California Court of Appeal Jul 29, 2015 No. D067448Unpublished
Filed 7/29/15 P. v. Fredrick CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D067448
Plaintiff and Respondent,
v. (Super. Ct. No. E058934)
VERNON FREDRICK et al.,
Defendants and Appellants.
APPEALS from judgments of the Superior Court of Riverside County, Kelly L.
Hansen, Judge. Affirmed in part and reversed in part.
Ron Boyer, under appointment by the Court of Appeal, for Defendant and
Appellant Vernon Fredrick.
Melissa Hill, under appointment by the Court of Appeal, for Defendant and
Appellant DeAnthony Jeff Brooks.
William J. Capriola, under appointment by the Court of Appeal, for Defendant and
Appellant Antwine Keon Stafford.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General,
Barry Carlton and Adrianne S. Denault, Deputy Attorneys General, for Plaintiff and
Respondent.
A jury convicted defendants Vernon Fredrick, Antwine Stafford and DeAnthony
Brooks of numerous crimes arising from a robbery and subsequent home invasion, and
found true the allegations that Stafford and Fredrick personally used a firearm in
connection with some of the crimes within the meaning of Penal Code1 sections
12022.53, subdivision (b), and section 1192.7, subdivision (c)(8); that each defendant
personally inflicted great bodily injury on a victim in connection with one of the crimes
(§§ 12022.7, subd. (a)(1) & 1192.7, subd. (c)(8)); and that each defendant committed
each of the offenses for the benefit of, at the direction of, or in association with, a
criminal street gang within the meaning section 186.22, subdivision (b) (the section
186.22, subdivision (b), enhancement).2 Stafford was sentenced to an aggregated
1 All statutory references are to the Penal Code unless otherwise noted.
2 The jury found defendants guilty of (1) conspiracy to commit torture, robbery, extortion and assault with a firearm (§ 182, subd. (a)(1)), count 1), and found true the section 186.22, subdivision (b), enhancement appended to count one; (2) torturing Frank S. (§ 206, count 2) and found true the section 186.22, subdivision (b), enhancement appended to count two and found true that Stafford and Fredrick each personally used a firearm in connection with count two; (3) acting in concert to rob Frank S. in an inhabited dwelling (§§ 211/213, subd. (a)(1)(A), and found true the section 186.22, subdivision (b), enhancement appended to count three as to all defendants and that Brooks acted as a principal for the benefit of a street gang within the meaning of section 12022.53, subdivision (e), in connection with count three, and that each defendant personally inflicted great bodily harm on Frank S. in connection with count three, and that Stafford and Fredrick each personally used a firearm in connection with count three; (4) assault with a firearm on Frank S. (§ 245, subd. (a)(2), count 4), and found true the section 2
indeterminate term of 43 years to life plus a determinate term of nine years. Brooks was
sentenced to an indeterminate term of 15 years to life plus a determinate term of 10 years
4 months. Fredrick, who made a last minute motion to represent himself at sentencing
but withdrew that request when the court stated it would not grant him any further
continuances of the sentencing hearing, was sentenced to an aggregate indeterminate term
of 43 years to life plus a determinate term of nine years. Defendants raise numerous
challenges to the judgments and sentences that we examine seriatim after reviewing the
factual basis for the convictions and sentences.
I
FACTS
A. The Evidence Concerning the Underlying Offenses
Frank S., the victim of many of the offenses, met Ms. Wilson in June 2010 and
they had a dating relationship for a few months. About a week before the crimes, Frank
took Wilson to a family reunion during which he told her he would be receiving an
inheritance of approximately $22,000.
186.22, subdivision (b), enhancement appended to count four as to all defendants in connection with count four and that Fredrick personally used a firearm in connection with count four; (5) committed a residential burglary of Shontae P.'s home (§ 459, count six) and found true the section 186.22, subdivision (b), enhancement appended to count six as to all defendants; (6) attempted robbery of Shontae P. (§§ 664/211, count seven) and found true the section 186.22, subdivision (b), enhancement appended to count seven as to all defendants; and (7) that defendants actively participated in a criminal street gang (§ 186.22, subd. (a), count eight). Stafford was also charged with two "prison priors" (§ 667.5, subd. (b)), which were bifurcated; at sentencing and pursuant to an agreement between the parties, Stafford admitted one of the prison priors and the prosecution dismissed the other.
3
On August 15, 2010, Frank received a voice-mail message from Wilson in which
she asked to borrow some money from him. Later that night, around 10:00 p.m., Frank
was at the apartment of Shontae P. when he received a phone call from Wilson, and
Frank assured Wilson he would be coming to her apartment that evening. After Frank
left Shontae's apartment, he made a stop and received another call from Wilson in which
she asked him how long it was going to take him to arrive, which struck Frank as odd.
Frank drove to Wilson's apartment and let himself in with a key she had given
him. As he opened the door and entered Wilson's apartment, he saw her sitting on the
couch wearing street clothing, which was unusual because she was usually dressed in
pajamas when he visited her. When Frank turned back to close the door behind him,
Fredrick hit Frank on the back of the head with a gun. Stafford and Brooks entered the
room from a hallway, and Stafford pointed a gun at Frank and told Frank he was being
robbed.
Frank was on his knees bleeding from Fredrick's blow. Stafford told Frank to lie
down and, when Frank resisted, Stafford struck him in the face with a gun. Stafford and
Fredrick restrained Frank while Brooks used duct tape to bind Frank's hands and feet.
Fredrick said, "Blood, he don't have no . . . money. Look at his shoes. She's lying to us."
Frank had only about $20 in his possession and was wearing a beat-up pair of shoes he
used when mowing the lawn. All of the defendants, as well as Wilson, employed the
term "Blood" numerous times during the ordeal.
Frank told the men he didn't have any money but, if they took him to an ATM, he
could get money for them. Stafford said Frank was too loud and Brooks put duct tape
4
over Frank's mouth. Stafford yelled "Get the spoons and forks," and Brooks went to the
kitchen where he, aided by Wilson, heated a fork and spoon. Stafford pressed a hot
spoon on Frank's forearm, and Fredrick demanded that Frank tell them where he hid his
cash.3 The men kept asking where Frank's money was, with Stafford saying "my bitch is
not going to lie to me. We ain't out here for nothing."4 Fredrick also went through
Frank's pockets and removed his wallet, cell phone, keys, and money.
After finding Frank's keys, Stafford asked Wilson "you know where he stay at?"
and she replied "yeah."5 Wilson asked if the keys in Frank's pockets were to "Shontae's
house," and after Frank replied that they were, Fredrick and Wilson left Wilson's
apartment to retrieve Frank's bag. While Fredrick and Wilson were gone, Stafford and
Brooks continued talking to Frank. Brooks told Frank that he was just there for the
money, and Stafford said "It's not personal. It's just business." Also while Fredrick and
Wilson were gone, Stafford saw a bottle of tequila on the counter and asked Frank if it
3 Brooks also used a hot fork on one of Frank's forearms.
4 Stafford's reference to "my bitch" was in apparent reference to Wilson. Stafford told Frank, in reference to Wilson, that Wilson was "my childhood . . . [¶] . . . [¶] . . . bitch. [¶] . . . [¶] I took her virginity." "[M]y name [is] tattooed all over her body." Wilson, testifying in her own defense, testified she and Stafford became sexual partners when she was around 16 or 17 After a hiatus in their relationship, she resumed her relationship with Stafford and, at his request, got tattoos of "Antwine" (Stafford's first name) and "Miss Pig" (a reference to Stafford's moniker, "Pig").
