Rojas v. United Parcel Service CA4/1 (2015) · DecisionDepot
Rojas v. United Parcel Service CA4/1
California Court of Appeal Sep 22, 2015 No. D068070Unpublished
Filed 9/22/15 Rojas v. United Parcel Service CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
RAYMOND JOHN JOSEPH ROJAS, D068070
Plaintiff and Appellant,
v. (Super. Ct. No. CIVRS1203243)
UNITED PARCEL SERVICE et al.,
Defendants and Respondents.
APPEAL from a judgment of the Superior Court of San Bernardino County,
Joseph R. Brisco, Judge. Affirmed.
Lavi & Ebrahimian, N. Nick Ebrahimian, Joseph Lavi and Jordan D. Bello for
Plaintiff and Appellant.
Paul Hastings, George W. Abele and Ji Hae Kim for Defendants and Respondents
United Parcel Service, Inc. and Nicholas Barron.
Raymond Rojas appeals a grant of summary judgment in his defamation action
against defendants United Parcel Service (UPS) and Nicholas Barron based on a finding
that the statements on which he based his claim were either absolutely or conditionally
privileged. Rojas contends there are triable issues of fact as to the truthfulness of the
statements and whether defendants made them with malice sufficient to overcome
UPS employed Rojas from September 26, 2005, through April 26, 2011. A
collective bargaining agreement (CBA) between UPS and Rojas's union governed Rojas's
employment. The CBA specified the procedures for discipline and discharge, and
identified certain transgressions, including "willful, wanton or malicious damage to the
Employer's property," that would result in immediate termination.
On April 26, 2011, Barron, a security specialist for UPS, discovered that a UPS
covert video camera had been disabled and damaged. That day, Barron and his
supervisor Chris Brunton undertook an investigation to determine the cause of the
damage. Security footage taken on April 8, 2011, showed Rojas and two other UPS
employees, Omar Villela and Eric Ramos, on the video feed. While Villela and Ramos
looked toward the camera, Rojas moved outside its viewing field. Shortly afterwards, the
footage turned black. Barron informed Brunton and the manager, Brian Lorton, of what
he had found. In keeping with company policy, Barron and Brunton also informed Labor
Manager Kimberly Ades and Hub Division Manager Troy Emerson because of their
managerial responsibilities at UPS.
2
As part of their investigation, Barron and Brunton interviewed Rojas and told him
that the security video showed him pulling the wire harness and damaging the camera.
After denying responsibility, Rojas admitted to Barron and Brunton that he had poked
and touched the security camera and had been "snooping around," but claimed he never
damaged it. Nevertheless, Rojas offered to pay UPS for the damage.
Barron and Brunton also interviewed Villela and Ramos. Villela said Rojas did
not intend to damage the camera and Ramos indicated that Rojas did not pull the wires or
damage the camera. Later, Barron found evidence that Villela had also pulled on the
wiring harness, but did not change his opinion that Rojas was solely responsible for the
destruction of the camera.
After completing the investigation, Barron offered Rojas the opportunity to resign
to avoid being terminated and reported to the police for vandalism. Rojas refused to
resign. Thereafter, Barron, Brunton and Lorton recommended to Ades that the company
terminate Rojas. Believing that Rojas had committed "willful, wanton, or malicious
damage" to company property in violation of the CBA, Emerson and Ades decided to
terminate him.
After the termination, Rojas filed a grievance with his union. In response, Barron
provided his investigative report to members of UPS's management. UPS and the union
held a hearing regarding Rojas's termination. During the hearing, Rojas admitted he
touched, poked and yanked the camera, had "no business" being there, and was "snooping
around," [but continued to assert that he did not damage anything].
3
Later, at a second level grievance hearing Rojas requested, Barron testified to a
panel of UPS employees and union members that Rojas intentionally and maliciously
damaged the camera. Based on the evidence presented, the panel upheld UPS's decision
to terminate Rojas.
