California Court of Appeal Apr 4, 2016 No. D066803Unpublished
Filed 4/4/16 P. v. Palmer CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D066803
Plaintiff and Respondent,
v. (Super. Ct. No. SCD253727)
FREDERICK JOSEPH PALMER,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Polly H.
Shamoon, Judge. Affirmed.
Cynthia Grimm, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland, Marvin
Mizell, Kimberley A. Donohue and Samantha Begovich, Deputy Attorneys General, for
Plaintiff and Respondent.
A San Diego County jury found Frederick Joseph Palmer guilty of one count of
selling a controlled substance (count 1: Health & Saf. Code, § 11352, subd. (a)) and one
count of misdemeanor resisting arrest (count 2: Pen. Code, § 148, subd. (a)). At a
bifurcated proceeding, the court found to be true allegations that (1) Palmer had suffered
As pertinent here, section 1040 establishes, under appropriate circumstances, a
surveillance location privilege under which information about the location of a police
surveillance post is entitled to the protection of a confidential privilege of nondisclosure.
2 Section 1040, subdivision (b)(2) provides: "(b) A public entity has a privilege to refuse to disclose official information, and to prevent another from disclosing official information, if the privilege is claimed by a person authorized by the public entity to do so and . . . [¶] . . . [¶] (2) [d]isclosure of the information is against the public interest because there is a necessity for preserving the confidentiality of the information that outweighs the necessity for disclosure in the interest of justice . . . ." (Italics added.)
8
(People v. Lewis (2009) 172 Cal.App.4th 1426, 1431 (Lewis); People v. Walker (1991)
230 Cal.App.3d 230, 235; People v. Montgomery (1988) 205 Cal.App.3d 1011, 1018-
1019 (Montgomery).)
Once the surveillance location privilege has been asserted under section 1040, it is
the defendant's burden to make a prima facie showing of his or her need for disclosure of
the information. (Montgomery, supra, 205 Cal.App.3d at p. 1021.) "[T]he defendant
must show more than a '"mere suspicion"' that the information sought will prove
'"relevant and helpful"' to his defense," or that it will be helpful to a fair determination in
the case. (Acevedo, supra, 209 Cal.App.4th at p. 1055.)
If the defendant makes a sufficient threshold showing of his or her need for
disclosure of the confidential information regarding the location of the police officer's
surveillance post, the trial court may conduct an in camera hearing under section 915,
attended by the party claiming the privilege (here, Officer Pajita and/or the prosecutor).
(§ 915, subd. (b);3 Montgomery, supra, 205 Cal.App.4th at p. 1021.) "The defendant
should be given an opportunity to propose questions to be asked at this hearing. The in
3 Section 915, subdivision (b) provides: "When a court is ruling on a claim of privilege under [section 1040] and is unable to do so without requiring disclosure of the information claimed to be privileged, the court may require the person from whom disclosure is sought or the person authorized to claim the privilege, or both, to disclose the information in chambers out of the presence and hearing of all persons except the person authorized to claim the privilege and any other persons as the person authorized to claim the privilege is willing to have present. If the judge determines that the information is privileged, neither the judge nor any other person may ever disclose, without the consent of a person authorized to permit disclosure, what was disclosed in the course of the proceedings in chambers." (Italics added.)
9
camera hearing is a preliminary inquiry into whether the claim of privilege should be
upheld." (Montgomery, at p. 1021.)
"Section 1042 provides that when the trial court in a criminal case permits the
prosecution to invoke the section 1040 [surveillance location] privilege, the court 'shall
make such order or finding of fact adverse to the [prosecution] as is required by law
upon any issue in the proceeding to which the privileged information is material.'"
(Lewis, supra, 172 Cal.App.4th at p. 1432, quoting § 1042, subd. (a) (hereafter
§ 1042(a)),4 italics added.) An adverse "order or finding" required by section 1042(a)
may, for example, take the form of "an order striking the officer's testimony regarding his
observations, from the privileged location, of the defendant's narcotics sale activities."
(Lewis, at p. 1433, citing Hines v. Superior Court (1988) 203 Cal.App.3d 1231, 1236,
italics added.) "This provision in section 1042 is intended to preserve the
constitutionality of the section 1040 privilege by ensuring that its application does not
detract from the constitutional rights of criminal defendants to confrontation, cross-
examination, and a fair trial." (Lewis, at p. 1432.)
