California Court of Appeal Mar 24, 2016 No. E063301Unpublished
Filed 3/24/16 P. v. Carrillo CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Appellant, E063301
v. (Super.Ct.No. RIF1312623)
JEFFERY JOHN CARRILLO, OPINION
Defendant and Respondent.
APPEAL from the Superior Court of Riverside County. Becky Dugan, Judge.
Affirmed.
Michael A. Hestrin, District Attorney, and Emily R. Hanks, Deputy District
Attorney, for Plaintiff and Appellant.
Andrea S. Bitar, under appointment by the Court of Appeal, for Defendant and
Respondent.
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I. INTRODUCTION
Pursuant to a November 2013 plea agreement, defendant and appellant Jeffery
John Carrillo pled guilty to a felony charge of receiving stolen property (Pen. Code,
§ 496, subd. (a)),1 admitted a prior strike allegation (§ 667, subds. (c), (e)), and agreed to
be sentenced to two years eight months in prison (the low term of 16 months, doubled to
Proposition 47 did not amend section 530.5, which criminalizes identity theft. (See
§ 1170.18, subds. (a), (b) [listing statutes amended or added by Proposition 47].) A
violation of section 530.5 was and remains chargeable as a felony or a misdemeanor and
is punishable accordingly. (§§ 530.5, 1170, subd. (h), 17.)
The Act also added a new sentencing provision to the Penal Code, section
1170.18. (Rivera, supra, 233 Cal.App.4th at p. 1092.) The statute provides that a person
who is currently serving a felony sentence for an offense that is a misdemeanor under the
Act may petition for a recall of that sentence and request resentencing in accordance with
the Act. (§ 1170.18, subds. (a)-(e); Rivera, supra, at p. 1099.)2
The petitioning defendant has the burden of showing that he or she satisfies the
criteria for resentencing under section 1170.18, subdivision (a). (§ 1170.18, subd. (b);
People v. Sherow (2015) 239 Cal.App.4th 875, 879.) If the defendant satisfies the
resentencing criteria of section 1170.18, subdivision (a), the defendant’s felony sentence
“shall be recalled and the petitioner resentenced to a misdemeanor. . . unless the court, in
its discretion, determines that resentencing the petitioner would pose an unreasonable risk
of danger to public safety.” (§ 1170.18, subd. (b), italics added.) As used in section
1170.18 and throughout the Penal Code, an “unreasonable risk of danger to public safety”
2 Section 1170.18 also provides that a person who has completed a felony sentence for an offense that is now a misdemeanor under Proposition 47 may petition the trial court “to have the felony conviction or convictions designated as misdemeanors.” (§ 1170.18, subd. (f); see id., subds. (g)-(h).)
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“means an unreasonable risk that the petitioner will commit a new violent felony” within
the meaning of section 667, subdivision (e)(2)(C)(iv). (§ 1170.18, subd. (c).)
Section 3 of the Act specifies that it was the “purpose and intent of the people of
the State of California” in enacting the Act to: “Require misdemeanors instead of
felonies for nonserious, nonviolent crimes like petty theft and drug possession,”
“[a]uthorize consideration of resentencing for anyone who is currently serving a sentence
for any of the offenses listed herein that are now misdemeanors,” “save significant state
corrections dollars on an annual basis . . . [and] increase investments in programs that
reduce crime and improve public safety, such as prevention programs in K-12 schools,
victim services, and mental health and drug treatment . . . .” (Voter Information Pamp.,
Gen. Elec. (Nov. 4, 2014) text of Prop. 47, p. 70, § 3, subds. (3), (4), (6)
<http://vig.cdn.sos.ca.gov/2014/general/pdf/complete-vig.pdf> [as of March 24, 2016].)
The electorate also directed that Proposition 47 “‘shall be liberally construed to effectuate
its purposes.’” (Alejandro N. v. Superior Court (2015) 238 Cal.App.4th 1209, 1222.)
B. Defendant Was Eligible for Resentencing Under the Act
The full text of section 1170.18, subdivision (a) states: “A person currently
serving a sentence for a conviction, whether by trial or plea, of a felony or felonies who
would have been guilty of a misdemeanor under the act that added this section (‘this act’)
had this act been in effect at the time of the offense may petition for a recall of sentence
before the trial court that entered the judgment of conviction in his or her case to request
resentencing in accordance with Sections 11350, 11357, or 11377 of the Health and
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Safety Code, or Section 459.5, 473, 476a, 490.2, 496, or 666 of the Penal Code, as those
sections have been amended or added by this act.” (Italics added.)