5 Wilson testified Frank told defendants he had money in a red bag at Shontae P.'s house.
5
was his, and he said it was. Stafford grabbed the bottle and drank from it, but he became
sick and vomited. Stafford's fingerprints were found on the bottle.
Around midnight, Fredrick and Wilson entered Shontae's apartment using Frank's
key.6 Shontae awoke to find Wilson ransacking her bedroom closet while Fredrick was
in the kitchen. Fredrick confronted Shontae and demanded, "Where's the bag?" Shontae
refused to cooperate until she had spoken to Frank, so Wilson placed a call and Shontae
spoke to Frank, who told Shontae to give them whatever they wanted. Shontae grabbed a
book bag and threw it at Wilson. She also picked up a knife, pointed it at Fredrick and
Wilson, and told them to get out. Fredrick and Wilson then left Shontae's apartment and
returned to Wilson's apartment.
On returning to Wilson's apartment, Fredrick told Stafford, "Hey, it's over. Why
you guys didn't tell me he lives by Depot Deli? The police hang out up there all the
time." Frank thought he was going die because the men did not have masks on, and they
discussed killing him and dumping his body. However, they concluded there would be
too much blood if they killed Frank in Wilson's apartment.
They decided to let Frank go. They removed the duct tape and cleaned up the
blood on Frank, cut off his bloodied shirt and gave him an unbloodied coat he had left in
Wilson's car, and let him go with a warning that he not call the police. As Frank ran
6 Frank had an intimate relationship with Shontae, provided childcare for Shontae's son, and had a key to her apartment.
6
away, he saw Wilson and Stafford get into Wilson's truck and saw Fredrick and Brooks
get into a white Buick.
Frank ran to Shontae's apartment and, when he arrived, there was a crowd outside,
including Shontae and her son. Shontae drove him to the emergency room and, at first,
he told the nurse he had fallen. However, he eventually admitted he had been assaulted,
and the nurse called 911. Frank suffered significant injuries from the attack.
B. The Evidence Concerning Defendants' Gang Status7
The prosecution theory was that defendants were members of "Bounty Hunter
Bloods" (BHB), a criminal street gang whose main territory included a housing project
known as Nickerson Gardens. During the attack, defendants referred to each other as
"Blood" and did not use each other's names. However, during the attack, defendants did
not mention their affiliation with BHB, did not wear gang colors or display tattoos
associated with BHB, and the crimes were committed outside the traditional boundaries
of BHB territory.
Detective Moreno, an expert specializing in gang-related activities, testified BHB
was an ongoing criminal enterprise that had as its primary activities robbery, drug sales,
weapons violations, murder and witness intimidation. The expert stated Stafford was a
member of BHB in August 2010 based, in part, on his admission to Detective Moreno
that Stafford was a member of BHB. The expert similarly stated, based on information
7 We more fully discuss the gang evidence in connection with our analysis of defendants' complaints of evidentiary error as to the gang evidence.
7
provided to the expert, that both Fredrick and Brooks were also BHB members in August
2010.
II
THE WHEELER8/BATSON9 CLAIM
Fredrick, Brooks and Stafford challenge all of the convictions because they
contend the trial court erred when it concluded the prosecution had not employed its
peremptory challenges to certain jurors in violation of defendants' rights under the
California and United States Constitutions, and the court did not conduct an "adequate"
inquiry after the prosecution stated its reasons for exercising the peremptory challenges.
A. Applicable Law
Defendants contend the prosecution violated their state and federal constitutional
rights by exercising its peremptory challenge to excuse a prospective juror because she
was African-American. In People v. Wheeler, supra, 22 Cal.3d 258, our Supreme Court
held "the use of peremptory challenges by a prosecutor to strike prospective jurors on the
basis of group membership violates the right of a criminal defendant to trial by a jury
drawn from a representative cross-section of the community under article 1, section 16 of
the California Constitution. Subsequently, in [Batson v. Kentucky, supra, 476 U.S.
79] . . . , the United States Supreme Court held that such a practice violates . . . the
defendant's right to equal protection of the laws under the Fourteenth Amendment to the
8 People v. Wheeler (1978) 22 Cal.3d 258.
9 Batson v. Kentucky (1986) 476 U.S. 79.
8
United States Constitution. African-Americans are a cognizable group for purposes of
both Wheeler [citation] and Batson [citation]." (People v. Alvarez (1996) 14 Cal.4th 155,
192-193.)
"The law applicable to Wheeler/Batson claims is now familiar. 'First, the
defendant must make out a prima facie case "by showing that the totality of the relevant
facts gives rise to an inference of discriminatory purpose." [Citation.] Second, once the
defendant has made out a prima facie case, the "burden shifts to the State to explain
adequately the racial exclusion" by offering permissible race-neutral justifications for the
strikes. [Citations.] Third, "[i]f a race-neutral explanation is tendered, the trial court
must then decide . . . whether the opponent of the strike has proved purposeful racial
The prosecution exercised a peremptory challenge to excuse prospective juror
D.L. When the prosecution subsequently exercised its ninth peremptory challenge to
excuse prospective juror L.W., the defense noted this was the second African-American
female dismissed by peremptory challenge and made a Wheeler motion. The court found
the defense satisfied its burden of making a prima facie case that the relevant facts could
give rise to an inference of improper use of the prosecution's peremptory challenges, and
therefore moved to the second stage by requiring the prosecution to explain adequately
the racial exclusion by offering permissible race-neutral justifications for the strikes.
The prosecution, discussing its reasons for excusing prospective juror D.L., noted
she worked for Riverside County probation and one of the prosecution's witnesses was a
Riverside County probation officer. The prosecution said one reason for peremptorily
challenging D.L. was it did not "want to make it look like [it] was stacking the jury" but
then went on to explain that the "main reason [was] because--it's for the same reason that
I would have kicked the lawyer in a panel, same reason I would kick a retired police
officer in a panel is that I think when certain individuals are in the same profession, as . . .
a probation officer[] in this case, they can be overly critical of that witness and hold
things against that witness if they act or behave or made a mistake in the course of their
investigation." (Italics added.) The prosecution related a prior experience in which it had
left a retired police officer on the jury and, when interviewing that jury after it returned a
not guilty verdict, learned the police officer "was very critical of the investigation and
was actually the ring leader in holding that . . . against our case, and so that was my
10
reason[] for kicking [D.L.]." It then went on to explain the reasons for excusing
prospective juror L.W., which included that she was a nurse and she also had a husband,
brother and cousin enmeshed with legal troubles. The court, noting the prosecution had
provided race-neutral reasons for its peremptory challenges, invited the defense to
provide evidence or argument to convince the court those explanations were pretextual.
The defense argued, as to D.L., that the court should find the prosecution's reasons
were not sincere because the prosecution's probation officer witness was going to be a
"minor character in this case" and held a job different from the job occupied by
prospective juror D.L. The court found that, "at least up to this point[,] the [prosecution
has] exercised peremptory challenges in a race neutral fashion" and denied the Wheeler
motion.