In the meantime, pursuant to UPS policy and in the normal course of his duties,
Barron reported to the City of Ontario Police Department that Rojas had vandalized UPS
property. The police report stated that Rojas "was caught on video pulling wire harness
from back of camera"; it was unclear from the report whether this was a quote from
Barron or a police summary of what he told them.
Rojas ultimately filed this case against UPS and Barron, asserting claims for wage
and hour violations, wrongful termination, retaliation and defamation.1 Rojas's
defamation claim rested on a single assertion that Barron falsely reported Rojas "willfully
and maliciously destroyed UPS's property."
UPS moved for summary judgment, arguing that its statements about Rojas were
privileged communications or true statements of fact or opinion and were thus not
actionable. In his opposition, Rojas disputed the propriety of summary judgment, but
failed to respond to UPS's separate statement of undisputed material facts.
1 The only claim at issue on this appeal is the one for defamation and thus this opinion does not include any discussion as to Rojas's remaining claims.
4
The court granted the motion for summary judgment, finding that UPS's allegedly
defamatory statements were absolutely privileged communications, or true statements or
statements of opinion, made in good faith to others with a shared interest or duty that
were subject to a qualified privilege.
DISCUSSION
Summary judgment is appropriate if "all the papers submitted show that there is no
triable issue as to any material fact and that the moving party is entitled to a judgment as
a matter of law." (Code Civ. Proc., § 437c, subd. (c).)2 A defendant who moves for
summary judgment or summary adjudication bears the initial burden to show that the
cause of action has no merit--that is "that one or more elements of the cause of action,
even if not separately pleaded, cannot be established, or that there is a complete defense
to that cause of action." (§ 437c, subds. (a) & (p)(2).)
If the defendant carries that burden, "the opposing party is then subjected to a
burden of production of his own to make a prima facie showing of the existence of a
triable issue of material fact." (Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826,
850.) A triable issue of material fact exists " 'if, and only if, the evidence would allow a
reasonable trier of fact to find the underlying fact in favor of the party opposing the
motion in accordance with the applicable standard of proof.' [Citation.] Thus, a party
'cannot avoid summary judgment by asserting facts based on mere speculation and
2 All statutory references are to the Code of Civil Procedure except where otherwise noted. 5
conjecture, but instead must produce admissible evidence raising a triable issue of fact.' "
(Dollinger DeAnza Associates v. Chicago Title Ins. Co. (2011) 199 Cal.App.4th 1132,
1144-1145.)
"On appeal after a motion for summary judgment has been granted, we review the
record de novo, considering all the evidence set forth in the moving and opposition
papers except that to which objections have been made and sustained." Guz. v. Bechtel
National, Inc. (2000) 24 Cal.4th 317, 334. "In performing our de novo review, we must
view the evidence in a light favorable to plaintiff as the losing party [citation], liberally
construing [the plaintiff's] evidentiary submission while strictly scrutinizing defendants'
own showing, and resolving any evidentiary doubts or ambiguities in plaintiff's favor."
(Saelzler v. Advanced Group 400 (2001) 25 Cal.4th 763, 768.)
Separate Statement
We note that Rojas failed to respond to UPS's separate statement of undisputed
facts and did not dispute the accuracy of the facts detailed in it. UPS asks us to affirm the
judgment based solely on Rojas's failure to file a responsive separate statement.
(See Batarse v. Service Employees International Union, Local 1000 (2012)
209 Cal.App.4th 820, 828 [recognizing that a trial court faced with the absence of a
separate statement from a party opposing summary judgment may grant summary
judgment on that basis].) However, despite Rojas's procedural noncompliance, the trial
court considered the merits of his arguments and determined that there was no triable
6
issue of material fact. Under the circumstances, we exercise our discretion to consider
the merits of the case.3 (See Kulesa v. Castleberry (1996) 47 Cal.App.4th 103, 112.)