Lewis also explained that the following "standard of materiality" applies for
determining whether confidential information about a police officer's surveillance post is
4 Section 1042(a) provides: "Except where disclosure is forbidden by an act of the Congress of the United States, if a claim of privilege under this article by the state or a public entity in this state is sustained in a criminal proceeding, the presiding officer shall make such order or finding of fact adverse to the public entity bringing the proceeding as is required by law upon any issue in the proceeding to which the privileged information is material." (Italics added.) 10
"material" within the meaning of section 1042(a) such that an order or finding adverse to
the public entity claiming the privilege may be required under that subdivision:
"[T]he location from which the surveillance was performed is not material, for the purpose of section 1042's adverse finding requirement, if the accuracy of the testifying officer's testimony about the surveillance observations is unquestioned, or at least is sufficiently corroborated by independent evidence such that there is no realistic possibility that disclosing the surveillance location would create a reasonable doubt in the minds of a reasonable jury about the officer's veracity." (Lewis, supra, 172 Cal.App.4th at p. 1438, italics added.)
Lewis clarified that, "by its plain terms, section 1042 does not require an adverse
order or finding whenever a privileged surveillance location is relevant. It requires such
measures only when the location is material. '[T]he test of materiality is not simple
relevance; it is whether the nondisclosure might deprive defendant of his or her due
process right to a fair trial.'" (Lewis, supra, 172 Cal.App.4th at p. 1441.)
C. Analysis
In support of his contention that the court prejudicially erred by sustaining Officer
Pajita's assertion of the surveillance location privilege without following the procedures
mandated by sections 1040 and 1042, Palmer asserts he "was not given the opportunity to
make a prima facie showing for disclosure" of the information he sought to elicit from
Officer Pajita about the undisclosed location of the other members of the surveillance
team and the number of those officers who observed the narcotics transaction. The
Attorney General responds that Palmer "did not make that required showing, and nothing
in the record suggests the trial court denied [him] the opportunity to do so." We agree.
11
As already discussed, once the surveillance location privilege has been asserted
under section 1040, it is the defendant's burden to make a prima facie showing of his or
her need for disclosure of the information. (Montgomery, supra, 205 Cal.App.3d at p.
1021.)
Here, the record shows that, immediately after Officer Pajita invoked the
surveillance location privilege the first time, the court stated, "That will be sustained."
However, rather than take the opportunity to ask for a sidebar conference to attempt to
make the requisite prima facie showing for disclosure, Palmer's counsel asked the court
to explain to the jury why the claim of privilege "[was] being sustained so that it's not left
open." The court obliged and told the jury, "Officer safety reasons. That's information
the court is not going to require the witness to disclose." That the court would have
granted a request for a sidebar conference is shown by the fact that soon thereafter the
court itself called for such a conference. Specifically, when Officer Pajita invoked the
surveillance location privilege again after defense counsel asked him how many
surveillance team officers "were observing what was going on," the court directed
counsel to approach for a sidebar conference. During this conference, defense counsel
had a second opportunity to make a prima facie showing for disclosure. Although the
conference was not reported, a settled statement prepared by Palmer's appellate counsel,
Cynthia Grimm, shows that the court discussed the matter with counsel and then stated it
12
would not require him to answer any questions that would compromise his safety or the
safety of the other surveillance team officers.5
Based on the foregoing record, we conclude Palmer has failed to meet his burden
of demonstrating the court erred by denying him the opportunity to make a prima facie
showing for disclosure of the surveillance team information defense counsel sought to
elicit from Officer Pajita.
Even if we were to assume the court erred by denying Palmer the opportunity to
make a prima facie showing for disclosure of the confidential surveillance team
information, we would conclude any such error was harmless because he would not have
been able to establish a prima facie need for such disclosure. Palmer's defense at trial
was that the prosecution had failed to prove beyond a reasonable doubt that he was the
person who sold the cocaine base to Officer Pajita. As already noted, the information
Officer Pajita sought to keep confidential by asserting the surveillance location privilege
was (1) the location of the other members of the surveillance team, and (2) the number of
those surveillance team officers who observed the narcotics transaction that took place
between Palmer and Officer Pajita. However, the only testifying witness who observed
the narcotics transaction was Officer Pajita, who engaged in the face-to-face transaction
with Palmer. Thus, only Officer Pajita's eyewitness identification of Palmer as the person
5 Specifically, the settled statement, which was prepared pursuant to a court order under rule 8.346(b) of the California Rules of Court, states: "During the unreported sidebar conference, after a discussion among the court and counsel, the court stated it would not require Officer Pajita to answer any questions that might compromise Officer Pajita's or the other officers' safety." 13
who sold him the cocaine base would be subject to challenge. The credibility of Officer
Pajita, who testified that he and Palmer were "literally a foot apart" at the time of the
transaction, would not be affected by the specific location or number of the other
members of the surveillance team who observed the transaction.