C. Analysis
Under the applicable standards of review, defendants' claim of error is not
persuasive. The prosecution articulated two race neutral reasons for excusing juror D.L.:
it was concerned she might be overly critical of a prosecution witness's testimony, and it
wanted to avoid the appearance of "stacking" the jury. Defendants do not assert these are
not race-neutral reasons, but instead assert these reasons must be deemed pretextual
because (1) D.L. assured the prosecution she would not "hold it against [the prosecution
witness]" if his actions were "not at all what I would have done if I was in that position,"
and (2) no reasonable prosecution would not want to "stack" the jury in its favor.
However, those claims merely attack the genuineness of the prosecution's proffered
11
reasons, and were argued below to the trial court, which rejected those arguments and
impliedly found the reasons to be credible.
When a reviewing court is asked to determine whether the trial court's ultimate
acceptance of the prosecution's justifications can be sustained, we are cautioned that a
reviewing court:
"review[s] such a determination with great restraint. The party seeking to justify a suspect excusal need only offer a genuine, reasonably specific, race- or group-neutral explanation related to the particular case being tried. [Citations.] The justification need not support a challenge for cause, and even a 'trivial' reason, if genuine and neutral, will suffice. [Citations.] [¶] 'If the trial court makes a "sincere and reasoned effort" to evaluate the nondiscriminatory justifications offered, its conclusions are entitled to deference on appeal. In such circumstances, an appellate court will not reassess good faith by conducting its own comparative juror analysis. Such an approach would undermine the trial court's credibility determinations and would discount " 'the variety of [subjective] factors and considerations,' " including "prospective jurors' body language or manner of answering questions," which legitimately inform a trial lawyer's decision to exercise peremptory challenges. [Citations.]' [Quoting People v. Montiel (1993) 5 Cal.4th 877, 909.]" (People v. Arias (1996) 13 Cal.4th 92, 136.)
The record below satisfies us that the trial court did conduct a sincere and
reasoned effort to evaluate the nondiscriminatory justifications offered10: it solicited the
10 Defendants appear separately to argue the court did not conduct an "adequate" inquiry because the court merely "accepted at face value" the reasons proffered by the prosecution. Certainly, when a prosecution proffers reasons that are either contradicted by the record or "so lacking in content as to amount to virtually no explanation" (People v. Turner (1986) 42 Cal.3d 711, 725, 722-725), a court that simply accepts them and overrules the objection without any further argument or inquiry has not adequately fulfilled its obligations to make a sincere and reasoned effort to evaluate their genuineness and sufficiency in light of all the circumstances of the trial. (Id. at pp. 725- 727.) However, the court here did inquire, listen to argument, and engaged in an 12
prosecution's reasons; it solicited the defense arguments on whether the reasons were
pretextual; it asked the defense (in addressing the defense's arguments that the
prosecution's explanation for challenging prospective juror L.W. was pretextual) whether
it could point to another juror similarly situated to L.W. who had not been excused by the
prosecution and engaged in an extended colloquy over those issues; and it invited the
defense to provide the court with evidence showing the proffered explanations were
pretextual. Because the trial court " '[made] a "sincere and reasoned effort" to evaluate
the nondiscriminatory justifications offered, its conclusions are entitled to deference on
appeal.' " (People v. Arias, supra, 13 Cal.4th at p. 136.) The court impliedly found the
articulated race-neutral reasons to be credible. At this stage of the Wheeler/Batson
inquiry, " 'the issue comes down to whether the trial court finds the prosecutor's race-
neutral explanations to be credible. Credibility can be measured by, among other factors,
the prosecutor's demeanor; by how reasonable, or how improbable, the explanations are;
and by whether the proffered rationale has some basis in accepted trial strategy.'
[Quoting Miller-El v. Cockrell (2003) 537 U.S. 322, 339.] In assessing credibility, the
court draws upon its contemporaneous observations of the voir dire. It may also rely on
the court's own experiences as a lawyer and bench officer in the community, and even the
common practices of the advocate and the office that employs him or her." (People v.
Lenix, supra, 44 Cal.4th at p. 613, fn. omitted.) We conclude substantial evidence
evaluation of the bona fides of the explanations proffered by the prosecution. Accordingly, we are not persuaded by defendants' claim that the third step in the Wheeler/Batson inquiry was inadequate.
13
supports the conclusion the prosecution's proffered reasons for excusing the challenged
prospective jurors were not pretextual, and therefore we will not interfere with the trial
court's ruling denying the Wheeler/Batson motion.
III
THE GANG EVIDENCE CONVICTIONS AND ENHANCEMENTS CLAIMS
Defendants raise myriad challenges to the convictions on count eight for active
participation in a criminal street gang (the section 186.22, subdivision (a), offense), and
to the true findings on the section 186.22, subdivision (b), enhancements appended to
numerous other counts. They contend (1) the evidence was insufficient to support a
finding BHB was a "criminal street gang," a necessary element of both the section
186.22, subdivision (a), offense and the section 186.22, subdivision (b), enhancement; (2)
it was error to allow the expert to testify about inadmissible hearsay on which he relied to
form the basis for his opinions as to BHB and defendants' participation in BHB, and the
error denied defendants their right to confront witnesses; and (3) the court erred when it
instructed the jury to determine the truth of the hearsay relied on by the expert.
Defendants also contend the court erred when it denied the motion to bifurcate trial of the
gang allegations from the remaining counts, and committed instructional error by
misinstructing the jury as to the requirement that at least two gang members be involved
in the requisite felonious activity before the jury can convict them of the section 186.22,
subdivision (a), offense.
14
A. The Relevant Facts
Detective Moreno was an expert specializing in gang-related activities.11 Before
he joined the gang impact team, Moreno had been assigned to a beat that included
Nickerson Gardens, a housing project in BHB's main territory. Over the years, Moreno
had investigated hundreds of crimes allegedly committed by BHB members.
Moreno testified BHB was an ongoing criminal enterprise that had, as its primary
activities, robberies, drug sales, weapons violations, murder and witness intimidation.
Court records introduced at trial showed a Mr. Fair was convicted of attempted murder in
2010, and that the jury had found Fair had committed the murder for the benefit of, at the
direction of, and in association with the BHB gang. Court records introduced at trial
showed a Mr. Watts was convicted of robbery in 2009, and that the jury had found Watts
had committed the robbery for the benefit of, at the direction of, and in association with
the BHB gang. Moreno testified Fair and Watts were BHB members.
Moreno had known Stafford since Stafford was a teenager. Moreno testified
Stafford was a member of BHB in August 2010 based, in part, on his admission to
Moreno that he was a member of BHB, as well as other factors.12 Stafford's gang
moniker is "Pig." Moreno was also familiar with Fredrick. Moreno testified Fredrick
11 Extensive evidentiary groundwork qualifying Moreno as a gang expert was provided at trial, and defendants do not on appeal claim the evidence was inadequate to establish Moreno's qualifications as an expert on the BHB gang.
12 The other factors relied on by Moreno included that he had numerous contacts with Stafford over the years, Stafford was with other BHB members over half the time, and Stafford had BHB tattoos. 15
was a member of BHB in August 2010 based, in part, on Fredrick's admission to two of
Detective Moreno's former partners that Fredrick was a member of BHB,13 as well as the
fact that Fredrick displays a BHB tattoo and associates with other BHB members.