Analysis
A. Defamation
"The tort of defamation 'involves (a) a publication that is (b) false, (c) defamatory,
and (d) unprivileged, and (e) has a natural tendency to injure or that causes special
damage.' " (Taus v. Loftus (2007) 40 Cal.4th 683, 720 (Taus).) Rojas contends that
Barron's statements to the Ontario Police, the administrative grievance panel, and UPS
employees were defamatory, while UPS argues that those statements were privileged and
thus not actionable.
1. The Absolute Privilege
Civil Code section 47, subdivision (b), provides an absolute privilege for
communications made " . . . in any . . . official proceeding authorized by law." This
privilege is intended to allow the " ' "utmost freedom of communication between citizens
and public authorities whose responsibility it is to investigate and remedy
wrongdoing" ' "and cannot be defeated by a showing of falsity or malice. (Hagberg v.
California Federal Bank (2004) 32 Cal.4th 350, 364 (Hagberg).) Civil Code section 47,
subdivision (b), also creates an absolute privilege for statements made "in the initiation or
course of any other proceeding" that is authorized by law and reviewable by petition for
3 In doing so, we nonetheless recognize that the detailed facts set forth in UPS's separate statement are undisputed. 7
writ of mandate. (Hagberg, supra, at p. 360.) This privilege applies to statements made
in employment grievance proceedings that are subject to mandamus review. (Wallin v.
that grievance proceedings resulting in an employee's loss of employment are subject to
review by mandate].)
Rojas contends Barron falsely told police that he had video footage of Rojas
pulling the camera's wire harness and intentionally damaging the camera.4 However, an
absolute privilege applies to an employer's statements to the police concerning an
employee's perceived misconduct. (Williams v. Taylor 129 Cal.App.3d, 745, 753-754.)
After viewing the video and interviewing Rojas and the other two witnesses, Barron
concluded Rojas intentionally damaged UPS's property and had a reasonable basis to
report Rojas to the police. Even if the report to the police was false, the absolute
privilege applies. (Hagberg, supra, 32 Cal.4th at pp. 364, 376)
Rojas also contends Barron's statements before the grievance panel were
defamatory. However, Rojas had requested the grievance proceeding to determine the
propriety of his termination and Barron was called to testify about his investigation of the
incident on which the termination was based. Regardless of the truthfulness of Barron's
4 Although this is one interpretation of the evidence, another reasonable interpretation is that Barron did not make this statement to the Ontario Police, but that the officer who wrote the report misinterpreted Barron's statement. Regardless, whatever Barron reported to the police was absolutely privileged. In addition, based on the totality of the evidence, including Rojas's admissions, Barron reasonably concluded that Rojas damaged the security camera. 8
statements made at the grievance proceedings, they are absolutely privileged under Civil
Code section 47. (See Wallin, supra, 156 Cal.App.3d at p. 1056 [statements made during
a grievance hearing under a collective bargaining agreement are absolutely privileged].)
Thus, even if made with malice, Barron's statements to the grievance panel and to
the police are privileged and thus cannot support Rojas's defamation claim.
2. The Common Interest Privilege
Civil Code section 47, subdivision (c), provides a privilege for "a communication,
without malice, to a person interested therein, (1) by one who is also interested, or (2) by
one who stands in such a relation to the person interested as to afford a reasonable ground
for supposing the motive for the communication to be innocent, or (3) who is requested
by the person interested to give the information." This provision "extends a conditional
privilege against defamation to statements made without malice on subjects of mutual
interest[]. [Citations.] This privilege is 'recognized where the communicator and the
recipient have a common interest and the communication is of a kind reasonably
calculated to protect or further that interest.' [Citation.] The 'interest' must be something
other than mere general or idle curiosity, such as where the parties to the communication
share a contractual, business, or similar relationship or the defendant is protecting his
own pecuniary interest. [Citation.] Rather, it is restricted to 'proprietary or narrow
The common interest privilege "has been determined to apply to statements by
management and coworkers to other coworkers explaining why an employer disciplined
9
an employee." (McGrory v. Applied Signal Technology, Inc. (2013) 212 Cal.App.4th
1510, 1538 (McGrory) [recognizing that Civ. Code, § 47, subd. (c) is consistently applied
in the employment context]; Cruey v. Gannett Co. (1998) 64 Cal.App.4th 356, 369
[applying the conditional privilege to a manager's complaint to department of human
resources about workplace harassment]; Cuenca v. Safeway San Francisco Employees
Federal Credit Union (1986) 180 Cal.App.3d 985, 990 (Cuenca).) " 'Clearly, an
employer is privileged in pursuing its own economic interests and that of its employees to
ascertain whether an employee has breached his responsibilities of employment and if so,
to communicate, in good faith, that fact to others within its employ so that (1) appropriate
action may be taken against the employee; (2) the danger of such breaches occurring in
the future may be minimized; and (3) present employees may not develop misconceptions
that affect their employment with respect to certain conduct that was undertaken in the
past.' " (McGrory, at p. 1538.)
