional Center applied for court approval it therefore was essentially a new placement. (See Michelle K., supra, 221 Cal.App.4th at pp. 437-438.)
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authority to place a conservatee in a state development center without court approval.5 (See Michelle K., supra, 221 Cal.App.4th at pp. 425, fn. 3, 429; People v. Karriker (2007) 149 Cal.App.4th 763, 779-780.) In recognition of this limitation, the court order appointing Appellants only authorizes them to “request” John’s placement at Fairview; they may not place him there without court approval. Appellants also point to their statutory right as John’s conservator to actively participate in the individual program planning process required to identify the services and supports the Harbor Regional Center will provide or arrange for John. (See § 4646, subd. (b).) That right of participation, however, merely ensures Appellants have the opportunity to provide input regarding John’s placement; it does not allow them to override the Harbor Regional Center’s placement determination reached through the individual program planning process. (See Capitol People, supra, 155 Cal.App.4th at pp. 698-699 [“while the Lanterman Act does demonstrate an intent to include family members and conservators in the decision-making process affecting persons with disabilities [citations], it provides them scant concrete rights”].) The Harbor Regional Center’s withdrawal of its Hop petition and support for John’s ongoing Fairview placement therefore transformed this matter from an independent review to ensure the placement’s constitutionality into a dispute between Appellants and the Harbor Regional Center about which specific facility provides the least restrictive placement capable of meeting John’s needs. That dispute is not the proper subject of a periodic Hop review. (See Michelle K., supra, 221 Cal.App.4th at p. 444 [periodic Hop review “is limited to deciding whether appropriate efforts have been
5 Prior to July 1, 2012, a conservator appointed under the LPS had authority to place a conservatee in a state developmental center or other locked treatment facility if the conservator determined it was the least restrictive placement. (Michelle K., supra, 221 Cal.App.4th at p. 425.) The 2012 amendments to the Welfare and Institutions Code withdrew that authority. (Ibid.)
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made to identify a less restrictive facility that satisfies all of Michelle’s needs and whether at least one such facility exists”].) The Lanterman Act’s “fair hearing procedures provide the exclusive remedy for a developmentally disabled person’s legal representative to object to a community placement decision.” (Michelle K., supra, 221 Cal.App.4th at p. 442; see Michael K., supra, 185 Cal.App.4th at pp. 1125-1126; Whitley, supra, 155 Cal.App.4th at pp. 1462-1464.) In Michael K. and Whitley, the Courts of Appeal held a dispute over whether a developmentally disabled person should remain in a state developmental center or be transferred to a community-based placement must be resolved through the Lanterman Act’s fair hearing process, and judicial review may be sought only after exhausting that exclusive administrative remedy. (Michael K., at pp. 1116-1117, 1125-1126; Whitley, at pp. 1455-1457, 1462-1464.) As the Whitley court explained, this conclusion is compelled by the comprehensive nature of the administrative procedures the Lanterman Act establishes, the Legislature “expressly making [the] fair hearing [process] the exclusive remedy for issues relating to the provision of services” under the Lanterman Act, and the common law exhaustion of administrative remedies doctrine, which makes “‘exhaustion of the administrative remedy . . . a jurisdictional prerequisite to resort to the courts.’” (Whitley, at p. 1463.) In deciding Michelle K., we took care to distinguish between the nature and purpose of a periodic Hop review, and the nature and purpose of the administrative fair hearing process: “Hop requires periodic independent reviews to ensure a section 4825 developmental center placement does not violate a developmentally disabled person’s constitutional rights. The reviews ensure the person’s disabilities continue to warrant placement in the most restrictive environment available under the Lanterman Act. In contrast, the fair hearing procedures provide an administrative process for a developmentally disabled person or her representative to challenge a regional center’s or developmental center’s decision to change the person’s placement or other services.