Additionally, Fredrick's deceased half brother was a high ranking member of BHB, and a
path to gang membership can include familial relationships. Moreno was also familiar
with Brooks. Moreno testified Brooks was a member of BHB in August 2010 based, in
part, on Brooks's admission to numerous officers that he was a member of BHB, as well
as the fact that his father and uncle were known to Moreno to be BHB members and
Brooks's family associated with other BHB members.
Moreno was asked a hypothetical question based on an assumed set of facts
paralleling the facts of the present case. The assumed facts were that an established BHB
member of over 10 years, along with two other BHB members, go to a residence in
Hemet occupied by an associate and have that associate call an acquaintance to ask the
acquaintance to lend money to the associate. When the acquaintance arrives at the
13 The record is unclear whether Moreno personally heard Fredrick admit his membership in BHB. During direct testimony, Moreno testified Fredrick admitted membership in BHB "to Officer Coughlin, [who] used to be my partner," suggesting Moreno may not have been present during Fredrick's admission. However, during redirect, Moreno testified that (at the time of Fredrick's preliminary hearing) Moreno stated he did not recall contacting Fredrick in the Nickerson Gardens area, but "that was in error." Moreno testified at trial that (subsequent to the preliminary hearing) he refreshed his memory because "Officer [Coughlin] and myself started going back through old reports, and I found the report where I was involved in [Fredrick's] arrest. And I talked to the partner I worked with that day, and he refreshed my memory on the case." This testimony implies Moreno was with Officer Coughlin when Fredrick admitted BHB membership to Coughlin and therefore may have heard Fredrick's admission of BHB membership.
16
associate's residence, the BHB members assault him with firearms, rob and burn him with
heated utensils, telling the victim, "It's not personal. It's just business." The established
BHB member then instructs one of the participating BHB members to go (along with the
associate) to another residence to attempt to steal money. The expert testified, based on
that set of assumed facts, the crimes were committed for the benefit of the BHB gang
(because the proceeds went into the control of BHB members and the level of violence
would intimidate the victim from aiding any prosecution of the BHB members), at the
direction of the BHB gang (because a ranking member was directing the crimes), and in
association with the BHB gang (because multiple members participated). The fact the
assailants referred to each other as "Blood" throughout the attack reinforced Moreno's
opinion because it both demonstrated intra-gang respect and left fewer clues from which
authorities could track or identify the perpetrators.
B. The Statutory Framework
The California Street Terrorism Enforcement and Prevention Act (the STEP Act)
(§ 186.20 et seq.) creates both a substantive offense (the § 186.22, subd. (a) offense) and
an enhancement to other crimes (the § 186.22, subd. (b) enhancement). The substantive
offense punishes "[a]ny person who actively participates in any criminal street gang with
knowledge that its members engage in or have engaged in a pattern of criminal gang
activity, and who willfully promotes, furthers, or assists in any felonious criminal
conduct by members of that gang . . . ." (§ 186.22, subd. (a).) The elements of the
substantive offense are "[f]irst, active participation in a criminal street gang, in the sense
of participation that is more than nominal or passive; second, knowledge that the gang's
17
members engage in or have engaged in a pattern of criminal gang activity; and third, the
willful promotion, furtherance, or assistance in any felonious criminal conduct by
members of that gang." (People v. Rodriguez (2012) 55 Cal.4th 1125, 1130 (Rodriguez).)
The STEP Act also created a sentencing enhancement, the section 186.22,
subdivision (b), enhancement, which "imposes additional penalties for 'any person who is
convicted of a felony committed for the benefit of, at the direction of, or in association
with any criminal street gang, with the specific intent to promote, further, or assist in any
criminal conduct by gang members. . . .' Unlike the substantive offense, the enhancement
does not require proof of participation in a gang. It is further distinguished from the
substantive offense by applying only to gang-related offenses and by requiring the
defendant to act with the specific intent to promote, further, or assist any criminal conduct
by gang members." (People v. Rodriguez, supra, 55 Cal.4th at p. 1130, fn. 5.)
The STEP Act defines a criminal street gang as "any ongoing organization,
association, or group of three or more persons, whether formal or informal, having as one
of its primary activities the commission of one or more of [certain enumerated] criminal
acts . . . , having a common name or common identifying sign or symbol, and whose
members individually or collectively engage in or have engaged in a pattern of criminal
gang activity." (§ 186.22, subd. (f), italics added.)
C. The Substantial Evidence Claim
Defendants first assert the evidence was insufficient to support a finding BHB was
a "criminal street gang," a necessary element of both the section 186.22, subdivision (a),
offense and the section 186.22, subdivision (b), enhancement. An essential element of
18
proof that a particular gang comes within the definition of the STEP law is evidence that
one of the alleged criminal street gang's primary activities is the commission of one or
more of certain crimes listed in the gang statute. (People v. Sengpadychith (2001) 26
Cal.4th 316, 322.)
Moreno testified the "primary activities" of BHB included attempted murders and
robberies, and cited two specific convictions for an attempted murder by one BHB
member and a robbery by another BHB member to buttress that opinion. In People v.
Duran (2002) 97 Cal.App.4th 1448, the defendant argued similar testimony by an expert
was insufficient on the "primary activity" element. Rejecting that argument, the Duran
court stated:
"We conclude the evidence was sufficient to support the jury's finding that the [gang's] primary activities were statutorily enumerated criminal offenses. Robbery, assault with a deadly weapon, and narcotics sales are all enumerated offenses. [Citation.] As explained ante, Burciaga testified as an expert, based in part upon his personal experience in the field gathering gang intelligence, contacting gang members, and investigating gang-related crimes. The testimony of a gang expert, founded on his or her conversations with gang members, personal investigation of crimes committed by gang members, and information obtained from colleagues in his or her own and other law enforcement agencies, may be sufficient to prove a gang's primary activities. [Citations.] . . . [¶] . . . Burciaga testified that the [gang] members engaged in these activities 'often' [and] [e]vidence of the Beckum robbery and the Aldaco conviction further corroborated Burciaga's testimony, providing specific examples of [the gang's] commission of robbery and narcotics offenses. We conclude the evidence was sufficient to support the jury's true finding on the section 186.22 gang enhancement . . . ." (Duran, at pp. 1465-1466, fn. omitted.)