Palmer also contends that (1) even if the court properly sustained the surveillance
location privilege, the surveillance team information he sought to elicit from Officer
Pajita was "material" to his defense of mistaken identity within the meaning of section
1042(a)6 because there was a "possibility . . . that [Officer] Pajita was mistaken when he
identified [him] and that a member of the surveillance team saw someone else selling the
drugs to [Officer] Pajita"; and, thus (2) the court erred by failing to "make an adverse
finding, such as striking [Officer Pajita's] testimony" under section 1042(a). These
contentions are unavailing for two reasons.
First, by asserting there was a "possibility" Officer Pajita was mistaken when he
identified him, Palmer essentially is challenging the sufficiency of the evidence to
support his convictions by suggesting Officer Pajita's testimony was not credible and
required corroboration. Palmer complains that Officer Pajita's testimony about the drug
transaction and his identification of Palmer as the seller of the drugs were
"not . . . corroborated by any independent evidence." However, "[t]he uncorroborated
testimony of a single witness is sufficient to sustain a conviction, unless the testimony is
physically impossible or inherently improbable." (People v. Scott (1978) 21 Cal.3d 284,
6 See footnote 4, ante. 14
296.) Here, Officer Pajita's testimony is neither physically impossible nor inherently
improbable.
Second, Palmer has not shown, and cannot demonstrate, that the confidential
surveillance team information his counsel sought to elicit from Officer Pajita was
"material" to Palmer's defense of mistaken identity within the meaning of section
1042(a). Under the applicable Lewis standard of materiality (discussed, ante) on which
Palmer relies, such confidential information is "material" within the meaning of section
1042(a) if (1) the accuracy of the testifying officer's testimony about his or her
observations from the confidential surveillance location is questioned, and (2) there is a
realistic possibility that disclosure of the surveillance location would create a reasonable
doubt in the minds of a reasonable jury about the veracity of the testifying officer's
testimony about his or her observations from the surveillance location. (Lewis, supra,
172 Cal.App.4th at p. 1438.)
Here, for purposes of section 1042(a) under the Lewis standard of materiality,
Officer Pajita, not the other undercover surveillance team officers who observed the
transaction from their undisclosed locations, was the testifying officer who testified about
the narcotics transaction itself and identified Palmer as the seller of the narcotics. None
of the other surveillance team officers testified about their observations of the narcotics
transaction from their confidential surveillance locations. Thus, with respect to Officer
Pajita's testimony, which Palmer challenges, the privileged information about the
locations of the other surveillance team officers, and about the number of those officers
15
who observed the narcotics transaction, was not "material" within the meaning of section
1042(a) under the Lewis standard of materiality.
In this regard we note that the privileged information also was not material with
respect to the testimony of Officer Sanchez. Officer Sanchez testified he was wearing
plain clothes at the time of the drug transaction, he heard Officer Pajita's transmission
that the suspect was wearing a gray sweatshirt, at the same time he saw a Black male
wearing a gray sweatshirt walking along Park Boulevard away from Officer Pajita and
then turning onto E Street, and he did not see anyone else wearing a gray sweatshirt.
Palmer asserts that "[i]f [he] had been provided the information about the surveillance
team's location and number of officers observing the undercover operation, he may have
been able to show that because of distance or obstruction, none of the members of the
surveillance team, including [Officer] Sanchez, [was] in a position to see the actual
perpetrator as he walked away from [Officer] Pajita."
We conclude the privileged information was not material within the meaning of
section 1042(a) with respect to the testimony of Officer Sanchez because his testimony
was sufficiently corroborated by Officer Woods. (Lewis, supra, 172 Cal.App.4th at p.
1438 ["the location from which the surveillance was performed is not material . . . if the
accuracy of the testifying officer's testimony about the surveillance observations
is . . . sufficiently corroborated by independent evidence"].) Specifically, Officer Woods
testified that, as he was driving a marked police vehicle after being called in with a
description of the suspect, he observed a Black male wearing a gray hooded sweatshirt
walking westbound near Park Boulevard after he was "called in to detain that person."
16
He also testified that he was wearing a full police uniform, and he stopped and exited the
vehicle, approached the suspect on the 1100 block of E Street, and told him to wait there,
but the suspect "took off running" across E Street. Officer Woods did not testify about
any observation from a confidential surveillance location. At trial, Officer Woods
identified Palmer as the man he observed from his police vehicle. Officer Woods's
testimony corroborated Officer Sanchez's testimony that he observed a Black male
wearing a gray sweatshirt walking along Park Boulevard away from Officer Pajita and
then turning onto E Street.
For the foregoing reasons, we reject Palmer's contention that the court was
required to make an adverse finding under section 1042(a).
Palmer also contends the court erred in failing to make a determination, as
required under section 1040, subdivision (b)(2), that "[d]isclosure of the information
[was] against the public interest because there [was] a necessity for preserving the
confidentiality of the information that outweigh[ed] the necessity for disclosure in the
interest of justice."