The People claim defendant was ineligible to be resentenced under the Act
because he would have been guilty of a felony, identity theft (§ 530.5, subd. (a)), had he
committed that crime on or after the Act became effective on November 5, 2014. The
People argue defendant is not a person “who would have been guilty of a misdemeanor”
under the Act (§ 1170.18, subd. (a), italics added), had the Act been in effect when
defendant committed the charged offenses of identity theft and receiving stolen property
in November 2013, because defendant would have been guilty of a felony, identity theft
(§ 530.5, subd. (a)), even though he would also have been guilty of a misdemeanor based
on the receiving stolen property charge (§ 1170.18, subd. (a)).
The People’s argument presents a question of statutory interpretation, which we
review de novo. (People v. Prunty (2015) 62 Cal.4th 59, 71.) “‘In interpreting a voter
initiative . . . we apply the same principles that govern statutory construction.’
[Citation.]” (Rivera, supra, 233 Cal.App.4th at p. 1099.) “‘“The fundamental purpose of
statutory construction is to ascertain the intent of the lawmakers so as to effectuate the
purpose of the law. [Citations.]”’” (Ibid., quoting Horwich v. Superior Court (1999) 21
Cal.4th 272, 276.) In construing a voter-approved initiative, the voters’ intent governs.
(Rivera, supra, at pp. 1099-1100.) To determine the voters’ intent, we begin with the
statutory language itself. (People v. Superior Court (Zamudio) (2000) 23 Cal.4th 183,
192-193.) “We look first to the words the voters used, giving them their usual and
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ordinary meaning. ‘“If there is no ambiguity in the language of the statute, ‘then . . . the
plain meaning of the language governs.’” [Citation.]’” (Rivera, supra, at p. 1100.)
The People’s argument is based on a misreading of section 1170.18, subdivision
(a). The People take a selected portion of the text of the statute out of context and
disregard the statute as a whole. When read as a whole, the statute plainly and
unambiguously makes a defendant eligible for resentencing on a felony conviction for
which the defendant is currently serving a sentence and which would have been “a
misdemeanor” under the Act had the crime been committed after the Act went into effect.
(§ 1170.18, subd. (a).) Defendant met this requirement. Indeed, the People do not
dispute that the value of the property underlying defendant’s conviction for receiving
stolen property was less than $950, or that defendant’s conviction for receiving stolen
property would have been a misdemeanor had he committed the crime after the Act went
into effect. (§§ 496, subd. (a), 1170.18, subd. (a).)
In sum, defendant was eligible to be resentenced on his 2013 felony conviction for
receiving stolen property because that crime would have been a misdemeanor had section
496, as amended by the Act, been in effect when defendant committed the crime.
(§§ 496, subd. (a), 1170.18, subd. (a).) Defendant’s concurrent commission of another
felony offense, identity theft, did not render him ineligible for resentencing on his eligible
conviction for receiving stolen property.
Nothing in section 1170.18 renders an otherwise eligible defendant ineligible for
resentencing because he or she was concurrently charged with, but not convicted of,
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another felony offense which, like identity theft, remains a felony, or at least a “wobbler”
following the passage of the Act. (§ 530.5.) The only persons categorically ineligible for
resentencing under the Act are those whom the court determines pose “an unreasonable
risk of danger to public safety” (§ 1170.18, subd. (b)), and “those with prior convictions
for an enumerated handful of serious [or violent] crimes [listed in section 667,
subdivision (e)(2)C)(iv)], such as murder, rape, or child molestation. [Citations.]” (T.W.
v. Superior Court (2015) 236 Cal.App.4th 646, 652; § 1170.18, subd. (i).) Defendant had
no such disqualifying prior convictions (§ 1170.18, subd. (i)), and the court was not urged
to find and did not find that he posed “an unreasonable risk of danger to public safety” if
resentenced under the Act (id., subd. (b)).
C. The Parties’ Plea Agreement Did Not Render Defendant Ineligible for Resentencing,
and the People Are Not Entitled to Void the Plea Agreement
The People claim defendant was ineligible to be resentenced on his former felony
conviction for receiving stolen property, because the conviction was the subject of a plea
agreement with the People and the court accepted the plea agreement. The People argue
that once the court accepted the plea agreement, it was bound by it and had no authority
to modify its terms by resentencing defendant under the Act.
