California Court of Appeal Feb 16, 2016 No. D068720Unpublished
Filed 2/16/16 In re Ariana B. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re ARIANA B., a Person Coming Under the Juvenile Court Law. D068720 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. NJ014722) Plaintiff and Respondent,
v.
M.B.,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Michael J.
Imhoff, Commissioner. Affirmed in part, reversed in part, and remanded with directions.
Paul A. Swiller, under appointment by the Court of Appeal, for Defendant and
Appellant.
Thomas E. Montgomery, County Counsel, John E. Philips, Chief Deputy County
Counsel, and Lisa M. Maldonado, Deputy County Counsel, for Plaintiff and Respondent.
M.B. appeals the juvenile court's order terminating parental rights over her
daughter, Ariana B. M.B. contends the court did not ever inquire into her Indian heritage
for purposes of determining whether the Indian Child Welfare Act (ICWA) applies, an
error conceded by the San Diego County Health and Human Services Agency (the
Agency). Further, she contends substantial evidence did not support the juvenile court's
finding at the Welfare and Institutions Code section 366.261 hearing that Ariana was
likely to be adopted. We agree the court erred in failing to ask M.B. about her Indian
heritage, and remand with directions. The court's order finding Ariana adoptable and
terminating parental rights is affirmed.
FACTUAL AND PROCEDURAL BACKGROUND
When the Agency's petition was filed in late September 2012, five-year-old Ariana
was living with her father, Jordan C., and his wife, C.C. The petition alleged Ariana was
subjected to excessive discipline and physical abuse by Jordan, and he failed to protect
Ariana from physical abuse by C.C. For the most part, Jordan and C.C. admitted the
petition's allegations; he had lost his temper and lashed Ariana with a belt, and C.C. had
struck Ariana several times on the face after Ariana "wouldn't hurry up to go to the
bathroom." Jordan stated Ariana was "very loving" and "so sweet to her baby sister," but
also would misbehave at school, "doesn't listen[,] or maybe she just doesn't comprehend."
He further informed the Agency that Ariana's stay with them was originally supposed to
1 All further statutory references are to the Welfare and Institutions Code unless otherwise stated.
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be temporary, and he and C.C. were not prepared to handle Ariana's behaviors. Prior to
October 2011, Ariana had resided out-of-state with her biological mother, M.B., who, for
various reasons, had sent Ariana to live with her father.
On a form ICWA-010(A), the Agency indicated Ariana had no known Indian
ancestry based on an in-person interview with Jordan. Further, Jordan declared on a form
ICWA-020 that he has no known Indian ancestry. The Agency's detention report dated
October 1, 2012, states that it "has not made contact with the mother to inquire about
Native American ancestry." At the time, M.B.'s whereabouts were unknown and she had
not been notified of any dependency proceedings. Nevertheless, the court found at the
detention hearing that the ICWA "does not apply in this case," and Ariana was detained
at Polinsky Children's Center (PCC). The Agency's subsequent jurisdiction/disposition
report states under a heading entitled "[ICWA] STATUS": "On 10/01/2012, the Court
found that the [ICWA] does not apply." In numerous later reports filed with the court,
even after M.B. had been located and interviewed, the same line is repeated by the
Agency without amplification.
Within the first few months of 2013, the court had taken jurisdiction under
section 300, subdivisions (a) and (b), and placed Ariana back in Jordan's physical
custody. The Agency also located M.B., obtained her background, and developed a six-
month case plan for her to achieve reunification with Ariana. Throughout her contacts
with the Agency, M.B. was generally difficult to reach or unresponsive, evasive with her
contact information and whereabouts, and did not appear to have a concrete plan of
financially supporting herself. She had moved in and out of several states to live with
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different people when Ariana had been in her physical custody. M.B. relocated to
California in April 2013, but inconsistently visited Ariana.
In July 2013, the Agency reported that Ariana "presents as a friendly, happy and
engaging child." She possibly suffered from reactive attachment disorder, which may
have been caused by frequent changes in her primary caregivers (or persistent disregard
for her emotional needs) and affected Ariana's ability to select appropriate attachment
figures. Her physical development was on target, and despite having difficulty staying
focused in school, she responded positively to rewards. It was discovered that her vision
was 20/400 and she needed glasses, which may have been one of her issues in school. A
psychologist observed Ariana to be "friendly, energetic and polite," and Ariana possessed
average intelligence. The psychologist believed Ariana met criteria for attention deficit
hyperactivity disorder, and with proper treatment, her academic skills would improve.
The Agency reported that Ariana's emotional needs, such as love, unconditional
acceptance, encouragement, and emotional safety, were not being met by the adults in her
life. Ariana had experienced frequent moves and multiple caregivers, and she needed
stability in order to thrive. Ariana's father merely felt dutybound to take care of her, and
only wished to be a temporary placement. In addition, M.B. had not shown she could
meet Ariana's need for emotional security. In the summer of 2013, M.B. moved between
California, Wisconsin, and Illinois. By September 2013, Ariana's placement was
changed from Jordan to a licensed foster home.