We reject this contention. When the court sustained the surveillance location
privilege after defense counsel asked Officer Pajita for the locations of the other
surveillance team officers, the court−at defense counsel's request−told the jury, "Officer
safety reasons. That's information the court is not going to require the witness to
disclose." Later, when the court sustained the privilege again during the sidebar
conference after defense counsel asked Officer Pajita how many other surveillance team
officers had observed the narcotics transaction, the court ruled it would not require
17
Officer Pajita to answer any questions that would compromise his safety or the safety the
other surveillance team officers. Although the court, in making these determinations, did
not use the language set forth in section 1040, subdivision (b)(2), we conclude the court
essentially complied with the requirement set forth in that subdivision because the court's
findings were tantamount to a determination that "[d]isclosure of the information [was]
against the public interest because there [was] a necessity for preserving the
confidentiality of the information that outweigh[ed] the necessity for disclosure in the
interest of justice." (§ 1040, subd. (b)(2).)
Even if we were to assume the court erred by failing to make a section 1042(a)
adverse finding or otherwise erred by failing to follow the procedures mandated by
sections 1040 and 1042, we would conclude any such errors were harmless beyond a
reasonable doubt because the evidence of Palmer's guilt was overwhelming. Officer
Pajita was the only witness who testified about the identity of the person who sold him
the cocaine base. He identified Palmer both at the scene and at trial as the person who
sold him the cocaine base. Officer Pajita was able to get a very close look at Palmer
when he purchased the narcotics from him. As already noted, Officer Pajita testified that
he and Palmer were "literally a foot apart" at the time of the transaction, and he noticed at
that time that Palmer's hair was tied in the back in a pony tail and he wore wired glasses.
Officer Pajita also testified that he communicated to the other surveillance team officers
that he had purchased the drugs from a Black male wearing wired glasses and a gray
hooded sweatshirt. Detective Sanchez testified that he heard Officer Pajita's description
of the gray sweatshirt, he saw a Black male wearing a gray sweatshirt walking along Park
18
Boulevard away from Officer Pajita and then turning onto E Street, and he saw no other
person in the area wearing a grey hooded sweatshirt. The photograph taken of Palmer
that night corroborated Officer Pajita's description. It showed Palmer wearing a grey
hooded sweatshirt and wire glasses, with his hair pulled back. In addition, as noted,
Officer Woods identified Palmer at trial as the suspect he observed from his police
vehicle. Officer Blomberg identified Palmer at trial as the suspect he handcuffed. For
these reasons, we conclude any assumed error was harmless beyond a reasonable doubt.
II. INSTRUCTIONAL ERROR CLAIMS (CALCRIM Nos. 332, 251)
A. CALCRIM No. 332
Palmer next contends his conviction of selling a controlled substance should be
reversed because the court prejudicially erred by failing to instruct the jury sua sponte
under CALCRIM No. 3327 regarding the weight to give expert testimony based on what
Palmer claims is Officer Pajita's opinion testimony. This contention is unavailing.
7 CALCRIM No. 332 provides: "(A witness was/Witnesses were) allowed to testify as [an] expert[s] and to give [an] opinion[s]. You must consider the opinion[s], but you are not required to accept (it/them) as true or correct. The meaning and importance of any opinion are for you to decide. In evaluating the believability of an expert witness, follow the instructions about the believability of witnesses generally. In addition, consider the expert's knowledge, skill, experience, training, and education, the reasons the expert gave for any opinion, and the facts or information on which the expert relied in reaching that opinion. You must decide whether information on which the expert relied was true and accurate. You may disregard any opinion that you find unbelievable, unreasonable, or unsupported by the evidence."
19
1. Background
During his testimony about the drug transaction, Officer Pajita stated that he
walked up to the shorter Black male, who was wearing all dark clothing, and asked him
where he could find a "twenty." The prosecutor asked Officer Pajita what a "twenty"
meant, and Pajita replied, "Twenty is essentially street jargon for $20 worth of a
controlled substance. In this case because I know this area is known for cocaine base
sales and just from my experience and from reading other officer's reports, this has
always been a high narcotics area for cocaine base. I asked him for a twenty, and in this
case it was for cocaine base." (Italics added.)
Officer Pajita also testified that, after the shorter Black male said he did not have
any, the second Black male wearing a gray sweatshirt8 asked him what he was looking
for, Officer Pajita told him he was looking for a twenty, and the Black male said he had
it.
Shortly thereafter, the prosecutor asked Officer Pajita, "In your training and
experience with narcotics sales, how often do you recover prerecorded currency that you
use in undercover buys?" Pajita replied, "I would say it's a split. Sometimes we get it
back and sometimes we don't. . . . [¶] . . . [¶] In the years I've been doing this with
narcotics we['ve] recovered money and we've lost money. Just the other day we lost
money." (Italics added.) Defense counsel objected that this testimony was irrelevant and
8 Both at the scene and at trial, as already noted, Officer Pajita identified Palmer as that second Black male. 20
nonresponsive, and the court overruled the objections, stating: "He's describing generally
his experience with this."