The People also claim the court erroneously refused to allow them to withdraw
from or void the plea agreement and refile the dismissed identity theft charge and prison
prior allegations after the court granted defendant’s resentencing petition. They maintain
that allowing defendant to, in effect, unilaterally change the terms of the plea agreement
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by petitioning for and obtaining resentencing deprived them of the benefit of their
bargain in entering into the plea agreement. They also claim that defendant breached the
plea agreement by petitioning for and obtaining a reduced sentence, and this too entitles
them to withdraw from or void the plea agreement. We reject these claims.
First, defendant was not ineligible for resentencing under the Act on the ground
his conviction for receiving stolen property was obtained by way of a plea agreement. To
be sure, “‘“[a] plea agreement is, in essence, a contract between the defendant and the
prosecutor to which the court consents to be bound.”’” (People v. Segura (2008) 44
Cal.4th 921, 931 (Segura).) And, once the court accepts a plea agreement, it lacks
jurisdiction or authority to modify its terms, unless both the defendant and the People
agree to the modification. (Ibid.)
The “general rule” in California, however, is that a plea agreement is “‘“deemed to
incorporate and contemplate not only the existing law but the reserve power of the state
to amend the law or enact additional laws for the public good and in pursuance of public
policy. . . .”’” (Doe v. Harris (2013) 57 Cal.4th 64, 73 (Doe), quoting People v. Gipson
(2004) 117 Cal.App.4th 1065, 1070.) Thus, “[i]t follows, also as a general rule, that
requiring the parties’ compliance with changes in the law made retroactive to them does
not violate the terms of a plea agreement, nor does the failure of a plea agreement to
reference the possibility the law might change translate into an implied promise the
defendant will be unaffected by a change in the statutory consequences attending his or
her conviction. To that extent, then, the terms of the plea agreement can be affected by
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changes in the law.” (Doe, supra, at pp. 73-74; Johnson v. Department of Justice (2015)
60 Cal.4th 871, 888-889, fn. 10 [requiring the parties’ compliance with changes in the
law made retroactive to them does not violate the terms of their plea agreement].)
The Act retroactively changed the statutory consequences of pleading guilty to
certain theft- and drug-related felonies, including receiving stolen property, if the charge
and conviction would have been a misdemeanor under the Act. (§§ 496, subd. (a),
1170.18.) By its terms, section 1170.18 applies to specified felony convictions, whether
obtained “by trial or plea.” Thus, a defendant currently serving a sentence on an eligible
felony conviction obtained by a plea agreement, like defendant here, is eligible to be
resentenced on the conviction pursuant to section 1170.18. (T.W. v. Superior Court,
supra, 236 Cal.App.4th at p. 652.)
Additionally, nothing in the parties’ plea agreement provided or implied that
defendant’s felony conviction for receiving stolen property, or his 32-month state prison
sentence on the conviction, would be unaffected by subsequent changes in the law. (See
Doe, supra, 57 Cal.4th at pp. 71, 73-74 [parties to a plea agreement may expressly or
impliedly agree that the plea agreement will be unaffected by subsequent changes in the
law]; People v. Smith (2014) 227 Cal.App.4th 717, 728-730 [same]; cf. People v. Arata
(2007) 151 Cal.App.4th 778, 787-788 [in the context of the defendant’s plea agreement
as a whole, the plea agreement included an implied promise that the defendant’s lewd act
conviction would be expunged following his completion of probation, and this promise
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had to be honored notwithstanding a subsequent change in § 1203.4 that disallowed
expungement upon the completion of probation].)
More specifically, nothing in the parties’ plea agreement expressly or impliedly
precluded the possibility that it would be unaffected by a subsequent change in the law—
including a change in the law that, like Proposition 47, retroactively reduced defendant’s
felony conviction for receiving stolen property to a misdemeanor, or retroactively
reduced his 32-month prison sentence to a misdemeanor sentence of 364 days in jail, with
credit for time served. Thus here, the People are not entitled to withdraw from or void
the plea agreement and refile the dismissed identity theft charge and prison prior
allegations simply because defendant petitioned for and obtained a reduction in his
eligible felony conviction and sentence under Proposition 47.