In 2014, both Jordan and M.B. had inconsistent contacts and visits with Ariana.
Jordan did not want to be considered for long-term placement and would be deployed
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overseas on active military service for three years beginning in May 2015. Throughout
much of 2014 and into 2015, M.B. could not be reached or would not contact the Agency.
Around November 2014, Ariana was moved to PCC and then to a different foster home.
By late March 2015, the Agency recommended parental rights be terminated and
Ariana be adopted. The Agency's analysis, prepared by a qualified social worker who
specializes in adoptions, states that Ariana is generally adoptable, and she is a "beautiful,
smart and charismatic girl." Ariana's vision had been corrected, and she was in good
general health. She was receiving medications for her diagnosed mental health
conditions, including posttraumatic stress disorder and depressive disorder. Her foster
caregivers of several months reported that Ariana initially struggled to follow a daily
routine, but had improved over time. They observed her to be "very caring and
insightful," as she wanted to spend her money on toys for disadvantaged children. Ariana
was outgrowing her hyperactivity, though still struggled in school with impulse control
and concentration. She had improved academic skills with help from tutors, and had
received an award for good behavior during the school year. Ariana's continuing mental
health and behavioral issues (such as anxiety, lying, and having nightmares) were
partially attributed to having been physically and psychologically abused.
A report submitted by Ariana's court-appointed special advocate (CASA)
described Ariana as a "cheerful and articulate 8-year-old girl," in "general good health,"
and she was "doing well" in a structured foster home. The CASA recommended
continued therapy for Ariana's mental health issues and tutors to support her academic
progress. The CASA also stated that "Ariana seems to have some [negative] behavioral
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reactions to the calls with [M.B.]," in which her mother would make promises to "get her
back."
The Agency requested and was granted permission to include Ariana in adoption
recruitment activities to find an adoptive home for her. The Agency's request stated
"Ariana is considered a difficult to place child for one or more reasons." Prior to the
section 366.26 hearing, the court granted the Agency two continuances so that the
Agency could further assess potential adoptive homes for Ariana.
In April 2015, Ariana experienced a "mental health crisis" (suicidal ideations and
anxiety) and was hospitalized. The episode occurred after telephone conversations with
her mother in which M.B. would say that Ariana was "not good" and if she was "a good
girl, [she] could come home." In wanting to harm herself, Ariana said, "I'm bad, I'm
ugly, no one will ever want me." After being released from the hospital, Ariana was
returned to PCC. The Agency placed Ariana with new foster parents on June 1, 2015,
and also located a family in South Carolina that was specifically interested in adopting
her.
In late July 2015, the Agency's analysis was that Ariana was "generally and
specifically adoptable." Her current caregivers, who had been serving as foster parents
since 2012 and had no children of their own, wished to adopt Ariana and had completed a
home study. Ariana, in return, wished to be adopted by her current foster parents, who
were involving her in a number of extracurricular activities. Further, the family in South
Carolina had requested to adopt Ariana, and the adoption placement coordinator for San
Diego County reported that there were "nine possible families interested in a child like
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Ariana." The Agency was continuing to include Ariana in its recruitment program. In
early August 2015, Ariana's foster parents requested to travel with Ariana to northern
California to attend a family wedding, and permission was granted.
The contested section 366.26 hearing was held on August 21, 2015. The court
found by clear and convincing evidence that Ariana was likely to be adopted, and
terminated M.B.'s parental rights. While recognizing Ariana's challenges and previous
instability, the court discussed how she had been "remarkably stable" and "secure" with
her current caretakers, who wished to adopt her and were approved for it. There were
also a number of other families expressing interest in adopting a child with Ariana's
characteristics, causing the court to find she was both generally and specifically
adoptable. M.B. filed a timely appeal.
DISCUSSION
I. Inquiry of Mother Regarding Child's Possible Indian Heritage
Under the ICWA, "where the court knows or has reason to know that an Indian
child is involved" in dependency proceedings, the party seeking to terminate parental
rights is required to notify the Indian child's tribe. (25 U.S.C. § 1912(a).) To implement
the ICWA, "[t]he court, county welfare department, and the probation department have
an affirmative and continuing duty to inquire whether a child . . . is or may be an Indian
child in all dependency proceedings . . . ." (§ 224.3, subd. (a); In re A.B. (2008)
164 Cal.App.4th 832, 838; see Cal. Rules of Court, rule 5.481(a).) If the court fails to ask
a parent about his or her Indian heritage, a limited reversal of an order or judgment and
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remand for proper inquiry and any required notice may be necessary. (In re J.N. (2006)
138 Cal.App.4th 450, 460-462.)
Based on our review of the record and the Agency's concession, inquiry into
M.B.'s potential Indian heritage was not completed. The juvenile court's findings that the
ICWA did not apply and that Ariana was not an Indian child were based on her father's
denial of Indian ancestry at case inception. The Agency's reports then merely repeated
the court's October 2012 ICWA findings. It does not appear that M.B. was ever directly
asked whether she had any Indian ancestry, and the record does not contain a completed
form ICWA-020 for her regarding Indian status.2 (Cal. Rules of Court, rule 5.481(a)(2)
& (a)(3).) Thus, the matter is remanded to the court with directions to ensure ICWA
compliance. (See In re Damian C. (2009) 178 Cal.App.4th 192, 199 [affirming
jurisdictional and dispositional orders, but remanding for ICWA compliance].)