19
Defendants assert that, under the rationale of In re Alexander L. (2007) 149
Cal.App.4th 605,14 Moreno's testimony as to the "primary activities" element does not
provide substantial evidence of that element. However, the expert in Alexander L. never
testified what the primary activities of the subject gang were at the time of the charged
offense (In re Alexander L., supra, 149 Cal.App.4th at p. 612) but merely stated he
" '[knew] they've committed quite a few assaults with a deadly weapon . . . . [T]hey've
been involved in murders. [¶] . . . [T]hey've been involved with auto thefts, auto/vehicle
burglaries, felony graffiti, narcotic violations.' " (Id. at p. 611.) Moreover, the Alexander
L. court noted "[n]o specifics were elicited as to the circumstances of these crimes, or
14 Defendants also rely on In re Nathaniel C. (1991) 228 Cal.App.3d 990, 1003 to assert an expert opinion may not be based on hearsay. However, the Nathaniel C. court was concerned with the sufficiency of the evidence offered to establish the second predicate offense when the only testimony presented to prove this part of the "pattern of criminal gang activity" was by the expert witness, and that witness offered only nonspecific hearsay of a suspected shooting of one family member by another with no personal knowledge of the incident. The Nathaniel C. court concluded "[s]uch vague, secondhand testimony cannot constitute substantial evidence that the required predicate offense by a gang member occurred. [Citation.] While experts may offer opinions and the reasons for their opinions, they may not under the guise of reasons bring before the trier of fact incompetent hearsay evidence." (Id. at p. 1003.) However, Moreno offered admissible and specific evidence as to both predicate offenses here, rendering Nathaniel C. distinguishable. Moreover, to the extent Nathaniel C. stands for the broader proposition that an expert may not rely on hearsay in forming his or her opinions as to gang issues, it is inconsistent with People v. Gardeley (1996) 14 Cal.4th 605 (Gardeley), which concluded that "even matter that is ordinarily inadmissible can form the proper basis for an expert's opinion testimony. [Citations.] And because Evidence Code section 802 allows an expert witness to 'state on direct examination the reasons for his opinion and the matter . . . upon which it is based,' an expert witness whose opinion is based on such inadmissible matter can, when testifying, describe the material that forms the basis of the opinion." (Id. at p. 618.) Defendants' broad reading of Nathaniel C. appears to be foreclosed by the contrary holding in Gardeley.
20
where, when, or how [the expert] had obtained the information." (Id. at pp. 611-612.)
Here, in contrast, Moreno unequivocally stated BHB primary activities included several
statutorily enumerated offenses, gave specific examples of such crimes by BHB
members, testified about his extensive and personal experience with BHB crimes, and
cited information about BHB crimes that he obtained from others. Under these
circumstances, the defects that may have infected the testimony in Alexander L. are not
present here (accord, People v. Martinez (2008) 158 Cal.App.4th 1324, 1330), and
Moreno's testimony provided substantial evidence from which the jury could have found
the "primary activities" element required to qualify BHB as a gang within the meaning of
the STEP act.
D. The Hearsay Challenge to Moreno's Testimony
Defendants next challenge the convictions on count eight (§ 186.22, subd. (a)) and
the true findings on the section 186.22, subdivision (b), enhancements by arguing there
was evidentiary error. They assert it was error to allow Moreno to testify about
inadmissible hearsay on which he relied to form the basis for his opinions as to BHB's
primary activities, and inadmissible hearsay on which he relied to form the basis for his
opinion that Fredrick and Brooks were BHB members.15 In addition, Stafford (joined by
15 The expert testified Stafford was a member of BHB in August 2010 based, in part, on his admission directly to Detective Moreno that Stafford was a member of BHB, and therefore this aspect of the argument does not apply to Stafford. Similarly, the evidence is susceptible to the construction that Moreno's opinion as to Fredrick's membership in BHB was likewise based on Fredrick's admission of BHB membership made in Moreno's presence. (See fn. 10, ante.) Accordingly, this aspect of the claim appears only 21
Brooks), contends the trial court erred when it overruled his hearsay objection to a
specific hearsay statement testified to by Moreno, arguing it was inadmissible, its
admission violated his right to confront witnesses, and there was instructional error
concerning that evidence.
To establish the statutorily required "primary activities" of the alleged criminal
street gang, the prosecution must introduce evidence of either past or present criminal
acts listed in subdivision (e) of section 186.22, and evidence supporting the inference
those crimes are more than just occasionally committed by the group's members. (People
v. Sengpadychith, supra, 26 Cal.4th at pp. 323-324.) Our Supreme Court has approved
two alternative ways to prove the requisite "primary activities" of the alleged criminal
street gang. First, "[s]ufficient proof of the gang's primary activities might consist of
evidence that the group's members consistently and repeatedly have committed criminal
activity listed in the gang statute." (Ibid.) Second, the prosecution can present sufficient
evidence through the opinion testimony of a qualified expert, as long as the opinion is
based on reliable information. (Gardeley, supra, 14 Cal.4th at pp. 618-620.)
In Gardeley, the police expert testified the gang of which the defendants were
members was primarily engaged in the sale of narcotics and witness intimidation, and
based that opinion on conversations he had with the defendants and fellow gang
members, and on "his personal investigations of hundreds of crimes committed by gang
members," together with information from colleagues in his own police department and
applicable to Brooks, because Moreno's opinion as to Brooks's membership in BHB was dependent, in part, on Brooks's admissions to persons other than Moreno.
22
other law enforcement agencies. (Gardeley, supra, 14 Cal.4th at p. 620.) Gardeley
concluded the opinion evidence was admissible (id. at pp. 617-620) and provided an
evidentiary foundation for the jury's findings as to primary activities. (Id. at p. 620.) We
find no meaningful distinction between the opinions (or the basis for such opinions)
approved by the Gardeley court and the opinions expressed by Moreno or the evidence
on which Moreno relied to form those opinions, and we therefore reject defendants' claim
that Moreno's testimony concerning BHB's primary activities was premised on an
inadequate foundation or improperly relied on hearsay from other members of law
enforcement.16 (Gardeley, supra, 14 Cal.4th at p. 618 ["So long as this threshold
requirement of reliability is satisfied, even matter that is ordinarily inadmissible can form
the proper basis for an expert's opinion testimony" including " 'reliable hearsay, including
out-of-court declarations of other persons' "]; accord, People v. Martinez, supra, 158
Cal.App.4th at p. 1330 [expert had training and experience as gang expert, and his eight
years dealing with gang including investigations and personal conversations with
members and reviews of reports suffices to establish foundation for testimony on gang's
primary activity].)
16 Brooks, arguing that expert testimony should be deemed inadequate to prove the "primary activities" element, cites U.S. v. Mejia (2d Cir. 2008) 545 F.3d 179 in which the court questioned whether the use of expert opinion testimony to show a pattern of racketeering activity was permissible under the facts of that case. (Id. at pp. 194-196.) However, Mejia was decided under Federal Rules of Evidence, rule 702, not the California Evidence Code. (Mejia, at pp. 194-196.) Moreover, it is not binding on us. (People v. Williams (1997) 16 Cal.4th 153, 190.) Finally, Meija does not even mention Gardeley and, to the extent it conflicts with Gardeley, we are bound by Gardeley.
23
Defendants' argument appears to suggest that, even if we conclude Moreno's
testimony was proper insofar as he expressed an opinion on BHB's primary activities and
insofar as he testified to those matters within his personal knowledge on which his
opinion was based, his testimony as to the historical facts (which he learned from others
and relied on in forming his opinions) was not admissible, and therefore it was error to
allow him to testify about such historical facts. Gardeley's analysis forecloses that
assertion, because it explained:
"So long as this threshold requirement of reliability is satisfied, even matter that is ordinarily inadmissible can form the proper basis for an expert's opinion testimony. (In re Fields (1990) 51 Cal.3d 1063, 1070 . . . [expert witness can base 'opinion on reliable hearsay, including out-of-court declarations of other persons; citations']. And because Evidence Code section 802 allows an expert witness to 'state on direct examination the reasons for his opinion and the matter . . . upon which it is based,' an expert witness whose opinion is based on such inadmissible matter can, when testifying, describe the material that forms the basis of the opinion." (Gardeley, supra, 14 Cal.4th at p. 619, second italics added.)