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Through the process, a mediator or hearing officer with subject matter expertise resolves specific challenges to a decision changing the services the developmentally disabled person receives.” (Michelle K., supra, 221 Cal.App.4th at p. 443.) Michelle K. therefore did not require the trial court to conduct a periodic Hop review after the Harbor Regional Center withdrew its support for John’s ongoing Fairview placement. Instead, under Michelle K. Appellants may invoke the fair hearing process once the Harbor Regional Center identifies a specific facility as John’s new placement. Appellants also contend Michelle K. required the trial court to review John’s Fairview placement because it has been more than five years since John’s placement has been judicially reviewed because of the delays in resolving earlier disputes. The periodic judicial review mandated by Michelle K., however, is forward looking, asking whether John’s disabilities continue to justify his ongoing placement at Fairview. The Harbor Regional Center already has answered that question by withdrawing its Hop petition and asserting John’s disabilities do not warrant his continued placement at Fairview. A periodic Hop review therefore is not necessary to make that determination, and, as explained above, the dispute between Appellants and the Harbor Regional Center about the appropriate placement for John must be resolved through the Lanterman Act’s fair hearing process. Moreover, John’s constitutional rights are not violated by the delays inherent in the process of identifying and moving him to the least restrictive facility capable of meeting his needs. As we recognized in Michelle K., John “should not be transferred until all issues regarding h[is] new placement are resolved [because] . . . ‘“[his] precipitous release . . . to [his] famil[y or] a[] community facilit[y] unprepared to care for [him] could be both disruptive to [his] treatment program and potentially harmful to [John] and the community.”’” (Michelle K., supra, 221 Cal.App.4th at p. 444.) The Welfare and Institutions Code also prohibits John’s transfer to a new facility until all necessary services and supports are in place. (§ 4418.3, subd. (a).) If the delays inherent
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in finding a new placement for John and transitioning him to it become excessive or unreasonable, then Appellants, or the Public Defender if it can make the showing we described in Michelle K. (Michelle K., supra, 221 Cal.App.4th at pp. 431-432), may petition on John’s behalf for habeas corpus relief to compel judicial review of the efforts to move John to a new facility.6 The record does not reveal whether the Harbor Regional Center has identified a specific community-based facility that it contends is capable of meeting John’s needs. The 2012 amendments to the Welfare and Institutions Code required the Harbor Regional Center to conduct a comprehensive assessment of John’s needs and identify the types of community-based services and supports that are capable of meeting those needs. (§ 4418.25, subd. (c)(2)(A) & (B).) The Harbor Regional Center was required to complete that assessment by the end of 2015, and then to share it with John’s individual program planning team to assist it in determining the least restrictive placement available for him. (§ 4418.25, subd. (c)(2)(C) & (D).) We presume the Harbor Regional Center has performed its statutory duties, and if it has not, Appellants, or potentially the Public Defender, may bring an action to compel the Harbor Regional Center to do so. A periodic Hop review, however, may not be used for that purpose. Finally, Appellants contend the trial court should have proceeded with the periodic Hop review because Michelle K. recognized Appellants’ due process right to have a jury determine whether John should remain at Fairview regardless of Harbor Regional Center’s position. Not so. Michelle K. addressed John’s constitutional rights as a developmentally disabled person confined in a state developmental center under the
6 There is no need for the Harbor Regional Center to seek habeas corpus relief on John’s behalf because it can overcome any delays injected into the process by Appellants or anyone else by determining John should be transitioned to a particular facility and thereby compelling Appellants to invoke the fair hearing process to challenge that determination.
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Lanterman Act. Although Appellants may exercise some of John’s rights as his coconservators, the rights belong exclusively to John. (Capitol People, supra, 155 Cal.App.4th at p. 699 [“under the Lanterman Act it is the individual with a developmental disability—not his or her family, friends, or conservator—who is afforded all the legal rights and responsibilities guaranteed by the United States and California Constitutions”].) Nothing we said in Michelle K. recognized any right in Appellants to have a jury determine John’s proper placement. Any conclusion to the contrary would allow Appellants to circumvent the Lanterman Act’s fair hearing process as the exclusive means for resolving disputes about the proper services and placement for a developmentally disabled person.
C. The Trial Court Did Not Error In Dismissing the Harbor Regional Center’s Hop Petition Appellants also contend the trial court erred in granting the Harbor Regional Center’s request to dismiss the Hop petition and related proceedings because Appellants filed a notice of joinder in the petition that prevented the Harbor Regional Center from dismissing it. We disagree. Appellants do not dispute that Code of Civil Procedure section 581, subdivision (b), grants a plaintiff or petitioner the right to dismiss its pleading at any time before trial, nor do Appellants dispute that section applies to the Harbor Regional Center’s Hop petition. Instead, Appellants contend case law recognizes an exception to a plaintiff’s or petitioner’s right to dismiss an action when “the plaintiff or petitioner is not the sole party in interest on plaintiff’s side and, though the plaintiff has instituted the proceeding, is not entitled to terminate it.” (See 6 Witkin, Cal. Procedure (5th ed. 2008) Proceedings Without Trial, § 292, p. 744.) According to Appellants, they and John, as parties in interest, may require the trial court to decide the Hop petition and determine whether John’s disabilities continue to justify his Fairview placement. We do not find this contention persuasive because it relies on a fundamental misunderstanding