Continuing his testimony, Officer Pajita stated: "Some weeks we recover [the
prerecorded currency]. Some weeks we don't. These groups . . . don't always work
alone. They work in groups the way we've come across it. Money can be easily tossed.
Money can be easily eaten."
The prosecutor then asked Officer Pajita, "In your training and experience with
narcotics sales, why is it that you don't always recover the prerecorded currency?"
Officer Pajita replied, "[B]ecause we've been doing this so long in this area, they've
become accustomed to some of our tactics. Most of the time the money can be eaten. It
can be tossed or passed on, and it's very, very quick, so to explain, that's why we don't
always retrieve our money." (Italics added.)
Later, while identifying the impounded cocaine base Palmer sold him and
explaining why the evidence envelope contained "three to five pieces of rocks," rather
than only the three pieces that Palmer sold to him during the drug transaction, Officer
Pajita testified that in his training and experience, "[c]ocaine base can separate very
easily and break like a wafer. When it's being impounded, sometimes it goes into a bin,
and they do sometimes break." (Italics added.) Shortly thereafter, Officer Pajita testified
that "[t]here is [sic] always going to be little pieces that break off during the handling."
(Italics added.) Officer Pajita further testified that in his training and experience, the
cocaine base was "worth approximately $20 to $30." (Italics added.)
21
2. Applicable Law
We review de novo a claim of instructional error. (People v. Posey (2004) 32
Cal.4th 193, 218.) "In assessing a claim of instructional error, we examine the
instructions as a whole." (People v. Hajek and Vo (2014) 58 Cal.4th 1144, 1246.)
When expert testimony is received in a criminal proceeding, Penal Code section
1127b9 requires that the trial court give sua sponte an instruction regarding the
evaluation, weight, and effect of such testimony. (People v. Reeder (1976) 65
Cal.App.3d 235, 241.) We assess, under the Watson standard, the prejudicial effect of the
court's failure to give such an instruction (here, CALCRIM No. 332). (Reeder, at pp.
241, 243, citing People v. Watson (1956) 46 Cal.2d 818, 836.) Under the Watson
standard, a trial court's erroneous failure to instruct on the evaluation, weight, and effect
of expert testimony as required by Penal Code section 1127b is not prejudicial unless the
reviewing court, upon an examination of the entire cause, determines it is reasonably
probable the jury would have rendered a verdict more favorable to the defendant had the
omitted instruction been given. (Watson, at p. 836; Reeder, at pp. 241, 243.) Probability
under Watson "does not mean more likely than not, but merely a reasonable chance, more
9 Penal Code section 1127b provides: "When, in any criminal trial or proceeding, the opinion of any expert witness is received in evidence, the court shall instruct the jury substantially as follows: [¶] Duly qualified experts may give their opinions on questions in controversy at a trial. To assist the jury in deciding such questions, the jury may consider the opinion with the reasons stated therefor, if any, by the expert who gives the opinion. The jury is not bound to accept the opinion of any expert as conclusive, but should give to it the weight to which they shall find it to be entitled. The jury may, however, disregard any such opinion, if it shall be found by them to be unreasonable. [¶] No further instruction on the subject of opinion evidence need be given." 22
than an abstract possibility." (People v. Superior Court (Ghilotti) (2002) 27 Cal.4th 888,
918.)
3. Analysis
a. Forfeiture
We reject the Attorney General's claim that Palmer forfeited his claim of
instructional error by failing to request below an instruction under CALCRIM No. 332.
A defendant's claim on appeal that the trial court erroneously failed to give sua sponte a
jury instruction is "of a kind . . . that require[s] no trial court action by defendant to
preserve it" for appeal. (People v. Rogers (2006) 39 Cal.4th 826, 850, fn. 7; see People v.