Because Gardeley recognized such testimony may give rise to incipient hearsay
issues, it also cautioned that the "trial court . . . 'has considerable discretion to control the
form in which the expert is questioned to prevent the jury from learning of incompetent
hearsay.' " (Gardeley, supra, 14 Cal.4th at p. 619.) As the court subsequently explained
in People v. Caitlin ( 2001) 26 Cal.4th 81, 137, the expert is permitted to explain the
reasons for his or her opinions, including the matters he or she considered in forming
them, but " 'prejudice may arise if, " 'under the guise of reasons,' " the expert's detailed
explanation " '[brings] before the jury incompetent hearsay evidence.' " ' [Citations.] In
this context, the court may ' "exclude from an expert's testimony any hearsay matter
24
whose irrelevance, unreliability, or potential for prejudice outweighs its proper probative
value." ' [Citation.] [¶] Nonetheless, '[b]ecause an expert's need to consider extrajudicial
matters, and a jury's need for information sufficient to evaluate an expert opinion, may
conflict with an accused's interest in avoiding substantive use of unreliable hearsay,
disputes in this area must generally be left to the trial court's sound judgment.' " As the
court observed in People v. Bell (2007) 40 Cal.4th 582, 608, " '[m]ost often, hearsay
problems will be cured by an instruction that matters admitted through an expert go only
to the basis of his opinion and should not be considered for their truth. [Citation.]' "
These authorities convince us that an expert is not categorically barred from
relating hearsay evidence to the extent it was reliable and relied on by him or her to form
his or her opinion, but instead the trial court has discretion to either limit the expert to
certain kinds of statements and/or to instruct the jury on the proper use of that evidence.
Here, the trial court held an Evidence Code section 402 hearing prior to Moreno's
testimony, after which it delimited the types of evidence Moreno could cite as the basis
for his opinions. Defendants make no argument on appeal that the trial court's "sound
judgment" was abused as to the parameters of Moreno's testimony. Moreover, the court
issued the limiting jury instruction described in People v. Bell, supra, 40 Cal.4th 582.
We conclude there was no error in permitting Moreno to rely on his expertise, and
reliable hearsay, to testify on the primary activities of the BHB gang.
We likewise conclude there was no error in permitting Moreno to rely on his
expertise, along with all of the other stated bases, to testify that Brooks, Fredrick and
Stafford were members of the BHB gang. Of course, because Moreno's opinion as to
25
Stafford's membership was based on Stafford's admissions to Moreno, Stafford is
foreclosed from interposing any claim that Moreno's opinion as to his membership was
based on inadmissible hearsay. Moreover, to the extent Moreno's opinion as to as to
Fredrick's membership in BHB was likewise based on Fredrick's admission of BHB
membership made in Moreno's presence (see fn. 12, ante), Fredrick would likewise be
foreclosed from interposing any claim that Moreno's opinion as to Fredrick's membership
was based on inadmissible hearsay. Finally, as to Brooks, Moreno's opinion as to
Brooks's membership in BHB had numerous bases, including Brooks's involvement in
the activities of BHB, the fact BHB membership can be obtained through generational
connections and Brooks's father and uncle were BHB members, and the fact Moreno was
aware Brooks had admitted his membership in BHB to Officers Coughlan, Probost,
Forsberg and Albonette. Because a gang expert can form an opinion based on
information he or she obtains from other officers (People v. Williams (2009) 170
Cal.App.4th 587, 622) as long as it is reliable17 (People v. Catlin, supra, 26 Cal.4th at
p. 137), and may relate that information to the jury to explain the basis for the opinion
17 Brooks does not claim the hearsay related by Officers Coughlan, Probost, Forsberg and Albonette was unreliable. Indeed, because the identities of the men who provided Moreno with the information were disclosed, Brooks had ample opportunity to challenge the reliability of the evidence on which Moreno relied by subpoenaing any of those officers to impeach the information they relayed to Moreno.
26
(Gardeley, supra, 14 Cal.4th at p. 619), Moreno properly relied on and stated that a basis
for his opinion as to Brooks's membership was Brooks's admissions to other officers.18
Stafford separately argues an additional piece of hearsay was erroneously
admitted. Moreno testified (on redirect examination) that he had heard talk about this
specific case from people living in the Nickerson Gardens area. When the prosecution
asked "what have you heard in that regard?" Moreno responded (after the court overruled
Stafford's counsel's hearsay objection): "Just basically, you know, when we have our
individuals that we get along with inside the housing developments, we talk to them, ask
them about certain individuals . . . and then they would be 'Yeah, yeah, we heard about it.
They got arrested over there. Man, those guys really put in some work . . . .' " (Italics
added.) Stafford asserts the admission of these specific statements was error because it
was admitted for the truth of the statements and, under the rationale of People v. Hill
(2011) 191 Cal.App.4th 1104, this type of content-specific hearsay should fall outside the
permissible boundaries of admissible hearsay approved by Gardeley, supra, 14 Cal.4th
605, and its admission violated his rights under the confrontation clause.19
18 We also note that, to the extent Moreno's opinion as to Fredrick's membership in BHB was not based on Fredrick's admissions to him, but was instead premised on admissions to officers other than Moreno, the same analysis convinces us that his reliance on such information was proper, because Moreno identified the officers (e.g. Officers Coughlin and Wilhelm) to whom Fredrick admitted his membership in BHB.
19 Stafford also claims the court erroneously gave CALCRIM No. 332. That instruction states: "In evaluating the believability of an expert witness, follow the instructions about the believability of witnesses generally. In addition, consider the expert's knowledge, skill, experience, training, and education, the reasons the expert gave for any opinion, and the facts or information on which the expert relied in reaching that 27
Even assuming Hill was correct in its analysis (but see People v. Valadez (2013)
220 Cal.App.4th 16, 29-36), Stafford's argument is not persuasive for a separate reason:
the testimony complained of was elicited on redirect examination in response to questions
posed by Stafford's counsel's cross-examination of Moreno. On direct examination,
Moreno testified that, in his opinion, a crime committed by members of a Nickerson
Gardens gang a distance away from their home base (i.e. Hemet) promoted the gang and
assisted further criminal conduct of the gang because it showed the gang is willing to use
violence "even outside their territory . . . [¶] . . . [¶] . . . [and] if they could get away with
it, most people think, 'Hey, if they could do it, we could do it,' and they are going to
follow their lead and continue expanding outside their territory." On cross-examination,
Stafford's counsel (seeking to denigrate that aspect of Moreno's opinion) asked:
"[Stafford's counsel]: You also said that the benefit to the gang . . . was that other gang members back in Los Angeles would think in their head 'Well, if they could do it, then I could do it too.' [¶] Do you remember saying that? "[Moreno]: Yes.
opinion. You must decide whether information on which the expert relied was true and accurate. You may disregard any opinion that you find unbelievable, unreasonable, or unsupported by the evidence." Stafford claims the penultimate sentence converted hearsay from a matter on which the expert relied into affirmative independent evidence of the content of the hearsay. Stafford does not suggest CALCRIM No. 332 misstates the law, but only that it could be construed improperly. Because he did not object that clarification was necessary, nor proffer an alternative instruction, we conclude the claim is forfeited. (People v. Guiuan (1998) 18 Cal.4th 558, 570 [" 'Generally, a party may not complain on appeal that an instruction correct in law and responsive to the evidence was too general or incomplete unless the party has requested appropriate clarifying or amplifying language' "] (Guiuan); see also People v. Bolin (1998) 18 Cal.4th 297, 328.) Moreover, even if it were preserved, this argument was rejected by the court in People v. Felix (2008) 160 Cal.App.4th 849, 859-860, and we agree with Felix that CALCRIM No. 332 properly and adequately states the applicable law.