The People urge us to disagree with T.W., which held that section 1170.18 “clearly
and unambiguously” applies to eligible felony convictions, including convictions
obtained pursuant to a plea agreement. (T.W. v. Superior Court, supra, 236 Cal.App.4th
at p. 652.) The People claim T.W. was “wrongly decided” because the court “focused
exclusively” on the language of section 1170.18, and “did not address, or even
acknowledge, the pre-existing, well-established law . . . that prohibits a court from
altering the express terms of a plea agreement.”3 We agree with T.W. that section
3 The People also point out that the drafters of initiative statutes and the voters who enact them are deemed to be aware of existing law (Horwich v. Superior Court, supra, 21 Cal.4th at p. 283) and existing law at the time the Act was enacted prohibited a court from altering the material terms of a plea agreement without the consent of the defendant and the People (see, e.g., Segura, supra, 44 Cal.4th at p. 931).
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1170.18 applies to eligible felony convictions obtained pursuant to a plea agreement, and
we are unpersuaded by the People’s argument that two California Supreme Court cases,
Segura and People v. Collins (1978) 21 Cal.3d 208 (Collins), require a different result.
To illustrate, we briefly explain the two cases.
The defendant in Segura pled no contest to a felony charge and agreed to serve
one year in jail as a condition of being placed on probation. (Segura, supra, 44 Cal.4th at
p. 925.) After he served the one-year jail term, the defendant petitioned the trial court to
reduce the term to 360 days, nunc pro tunc, because the one-year jail term qualified the
underlying offense as an aggravated felony under federal law and required the
defendant’s deportation. (Ibid.) The trial court denied the petition and the Court of
Appeal reversed, but the Segura court held that the trial court was without authority to
reduce the one-year jail term, because it was a material term of the plea agreement and,
once the court accepted the plea agreement, it had no authority or jurisdiction to modify
its terms without the consent of the People. (Id. at pp. 925, 931-932.)
In Collins, the defendant pled guilty to a single charge of oral copulation, under
former section 288a, in exchange for the People’s agreement to dismiss 14 other felony
charges and several enhancement allegations, including an allegation that the oral
copulation was forcible. (Collins, supra, 21 Cal.3d at p. 211.) Before the defendant was
sentenced on the conviction, the Legislature repealed former section 288a and replaced it
with a new section 288a which made the defendant’s act of oral copulation (between
consenting, nonprisoner adults) no longer a crime. (Collins, supra, at pp. 211-213.) Still,
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the trial court sentenced the defendant to one to 15 years in prison on the conviction. (Id.
at p. 212.) Because the defendant’s conduct was no longer a crime at the time of
sentencing, the court reversed the judgment of conviction. (Id. at p. 213.)
Collins concluded that the “proper remedy” was to reverse the judgment with
directions to dismiss the oral copulation charge but allow the People to refile the
dismissed charges. (Collins, supra, 21 Cal.3d at p. 214.) The People had been “deprived
of the benefit” of their plea bargain because the repeal of section 288a meant that the
defendant gained “total relief from his vulnerability to sentence.” (Collins, supra, at p.
215.) The court observed that, “[w]hether the defendant formally seeks to withdraw his
guilty plea or not is immaterial; it is his escape from vulnerability to sentence that
fundamentally alters the character of the bargain.” (Ibid.) The repeal of former section
288a “destroy[ed] a fundamental assumption underlying the plea bargain—that [the]
defendant would be vulnerable to a term of imprisonment.” (Collins, supra, at p. 215.)4
In sum, Segura underscores the long-standing principle that, once a trial court
accepts a plea agreement, it has no authority to modify its terms absent the consent of
both parties. (Segura, supra, 44 Cal.4th at p. 931.) And Collins stands for the broad
proposition that the People may withdraw from or void a plea agreement, and refile
4 Collins also limited the defendant’s potential sentence on remand to not more than three years in state prison, in order to preserve for the defendant the benefit of his bargain in entering into the plea agreement. (Collins, supra, 21 Cal.3d at p. 216.) The limitation on the sentence was also based on double jeopardy principles, and the need to “preclude vindictiveness” by the People against the defendant and, more broadly, to avoid penalizing the defendant for his successful appeal. (Ibid.)
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dismissed charges and allegations, if a subsequent change in the law deprives the People
of their benefit of the plea bargain and affords the defendant “total relief from his
vulnerability to sentence.” (Collins, supra, 21 Cal.3d at p. 215.)
This case is different, for two reasons. First, the Act required the trial court to
reduce defendant’s 32-month prison sentence to a one-year jail term, because defendant
met his burden of showing he was eligible for resentencing on his receiving stolen
principle that a court has no authority to modify a plea agreement absent the consent of
both parties (Segura, supra, 44 Cal.4th at p. 931) is inapplicable when a change in the
law, like the Act, retroactively modifies the consequences of the parties’ plea agreement,
including the agreed-upon convictions, “‘“for the public good and in pursuance of public
policy”’” (see Doe, supra, 57 Cal.4th at pp. 69-74).