Tate (2010) 49 Cal.4th 635, 697, fn. 34 ["We find no forfeiture, because we understand
defendant's argument to be that the court should have given such an instruction sua
sponte."].) Here, although Palmer did not request below an instruction under CALCRIM
No. 332, "we may overlook this forfeiture because he is now arguing that the trial court is
under a sua sponte duty to instruct." (People v. Quiroz (2013) 215 Cal.App.4th 65, 73;
see Tate, at p. 697, fn. 34; Rogers, at p. 850, fn. 7.)
b. Merits
In support of his claim that the court prejudicially erred by failing to give sua
sponte an instruction under CALCRIM No. 332 on expert opinion testimony, Palmer
(quoting Officer Pajita's testimony) maintains that Officer Pajita gave the following
expert opinions based on his training and experience: (1) a "twenty" is "street jargon for
$20 worth of a controlled substance;" (2) the area where the crime occurred was "known
for cocaine base sales" and had "always been a high narcotics area for cocaine base," so
23
that when Pajita asked Palmer for a "twenty," he knew Pajita meant cocaine base; (3) the
reason the cocaine base shown to the jury in an evidence envelope was "three to five
pieces of rocks," instead of the three pieces Palmer sold to him, was that cocaine base
separates very easily and breaks like a wafer, and "little pieces" always "break off during
the handling"; (4) the cocaine base Palmer sold was "worth approximately $20 to $30";
(5) it was common for prerecorded money not to be recovered during the undercover
operations; (6) since drug dealers work in groups, prerecorded money can be easily
passed on, tossed, or eaten; and (7) drug dealers have "become accustomed to some of
our tactics" because the police have been working undercover for a long time in that area.
Citing this court's decision in People v. Ruiz (1970) 11 Cal.App.3d 852 (Ruiz), Palmer
asserts the instructional error was prejudicial and requires reversal of his conviction of
selling cocaine base because "the prosecution relied heavily on the testimony of Officer
Pajita," and "[w]ithout the instruction mandated by section 1127b, the jurors likely
considered themselves less qualified than Pajita to determine the issues discussed in the
opinions, and accepted the opinions without considering whether they were believable,
reasonable or supported by the evidence in this case."
In response, the Attorney General argues (1) the court had no duty to instruct sua
sponte on expert opinion testimony because Officer Pajita testified as a percipient
witness, not as an expert witness, and he gave no expert opinion testimony; (2) Ruiz is
distinguishable; and (3) and any instructional error here was harmless.
A trial court's erroneous failure to give a jury instruction on the evaluation, weight,
and effect of expert opinion testimony as required by Penal Code section 1127b is not
["Although Penal Code section 1127b is mandatory when the opinion of an expert
witness is received in evidence, and the trial court in this case did not give the instruction,
prejudicial error did not occur."].)
Here, assuming, without deciding, that Officer Pajita gave expert opinion
testimony and the court erred by failing to instruct sua sponte under CALCRIM No. 332,
as Palmer contends, we conclude any such error was harmless under the applicable
Watson harmless error standard because Palmer has failed to show there is a reasonable
probability the jury would have rendered a more favorable verdict had the omitted
instruction (CALCRIM No. 332) been given. The court instructed the jury under
CALCRIM No. 226 that "[y]ou alone, must judge the credibility or believability of the
witnesses. In deciding whether testimony is true and accurate, use your common sense
and experience. You must judge the testimony of each witness by the same standards,
setting aside any bias or prejudice you may have." The court also instructed under
CALCRIM No. 226 that "[y]ou may believe all, part, or none of any witness's testimony.
Consider the testimony of each witness and decide how much of it you believe." (Italics
added.) That instruction also provided various factors for the jury to consider in
evaluating any witness's testimony.
The court also gave CALCRIM No. 200, which informed the jury that they were
the exclusive judges of the facts, and that it was "up to all of you, and you alone to decide
what happened, based only on the evidence that has been presented to you in this trial."
25
We presume the jury in this case understood and followed the instructions the
court gave under CALCRIM Nos. 200 and 226. (People v. Brady (2010) 50 Cal.4th 547,
566, fn. 9 ["the trial court instructed the jury not to draw an inference from defendant's
decision not to testify, and we presume the jurors understood and applied the
instruction"].)
Given the foregoing instructions, which largely cover the concepts in CALCRIM
No. 332 (see fn. 7, ante), any error in not providing that instruction was harmless. (See
People v. Lynch, supra, 14 Cal.App.3d at pp. 609-610 [finding error harmless where the
jury was instructed they were the sole and exclusive judges of the facts, and they were
entitled to weigh the credibility of any witness].) The jury was adequately instructed to
consider and weigh the testimony of each witness, including Officer Pajita. By following
the court's instructions under CALCRIM Nos. 200 and 226, the jury would have properly
considered Officer Pajita's testimony, including any expert opinions he may have given.
Palmer's reliance on Ruiz is misplaced because it is distinguishable. In Ruiz, the
defendant asserted an insanity defense, and, thus, the jury had to consider the issue of
insanity in rendering its verdict. (See Ruiz, supra, 11 Cal.App.3d at pp. 855-856.) Thus,
the expert opinion testimony given by two psychiatrists as to whether the defendant was
legally insane at the time of his offenses was integral to his defense. Here, in contrast,
Palmer's defense of mistaken identity did not rest on Officer Pajita's purported expert
opinions. The jury's determination that Palmer was the person who sold the narcotics to
Officer Pajita would not reasonably have been affected by Officer Pajita's testimony
about the meaning of the street term "twenty," the area's being a high crime area, the
26
value of the narcotics sold to Officer Pajita, the fragility of cocaine base, the frequency
with which law enforcement recover prerecorded currency in undercover operations, or
the fact that narcotics dealers typically work in groups. The critical factual question
Palmer raised in his defense was the identity of the person who exchanged 0.16 grams of
cocaine base for the $20 Officer Pajita paid for the narcotics.