28
"[Stafford's counsel]: All right. In your investigation or your role in this particular case, tell me the amount of people that you have talked to that you have heard them say that; that you've had someone say that they heard about this case and [said] 'I can't wait to go out to Hemet and roll . . . Starks.' "[Moreno]: It wasn't like that, but I have heard people talk about the case, but not in that form, the way you are putting it."
On redirect, the prosecution sought to rebut any adverse inferences this cross-
examination sought to achieve (i.e. the crime did not promote the gang because it went
unnoticed by the target audience) by showing the crime did garner reputational
advantages for the gang, asking:
"[Prosecutor]: You said that you have heard since this case came about, you have heard people talk about the case in the Nickerson Gardens area. Did I hear that correctly? "[Moreno]: Yes, sir. "[Prosecutor]: What have you heard in that regard? "[Stafford counsel]: Objection. Hearsay. "[The Court]: Overruled. "[Moreno]: Just basically, you know, when we have our individuals that we get along with inside the housing developments, we talk to them, ask then about certain individuals . . . and then they would be 'Yeah, yeah, we heard about it. They got arrested over there. Man, those guys really put in some work,' and this and that and--each conversation is different." "[The Court]: Ladies and gentlemen, the statements that the officer heard from--allegedly from the residents of the neighborhood are being used to support his opinions and not for the truth of the matter."
When a witness is questioned on cross-examination about matters relevant to the
subject of, but not elicited during, direct examination, the witness may be examined on
redirect examination on any new matter. (People v. Steele (2002) 27 Cal.4th 1230, 1247-
1248; People v. Kynette (1940) 15 Cal.2d 731, 751-752 (disapproved on other grounds in
People v. Horn (1974) 12 Cal.3d 290, 301, fn. 8 and in People v. Snyder (1958) 50 Cal.2d
29
190, 197.) A trial court should strive to prevent unfairness to either side when one side
presents evidence on a point and then tries to prevent the other side from responding to it.
(Steele, at pp. 1247-1248 [once defense elicited expert's opinion on cross-examination
that killing might have been done in a rage, prosecution entitled to elicit on redirect
examination the further opinion it might have also been methodical and also entitled to
inquire into facts that might influence this opinion].) Redirect examination serves two
main purposes—to explain or rebut adverse testimony or inferences developed on cross-
examination, and to rehabilitate a witness whose credibility has been impeached. (People
v. Cleveland (2004) 32 Cal.4th 704, 746.) In Cleveland, our Supreme Court ruled that
questions asked by the prosecution on redirect examination that elicited evidence the
defendant's girlfriend was living elsewhere because of defendant's "drug" business rather
than just "some business" was "appropriate" because it supplied the context for the
questions posed on cross-examination (id. at pp. 745-746), explaining that "[r]edirect
examination's 'principal purposes are to explain or rebut adverse testimony or inferences
developed on cross-examination, and to rehabilitate a witness whose credibility has been
impeached.' " (Id. at p. 746.) Here, because the prosecution's redirect examination
properly fulfilled the function of explaining adverse inferences developed on cross-
examination, and the court limited its purpose to providing support for Moreno's opinion,
there was no error, constitutional or otherwise, in admitting this evidence.
E. The Bifurcation Claim
Brooks, joined by Stafford and Fredrick , contends the trial court abused its
discretion when it denied a motion to bifurcate trial on the section 186.22, subdivision
30
(a), offense and the section 186.22, subdivision (b), enhancements from trial of the
underlying offenses.
The Motion and Ruling
Prior to trial, Stafford moved in limine to bifurcate trial on the substantive offenses
from trial on the section 186.22, subdivision (b), enhancements appended to those
offenses as well as from trial on the section 186.22, subdivision (a), offense. Stafford
argued the prejudicial impact of the gang evidence on trial of the underlying counts
would outweigh any probative value it might have to the substantive issues in dispute on
the underlying counts, and therefore the gang allegations and substantive offense should
be bifurcated from the underlying counts. The prosecution asserted the gang allegations
should not be bifurcated because the gang evidence would be cross-admissible as to the
underlying counts; therefore bifurcation was not warranted under numerous authorities,
because it was relevant to show the motive for the crimes, to show the intent of the
perpetrators, to show why certain witnesses might testify inconsistently (e.g., affiliation
with the gang and/or fear of retribution from the gang), and because it was relevant to
reinforce the victim's identification of the perpetrators. The prosecution also asserted
that, even were the evidence not cross-admissible, the statutory elements for joinder of
the charges were met. Only a clear showing of undue prejudice that outweighed the
countervailing considerations of reducing delay in the trial of criminal charges and
conservation of judicial resources and public funds would justify denial of bifurcation.
(People v. Hill (1995) 34 Cal.App.4th 727, 734.) The court denied the motion to
bifurcate.
31
Applicable Legal Framework
In People v. Hill, supra, 34 Cal.App.4th 727, the court explained at pages 734 to
735 that "Penal Code section 954.1, added by Proposition ll5, expressly permits joinder
of offenses even when the evidence is not cross-admissible. In light of that statute, the
sole question upon review of the denial of a motion for severance is whether the
prejudice to the defendant from joinder of the cases outweighed the benefits. [Citation.]
[¶] Joinder of criminal charges for trial benefits the public by reducing delay in the
disposition of criminal charges, and it benefits the state by conserving judicial resources
and public funds. [Fn. omitted.]" In People v. Hernandez (2004) 33 Cal.4th 1040
(Hernandez), the court recognized that, although a trial court has the same authority to
bifurcate a gang enhancement allegation as it has to bifurcate a prior conviction
enhancement allegation, a "gang enhancement is different from [a] prior conviction
[allegation]. A prior conviction allegation relates to the defendant's status and may have
no connection to the charged offense; by contrast, the criminal street gang enhancement
is attached to the charged offense and is, by definition, inextricably intertwined with that
offense. So less need for bifurcation generally exists with the gang enhancement than
with a prior conviction allegation." (Id. at p. 1048.) Hernandez cautioned it was not
stating a court should never bifurcate trial of the gang enhancement from trial of guilt,
because the evidence of the charged offenses' gang evidence could be so unduly
prejudicial as to warrant bifurcation, but also recognized that "evidence of gang
membership is often relevant to, and admissible regarding, the charged offense.