II. Adoptability
M.B. argues there was insufficient evidence to support a finding that Ariana was
likely to be adopted. She highlights Ariana's negative behaviors and points to the
Agency's ongoing efforts to find a suitable adoptive home for Ariana.
Under section 366.26, subdivision (c)(1), "[i]f the court determines . . . by a clear
and convincing standard, that it is likely the child will be adopted, the court shall
2 Within the record, Ariana and M.B.'s ethnicities are observed and/or reported as African American. An interstate home study of M.B.'s maternal great-grandmother containing interviews of family members and a discussion of M.B.'s family of origin does not reference any Indian heritage or tribal membership. However, we will not speculate on that point and cannot determine whether M.B. or her family members were ever directly asked pertinent questions. 8
terminate parental rights and order the child placed for adoption." The issue of
adoptability focuses on the minor—whether her age, physical condition, and emotional
state make it difficult to find a person willing to adopt her. (In re Jeremy S. (2001)
89 Cal.App.4th 514, 523, disapproved on another ground in In re Zeth S. (2003)
31 Cal.4th 396.) Our review is limited to whether the court's finding is supported by
substantial evidence. (In re Jeremy S., supra, at p. 523.)
The juvenile court's adoptability finding is supported by substantial evidence. The
Agency's reports present a holistic picture of Ariana, including her developmental and
behavioral status at different points in time. At the section 366.26 hearing, Ariana was a
healthy, articulate 8-year-old girl. Her general character had consistently been described
as "loving," "friendly," and "energetic." Various social workers, doctors, and therapists
believed Ariana's mental health and behavioral issues—some of which were caused or
exacerbated by her parents' treatment and rejection of her—could be managed and/or
improved with appropriate care and treatment. Indeed, Ariana's most recent mental
health breakdown was precipitated by her mother's critical statements and had not
reoccurred after the criticism ceased. Sufficient evidence supports that Ariana had
appealing personality traits and her emotional state would stabilize with committed,
loving adoptive parents.
Moreover, Ariana's current foster parents wanted to adopt her, and they had
involved her in their lives and various extracurricular activities (karate, reading club,
swimming, and therapy sessions). The fact that Ariana had only been in the home for
about three months does not detract from its suitability as a prospective adoptive home,
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since during that period, Ariana experienced stability and having all of her emotional,
physical, and daily needs met. In any event, the juvenile court could take the foster
parents' expressed interest in adopting Ariana as evidence she was likely to be adopted
within a reasonable time. (In re Helen W. (2007) 150 Cal.App.4th 71, 79-80; In re Sarah
M. (1994) 22 Cal.App.4th 1642, 1649-1650 ["Usually, the fact that a prospective
adoptive parent has expressed interest in adopting the minor is evidence that the minor's
age, physical condition, mental state, and other matters relating to the child are not likely
to dissuade individuals from adopting the minor."].) There were multiple other families
also interested in adopting a child with Ariana's characteristics. The juvenile court's
adoptability finding is supported by substantial evidence.
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DISPOSITION
The court's order finding Ariana adoptable and terminating parental rights is
affirmed. The matter is remanded to the juvenile court with directions to vacate its
finding that ICWA does not apply and to instruct the Agency to complete an ICWA
inquiry of M.B. Based on the results of that inquiry (and notice, if appropriate), the court
shall proceed accordingly. The court shall advise the parents that if Ariana is determined
to be an Indian child under the ICWA, they have the right to petition the court to
invalidate any action in violation of 25 United States Code, sections 1911, 1912 and
1913. (25 U.S.C. § 1914.)
O'ROURKE, J.
WE CONCUR:
HUFFMAN, Acting P. J.
MCINTYRE, J.
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AI Brief
AI-generated · verify before citing
Holding. The court affirmed the termination of parental rights and the finding of adoptability, but remanded the case for the limited purpose of ensuring compliance with the Indian Child Welfare Act (ICWA) inquiry requirements regarding the mother.
Issues
Whether the juvenile court erred by failing to inquire into the mother's Indian heritage as required by the ICWA.
Whether substantial evidence supported the juvenile court's finding that the child was likely to be adopted.
Disposition. Affirmed in part, reversed in part, and remanded.
Quotations verified verbatim against the opinion
“We agree the court erred in failing to ask M.B. about her Indian heritage, and remand with directions.”
“The court's order finding Ariana adoptable and terminating parental rights is affirmed.”
“The juvenile court's adoptability finding is supported by substantial evidence.”