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concerning the nature of a periodic Hop review and the issues arising once the Harbor Regional Center withdrew its support for John’s continued placement at Fairview. As explained above, the sole purpose of a periodic Hop review is to determine whether a developmentally disabled person’s disabilities continue to justify the restraints on the person’s fundamental liberty interests that are inherent in a section 4825 placement in a state developmental center. Here, the need for that review ended when the Harbor Regional Center withdrew its support for John’s continued placement at Fairview and sought to dismiss the Hop petition. The disagreement between Appellants and the Harbor Regional Center over whether John should be transferred to a community-based facility or remain at Fairview is a dispute over what specific services John is entitled to receive, and must be resolved through the Lanterman Act’s fair hearing process. Judicial review may be sought only after that administrative remedy has been exhausted. After the Harbor Regional Center withdrew its support for John’s continued Fairview placement, there was nothing for the trial court to decide on the Hop petition and neither Appellants nor John had any interest in the petition that prevented the Harbor Regional Center from dismissing it. Appellants’ joinder in the Hop petition before the Harbor Regional Center sought to dismiss the petition did not prevent the trial court from dismissing the petition. Without the Harbor Regional Center’s support for John’s ongoing placement at Fairview, there is nothing in which Appellants may join because, as explained above, John cannot remain at Fairview without the Harbor Regional Center’s approval. Furthermore, Appellants’ joinder was improper and ineffectual. Parties voluntarily may join together in filing an action or seeking relief from the court in their own name. (Code Civ. Proc., § 378.) Similarly, if a person already is a party to an action or proceeding, the person may file a cross-complaint or cross-petition seeking affirmative relief in the person’s own name (Code Civ. Proc., § 428.10), and if a person is not a party
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to an action or proceeding, the person make seek leave of court to intervene and request relief in the person’s own name (Code Civ. Proc., § 387). A party also may join in the legal or factual arguments another party makes in a motion or other request for relief, but that “joinder” does not entitle the joining party to any relief. (Decker v. U.D. Registry, Inc. (2003) 105 Cal.App.4th 1382, 1390-1391, superseded by statute on another issue as stated in Chitsazzadeh v. Kramer & Kaslow (2011) 199 Cal.App.4th 676, 685, fn. 7; Village Nurseries v. Greenbaum (2002) 101 Cal.App.4th 26, 46-47.) For example, Decker involved a notice of joinder that, like Appellants’, simply stated one party joined in another party’s motion without requesting any relief in the name of the joining party. (Decker, at p. 1386.) We explained the joining party lacked standing to appeal the trial court’s ruling on the underlying motion and was not bound by that ruling because the joining party had not made a proper motion or requested relief in its own name. (Id. at p. 1391; compare Barak v. The Quisenberry Law Firm (2006) 135 Cal.App.4th 654, 660-661 [party’s joinder in another party’s motion entitled joining party to relief because joinder expressly requested relief in name of joining party and explained why arguments made in other party’s motion entitled joining party to relief].) Appellants cite no authority that allows one party to unilaterally join in another party’s pleading or request for relief and thereby prevent that party from dismissing its pleading or request. Accordingly, we conclude Appellants’ notice of joinder did not prevent the trial court from dismissing the Harbor Regional Center’s Hop petition.7
7 Appellants also contend the trial court’s dismissal of the Hop petition violated the writ of mandate we issued in the earlier proceeding. Not so. We merely instructed the trial court to conduct a hearing on the Harbor Regional Center’s Hop petition. We did not instruct the trial court to review John’s placement in the face of the Harbor Regional Center’s conclusion the placement no longer was appropriate.
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III DISPOSITION
The order is affirmed. In the interest of justice, all parties shall bear their own costs on appeal.
ARONSON, J.
WE CONCUR:
BEDSWORTH, ACTING P. J.
FYBEL, J.
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AI Brief
AI-generated · verify before citing
Holding. The court held that once a regional center withdraws its petition for placement in a state developmental center, the constitutional necessity for periodic judicial review under In re Hop ceases, and any remaining disputes regarding placement must be resolved through the Lanterman Act's administrative fair hearing process.
Issues
Whether a trial court must conduct periodic judicial review of a developmentally disabled person's placement in a state developmental center after the regional center withdraws its petition for such placement.
Whether the Lanterman Act's administrative fair hearing process is the exclusive forum for resolving disputes over a developmentally disabled person's transition to a less restrictive facility.
Disposition. Affirmed
Quotations verified verbatim against the opinion
“After the Harbor Regional Center withdrew its support for John’s ongoing placement at Fairview, however, judicial review no longer was necessary because the Lanterman Act does not permit John to remain at Fairview without the Harbor Regional Center’s approval.”
“It is well established the Lanterman Act’s administrative fair hearing process provides the exclusive forum for resolving a dispute over whether a developmentally disabled person should remain in a development center or transition into a less restrictive community-based facility.”
“Appellants therefore must invoke the fair hearing process to challenge the Harbor Regional Center’s decision to transfer John to a specific community-based facility, and they may obtain judicial review only after that process has run its course.”