The qualified privilege will not apply, however, where the plaintiff establishes the
communication at issue was made with actual malice, i.e., where the speaker had " ' "a
state of mind arising from hatred or ill will, evidencing a willingness to vex, annoy or
injure another person." ' " (Kashian v. Harriman (2002) 98 Cal.App.4th 892, 914;
see Taus, supra, 40 Cal.4th at p. 721; Brown v. Kelly Broadcasting Co. (1989) 48 Cal.3d
711, 723, fn. 7.) Malice may also be established by a showing that the speaker lacked
reasonable grounds to believe in the truth of his statements and thus acted in reckless
disregard of the plaintiff's rights. (Taus, at p. 721.)
10
Whether the privilege arises is ordinarily a question of law. (Mann v. Quality Old
Time Service, Inc. (2004) 120 Cal.App.4th 90, 108.) A defendant has the initial burden
of showing that allegedly defamatory statements were made on a privileged occasion,
which if shown shifts the burden to the plaintiff to establish the defendant made the
statements with malice. (Taus, supra, 40 Cal.4th at p.721.)
Here, Rojas implicitly concedes that, but for malice, the allegedly defamatory
statements were conditionally privileged5 and focuses solely on whether the statements
were made with malice. He recognizes that malice is established by a showing that the
maker of a defamatory statement had no reasonable grounds to support a good faith belief
in the truthfulness of the statement but erroneously contends that a conflict in the
evidence as to the defendant's belief of the truthfulness of the published statements is
sufficient to avoid summary judgment.
In support of this flawed argument, Rojas cites the evidence that he did not
damage the security camera, including his statements and those of Villela and Ramos.
However, this evidence does not negate the existence of a good faith belief by Barron that
Rojas damaged the camera.6 Rojas's nearness to the camera at the time it stopped
5 On appeal Rojas does not contend that defamatory statements were made other than to police, at grievance hearings, and to UPS employees.
6 Were Rojas's argument correct, any dispute of investigative findings of employee misconduct in a case like this would automatically establish malice and negate the common interest privilege. 11
functioning, his admission that at that time he was "snooping around" and tugging on the
camera's wires and his offer to pay for the damage are sufficient to support a good faith
belief that Rojas was responsible, thus eliminating his claim of malice. (Cuenca, supra,
180 Cal.App.3d at p. 999 [holding that even in the face of conflicting evidence, the
existence of a reasonable belief defeats the contention of malice on a motion for summary
judgment]; McGrory, supra, 212 Cal.App.4th at p. 1541 [concluding that if no evidence
gives rise to a reasonable inference that declarant did not believe his statement or that his
belief was unreasonable, the statement is conditionally privileged].)