Second, unlike the defendant in Collins who was rendered invulnerable to any
sentence on his agreed-upon conviction by the subsequent repeal of former section 288a,
the Act did not render defendant invulnerable to any sentence. Instead, the Act required
the trial court to reduce defendant’s state prison sentence to a misdemeanor sentence,
with credit for time served. (§§ 496, subd. (a), 1170.18, subds. (a), (b).)
The People also rely on In re Blessing (1982) 129 Cal.App.3d 1026, in which the
defendant initiated a collateral attack directed at altering his sentence. The defendant was
sentenced to a total of 16 and one-third years on seven separate counts. (Id. at pp. 1028-
1029.) On six of the counts, the defendant agreed to eight-month sentence enhancements
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because he used a firearm in committing the offenses. (Id. at p. 1029.) Subsequently, the
Supreme Court held that punishment for use of a firearm on consecutive subordinate
offenses was not permitted for offenses like the defendant’s, and the Court of Appeal
concluded it could not give effect to the enhancements. (Id. at p. 1030.) Instead of
striking the enhancements, however, the court permitted the People to file in the trial
court a motion to withdraw from the plea agreement. (Id. at pp. 1031-1032.)
Blessing is significantly different from this case. Unlike the defendant in Blessing,
who attacked his plea agreement based on an intervening court decision, defendant here
is taking advantage of an initiative measure, passed by the electorate, allowing defendants
like himself to petition to reduce their qualified felony convictions and sentences to
misdemeanor convictions and sentences. As noted, under our state Supreme Court’s
ruling in Doe, plea agreements are “‘“deemed to incorporate and contemplate . . . the
reserve power of the state to amend the law or enact additional laws for the public good
and in pursuance of public policy. . . .”’” (Doe, supra, 57 Cal.4th at p. 73.) The change
in law that affected the defendant’s sentence in Blessing resulted from an intervening
court decision, not a legislative act or initiative statute passed in pursuance of public
policy.5
5 Our state Supreme Court has granted review in Harris v. Superior Court (2015) 242 Cal.App.4th 244, review granted February 24, 2016, S231489, a two-to-one decision by our colleagues in Division Five of the Second District Court of Appeal. The majority in Harris concluded that the People were properly allowed to withdraw from their plea agreement with the defendant, and refile a previously dismissed charge, after the defendant successfully petitioned for resentencing under the Act. We respectfully [footnote continued on next page]
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IV. DISPOSITION
The order granting defendant’s petition for resentencing under Proposition 47 and
denying the People’s motion to void the parties’ plea agreement is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
CODRINGTON J.
We concur:
RAMIREZ P. J.
SLOUGH J.
[footnote continued from previous page] disagree with the reasoning of the majority in Harris, and agree with the reasoning of the dissenting opinion in Harris.
Two recent decisions by this court, namely, People v. Gonzalez (2016) 244 Cal.App.4th 1058 and People v. Brown (2016) 244 Cal.App.4th 1170 and one recent decision by our colleagues in Division One of the Second District Court of Appeal, namely, People v. Perry (2016) 244 Cal.App.4th 1251 are in accord with our analysis, and the dissenting opinion in Harris.
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AI Brief
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Holding. The court held that a defendant who entered into a plea agreement is eligible for resentencing under Proposition 47 for a qualifying felony conviction, and the prosecution is not entitled to void the plea agreement or refile dismissed charges as a result of such resentencing.
Issues
Whether a defendant is ineligible for Proposition 47 resentencing if they would have been guilty of a separate felony (identity theft) had the Act been in effect at the time of the offense.
Whether a plea agreement precludes a defendant from seeking resentencing under Proposition 47 for a conviction obtained via that agreement.
Whether the prosecution is entitled to void a plea agreement and refile dismissed charges when a defendant successfully petitions for resentencing under Proposition 47.
Disposition. Affirmed.
Quotations verified verbatim against the opinion
“Defendant’s concurrent commission of another felony offense, identity theft, did not render him ineligible for resentencing on his eligible conviction for receiving stolen property.”
“In entering into the plea agreement, defendant neither expressly nor impliedly promised that he would not take advantage of subsequent changes in the law affecting the plea agreement”
“The People are not entitled to withdraw from or void the plea agreement and refile the dismissed identity theft charge and prison prior allegations simply because defendant petitioned for and obtained a reduction in his eligible felony conviction”