B. CALCRIM Nos. 251
Palmer also contends that both of his convictions must be reversed because the
court prejudicially erred by failing to instruct sua sponte the jury under CALCRIM No.
25110 regarding the required union or joint operation of act and mental state. This
contention is unavailing.
We reach the merits of this second claim of instructional error over the Attorney
General's assertion that Palmer forfeited the claim by failing to request below an
instruction under CALCRIM No. 251. As already discussed, a defendant's claim on
appeal that the trial court erroneously failed to give sua sponte a jury instruction is "of a
kind . . . that require[s] no trial court action by defendant to preserve it" for appeal.
(People v. Rogers, supra, 39 Cal.4th at p. 850, fn. 7.)
10 CALCRIM No. 251 provides: "The crime[s] [(and/or) other allegation[s]] charged in this case require proof of the union, or joint operation, of act and wrongful intent. [¶] For you to find a person guilty of the crime[s] (in this case . . . ), that person must not only intentionally commit the prohibited act [or intentionally fail to do the required act], but must do so with a specific (intent/ [and/or] mental state). The act and the specific (intent/ [and/or] mental state) required are explained in the instruction for that crime [or allegation]." 27
Palmer's claim fails on its merits. Penal Code section 20 provides that "[i]n every
crime or public offense there must exist a union, or joint operation of act and intent, or
criminal negligence." Here, although the court did not instruct the jury under CALCRIM
No. 251, the court gave other instructions adequately informing them that the prosecution
had to prove both that Palmer committed the charged unlawful acts, and that, when he
committed those acts, he acted with the requisite mental state. Specifically, as to count 2
(resisting arrest in violation of Pen. Code, § 148, subd. (a)), the court gave CALCRIM
No. 2656, which specifically instructed the jury that "[w]hen the defendant acted, he
knew or reasonably should have known, that Marlo Woods was a peace officer
performing or attempting to perform his duties" (italics added). As to count 1 (selling a
controlled substance in violation of Health & Saf. Code, § 11352, subd. (a)) the court
gave CALCRIM No. 2300. Although that instruction did not include similar language,
the court did give the jury CALCRIM No. 225 ("Circumstantial Evidence: Intent or
Mental State"), which instructed the jury that the prosecution had to prove "not only that
[Palmer] did the acts charged, but also that he acted with a particular intent." Thus, as to
both counts, we conclude the court sufficiently instructed the jury that the prosecution
had to prove both that Palmer committed the charged acts, and that, at the time he acted,
he acted with the requisite mental state or intent.
III. ROMERO MOTION
Next, Palmer contends his sentence must be reversed and the matter remanded for
a new sentencing hearing because the court abused its discretion and violated his federal
28
constitutional right to due process by denying his motion under Romero, supra, 13
Cal.4th 497, to strike his prior strike conviction. We reject this contention.
A. Background
Following a bifurcated bench trial, the court found to be true allegations that (1)
Palmer had suffered one prior narcotics sales conviction (Health & Saf. Code,§ 11370.2,
subd. (a)), (2) he had suffered one prior strike conviction of aggravated assault (Pen.
Code, § 245, subd. (a)(1)) for purposes of the Three Strikes law (Pen. Code, §§ 667,
subds. (b)-(i), 1170.12, 668), and (3) he had served two prior prison terms (Pen. Code, §§
667.5, subd. (b), 668).
At the sentencing hearing, the court denied Palmer's opposed Romero motion to
strike the prior strike aggravated assault conviction. The court found that since Palmer's
1993 aggravated assault conviction, he had suffered "a string of convictions including
mostly felonies." The court also found that "the main thing that he's doing is selling
drugs. That's how he's making his financial life work," and "that's exactly what [the]
Three Strikes [law] speaks to. It's not that he's involved in another violent crime [like]
his strike, but still dangerous and serious activity. [¶] And for that reason that court is
going to deny the motion to strike the strike."
29
B. Applicable Law
In Romero, supra, 13 Cal.4th at pages 529-530, the California Supreme Court held
that Penal Code section 1385, subdivision (a)11 permits a court acting on its own motion
and "in furtherance of justice" to strike prior felony conviction allegations in cases
brought under the Three Strikes law. Although the Legislature has not defined the phrase
"in furtherance of justice" contained in that subdivision, the California Supreme Court
has held that this language requires a court to consider both the "'"constitutional rights of
the defendant, and the interests of society represented by the People"'" (italics omitted) in
determining whether to strike a prior felony conviction allegation. (Romero, supra, 13
Cal.4th at p. 530.)