Even if the evidence did not establish that Barron had a good faith belief in the
truth of his statements, malice is not shown by the fact that he could have done a better
job investigating the accusations against Rojas. (Bierbower v. FHP, Inc. (1999)
70 Cal.App.4th 1, 9 ["maliciousness cannot be derived from negligence. Malice entails
more than sloppiness . . . ."]; Reader's Digest Ass'n v. Superior Court (1984) 37 Cal.3d
244, 258 ["The failure to conduct a thorough and objective investigation, standing alone,
does not prove actual malice, nor even necessarily raise a triable issue of fact on that
controversy."].) Further, as part of his responsibilities at UPS, Barron was required to
report to company management all accusations of serious employee misconduct before
completion of the entire investigation.
Rojas also asserts Barron lied to him and treated him as if he had done something
wrong. He contends that Barron's knowledge of his involvement in an earlier stolen
phone incident colored Barron's view of him and established a triable issue of fact as to
12
whether Barron acted with malice. However, this is mere speculation and does not
suffice to avoid summary judgment. (See Burton v. Security Pacific Nat. Bank (1988)
197 Cal.App.3d 972, 978.)
Rojas also claims Barron's threats to report him to the police if he did not resign
and subsequent report to management establish Barron's ill will toward him.7 However,
Rojas does not provide evidence showing Barron violated any company policy by
reporting his misconduct to UPS's management or to the police. In fact Rojas admitted in
his points and authorities in opposition to summary judgment that Barron acted in
conformity with UPS policy, which required the district manager and the security
department to report such matters to the police in an effort to gain restitution. In any
event, any resentment Barron had towards Rojas would not constitute malice because
Barron's statements had a common interest in furthering UPS's company policy.
7 Rojas cites Larrick v. Gilloon (1959) 176 Cal.App.2d 408 (Larrick), disapproved of on another ground in Field Research Corp. v. Superior Court (1969) 71 Cal.2d 110, 114, fn. 4, for the proposition that anything ever said or done against him is evidence of malice. However Larrick is factually distinguishable. There, the plaintiffs established malice by a plethora of evidence, including the defendant's publication of written articles threatening them with grand jury action for conspiracies, collusion, fraud and dishonesty while in public office, as well as a long record of "controversy and many disagreements" between the adverse parties. In one newspaper article, defendant accused the officials of exhibiting "stupidity, incompetence, favoritism of the grossest sort, vindictiveness, bad faith, collusion, falsification of minutes and lack of integrity." (Id. at p. 363.) This strong evidence of malice based on many accusatory and vitriolic statements stemming from a long standing grudge sharply contrasts with Rojas's speculation that because Barron recognized him from a prior investigation, Barron was biased against him, even though Barron never articulated such thoughts. Also in this case there was no evidence of a history of animosity between the men. 13
(See Rest.2d, Torts, § 603, com. a, p. 292 ["[I]f the publication is made for the purpose of
protecting the interest in question, the fact that the publication is inspired in part by
resentment or indignation as the supposed misconduct of the person defamed does not
constitute an abuse of the privilege."].)
Because Rojas has conceded that the common interest privilege applies but for
malice and the evidence was not sufficient to establish malice, the trial court correctly
granted summary judgment in defendants' favor.
DISPOSITION
The judgment is affirmed. Defendants are to recover their costs of appeal.
Prager, J.*
WE CONCUR:
BENKE, Acting P. J.
NARES, J.
* Judge of the San Diego Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution. 14
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Holding. The court held that the defendants' statements regarding the plaintiff's alleged misconduct were protected by absolute and qualified privileges, and the plaintiff failed to present sufficient evidence of malice to overcome the qualified privilege.
Issues
Whether the defendants' statements were protected by an absolute privilege under Civil Code section 47, subdivision (b).
Whether the defendants' statements were protected by a common interest privilege under Civil Code section 47, subdivision (c).
Whether the plaintiff presented sufficient evidence of malice to defeat the common interest privilege.
Disposition. Affirmed.
Quotations verified verbatim against the opinion
“Even if the report to the police was false, the absolute privilege applies.”
“Because Rojas has conceded that the common interest privilege applies but for malice and the evidence was not sufficient to establish malice, the trial court correctly granted summary judgment in defendants' favor.”