In People v. Williams (1998) 17 Cal.4th 148 (Williams), the California Supreme
Court explained that, in determining whether to strike or vacate a prior strike allegation
or finding under the Three Strikes law "in furtherance of justice" pursuant to Penal Code
section 1385, subdivision (a), the trial court "must consider whether, in light of the nature
and circumstances of his present felonies and prior serious and/or violent felony
convictions, and the particulars of his background, character, and prospects, the
defendant may be deemed outside the [Three Strikes law's] spirit, in whole or in part, and
11 Penal Code section 1385, subdivision (a), provides in part that a trial court "may, either of [its] own motion or upon the application of the prosecuting attorney, and in furtherance of justice, order an action to be dismissed. The reasons for the dismissal shall be stated orally on the record. The court shall also set forth the reasons in an order entered upon the minutes." (Italics added.) 30
hence should be treated as though he had not previously been convicted of one or more
serious and/or violent felonies." (Williams, at p. 161.)
In People v. Carmony (2004) 33 Cal.4th 367, 371 (Carmony), our high state court
held a trial court's decision not to dismiss a prior strike conviction allegation under Penal
Code section 1385, subdivision (a), is reviewed under the deferential abuse of discretion
standard. (Carmony, at pp. 371, 376.) Carmony explained that "a trial court does not
abuse its discretion unless its decision is so irrational or arbitrary that no reasonable
person could agree with it." (Id. at p. 377.)
C. Analysis
Applying the deferential abuse of discretion standard, as we must (Carmony,
supra, 33 Cal.4th at p. 371), we conclude Palmer has failed to meet his burden on appeal
of showing that the court's denial of his Romero motion was an abuse of discretion and
that he should be deemed to be outside the spirit of the Three Strikes law. The record
shows the court considered the factors discussed in Williams: "[T]he nature and
circumstances of his present felonies and prior serious and/or violent felony convictions,
and the particulars of his background, character, and prospects." (Williams, supra, 17
Cal.4th at p. 161.) The record before the court demonstrated that, when Palmer
committed his current offenses in January 2014, he was 43 years old and had a 30-year
criminal record. He committed his strike prior offense─assault with a deadly weapon (a
gun) in violation of Penal Code section 245, subdivision (a)─in 1992, and was sentenced
to six years in state prison after his probation in that case was revoked. He then violated
parole three times in that case. In late 2001 Palmer committed another felony (possession
31
of cocaine for sale), for which he was sentenced to nine years in state prison. In early
2011, just two days after being released from prison in that case, he violated his parole.
Palmer committed his current offenses in January 2014, less than two years after he
discharged from parole.
The foregoing record supports the court's finding that Palmer falls within the spirit
of the Three Strikes law. In denying Palmer's Romero motion, the court stated: "[Y]ou
hope that the punishments act as . . . some rehabilitative effort. And in [Palmer's] case, it
does not look [like] that has happened." We conclude the court did not abuse its
discretion. Accordingly, we affirm the court's order denying Palmer's Romero motion.
IV. CUMULATIVE ERROR CLAIM
Last, Palmer contends the cumulative effect of the court's errors undermined the
fundamental fairness of the trial and the reliability of the guilty verdicts. We reject this
contention.
"'[A] series of trial errors, though independently harmless, may in some
circumstances rise by accretion to the level of reversible and prejudicial error.'" (People
v. Cunningham (2001) 25 Cal.4th 926, 1009.) A defendant is "entitled to a fair trial but
not a perfect one." (Ibid.)
Here, any errors did not rise by accretion to the level of reversible and prejudicial
error. Accordingly, we affirm the judgment.
32
DISPOSITION
The judgment is affirmed.
NARES, J.
WE CONCUR:
BENKE, Acting P. J.
McINTYRE, J.
33
AI Brief
AI-generated · verify before citing
Holding. The court held that the trial court properly sustained the surveillance location privilege under Evidence Code section 1040 and that the defendant failed to demonstrate the privileged information was material under section 1042. The court further affirmed the judgment, finding no error in the trial court's sentencing or jury instruction decisions.
Issues
Did the trial court err in sustaining the surveillance location privilege under Evidence Code section 1040?
Was the privileged information material under Evidence Code section 1042, requiring an adverse finding?
Did the trial court err by failing to sua sponte instruct the jury under CALCRIM Nos. 251 and 332?
Did the trial court abuse its discretion in denying the Romero motion to strike the prior strike conviction?