Evidence of the defendant's gang affiliation—including evidence of the gang's territory,
32
membership, signs, symbols, beliefs and practices, criminal enterprises, rivalries, and the
like—can help prove identity, motive, modus operandi, specific intent, means of applying
force or fear, or other issues pertinent to guilt of the charged crime. [Citations.] To the
extent the evidence supporting the gang enhancement would be admissible at a trial of
guilt, any inference of prejudice would be dispelled, and bifurcation would not be
necessary." (Id. at pp. 1049-1050.) Moreover, Hernandez reaffirmed that:
"Even if some of the evidence offered to prove the gang enhancement would be inadmissible at a trial of the substantive crime itself—for example, if some of it might be excluded under Evidence Code section 352 as unduly prejudicial when no gang enhancement is charged—a court may still deny bifurcation. In the context of severing charged offenses, we have explained that 'additional factors favor joinder. Trial of the counts together ordinarily avoids the increased expenditure of funds and judicial resources which may result if the charges were to be tried in two or more separate trials.' [Quoting Frank v. Superior Court (1989) 48 Cal.3d 632, 639.] Accordingly, when the evidence sought to be severed relates to a charged offense, the 'burden is on the party seeking severance to clearly establish that there is a substantial danger of prejudice requiring that the charges be separately tried. [Citations.] When the offenses are joined for trial the defendant's guilt of all the offenses is at issue and the problem of confusing the jury with collateral matters does not arise. The other-crimes evidence does not relate to [an] offense for which the defendant may have escaped punishment. That the evidence would otherwise be inadmissible may be considered as a factor suggesting possible prejudice, but countervailing considerations that are not present when evidence of uncharged offenses is offered must be weighed in ruling on a severance motion. The burden is on the defendant therefore to persuade the court that these countervailing considerations are outweighed by a substantial danger of undue prejudice.' [Quoting People v. Bean (1988) 46 Cal.3d 919, 938-939, fn. omitted.]
"The analogy between bifurcation and severance is not perfect. Severance of charged offenses is a more inefficient use of judicial resources than bifurcation because severance requires selection of
33
separate juries, and the severed charges would always have to be tried separately; a bifurcated trial is held before the same jury, and the gang enhancement would have to be tried only if the jury found the defendant guilty. But much of what we have said about severance is relevant here, and we conclude that the trial court's discretion to deny bifurcation of a charged gang enhancement is similarly broader than its discretion to admit gang evidence when the gang enhancement is not charged." (Hernandez, supra, 33 Cal.4th at p. 1050.)
Evaluation
We conclude the ruling denying bifurcation was not an abuse of discretion. The
People argue, and Brooks concedes, that some of the "gang" evidence would have been
cross-admissible on the issue of Brooks's and Fredrick's identities as coparticipants with
Stafford. Moreover, defendants were charged with conspiracy, which required proof of a
specific intent to agree or conspire to commit the target offenses and a specific intent to
commit elements of the target offenses (see, e.g., People v. Morante (1999) 20 Cal.4th
403, 416), and most or all of the gang evidence would have been cross-admissible to
show the relationship of the participants and the likelihood they would have agreed to
support each other in committing the target offenses, as required by the conspiracy count.
(See Hernandez, supra, 33 Cal.4th at p. 1051 [gang evidence relevant to charged offenses
because it "served to explain why Hernandez and Fuentes were acting together in the
commission of this crime, thus buttressing such guilt issues as motive and intent"].)
Moreover, Hernandez makes clear that "[e]ven if some of the expert testimony
would not have been admitted at a trial limited to guilt, the countervailing considerations
that apply when the enhancement is charged [can permit] a unitary trial." (Hernandez,
supra, 33 Cal.4th at p. 1051.) Here, although some limited portion of the expert's
34
testimony (e.g. as to predicate crimes) might not have been cross-admissible in a
bifurcated proceeding, the same claim was raised in Hernandez by a defendant to support
his argument that the order denying bifurcation was an abuse of discretion, and was
rejected by Hernandez when it explained that although such evidence of the predicate
crimes "would certainly not have been admissible at a trial limited to the charged offense,
. . . that evidence was also not particularly inflammatory. Those convictions were offered
to prove the charged gang enhancement, so no problem of confusion with collateral
matters would arise, and they were not evidence of offenses for which a defendant might
have escaped punishment. Any evidence admitted solely to prove the gang enhancement
was not so minimally probative on the charged offense, and so inflammatory in
comparison, that it threatened to sway the jury to convict regardless of defendants' actual
guilt. Accordingly, defendants did not meet their burden 'to clearly establish that there is
a substantial danger of prejudice requiring that the charges be separately tried.' [Quoting
People v. Bean, supra, 46 Cal.3d at p. 938]." (Hernandez, supra, 33 Cal.4th at p. 1051.)
We conclude, on this evidentiary record, defendants have not demonstrated there was
such a substantial danger of undue prejudice from noncross-admissible evidence that it
was an abuse of discretion to deny the motion to bifurcate the gang allegations from the
underlying offenses.
IV
THE CLAIMS OF INSTRUCTIONAL ERROR
Defendants assert two claims of instructional error. First, Stafford and Brooks
assert, because Wilson testified against them at trial, the court was required sua sponte to
35
instruct that the jury must view with caution the testimony of an accomplice. Second,
Fredrick, Brooks and Stafford assert the court was required sua sponte to instruct that the
section 186.22, subdivision (a), offense requires two or more gang members be involved
in the requisite felonious activity but did not do so, and that it exacerbated the
instructional lacuna by giving instructions contrary to this principle.
A. The Accomplice Instruction
Stafford and Brooks assert Wilson was an accomplice, because she lured Frank to
her apartment (as well as accompanied Fredrick to Shontae's apartment), and her
testimony at trial implicated defendants, requiring the court sua sponte to give the
cautionary instruction on accomplice testimony.
Legal Framework
The law has recognized that testimony by an accomplice can be subject to the taint
of improper motives (Guiuan, supra, 18 Cal.4th at p. 565) and therefore CALCRIM
No. 334 instructs that the jury may not convict on the uncorroborated testimony of an
accomplice, and that the testimony of an accomplice should be viewed with caution.20
The instruction must be "given on the court's own motion . . . when the accomplice
witness is called by the People [citations] or when a defendant in testifying implicates his
codefendant while confessing his own guilt [citation]." (People v. Terry (1970) 2 Cal.3d
20 CALRIM No. 334 instructs that any "testimony of an accomplice that tends to incriminate the defendant should be viewed with caution" and requires corroboration from other evidence, which may be "slight" as long as it tends to connect the defendant to the commission of the crime.
36
362, 399, overruled on other grounds in People v. Carpenter (1997) 15 Cal.4th 312, 381-
382.) However, when the accomplice "testifie[s] in her own behalf, not as a prosecution
witness, and denie[s] her guilt . . . it was not incumbent to give the accomplice testimony
instructions." (Terry, at p. 399.) When a defendant-accomplice testifies on his or her
own behalf and denies guilt while incriminating a codefendant, " 'it is at most for the
discretion of the trial judge whether to give accomplice testimony instructions on his own
motion.' " (People v. Avila (2006) 38 Cal.4th 491, 562 [quoting Terry, at p. 399.)
Although Guiuan stated a court must instruct the jury sua sponte to view incriminating
accomplice testimony with distrust "regardless which party called the accomplice"
(Guiuan, supra, 18 Cal.4th at p. 569), our Supreme Court later clarified that when the
testifying accomplice is a codefendant, an accomplice instruction must be given only
"when requested by a defendant." (People v. Box (2000) 23 Cal.4th 1153, 1209,
disapproved on other grounds in People v. Martinez (2010) 47 Cal.4th 911, 948, fn. 10.)
"Thus, these cases have not disturbed the long-standing rule that an accomplice
instruction need not be given sua sponte when the testifying accomplice is a
codefendant." (People v. Smith (2005) 135 Cal.App.4th 914, 928.)
Even where there is a sua sponte obligation to instruct on accomplice testimony,
the instructional error will be deemed harmless if there is sufficient corroborating
evidence, which may be slight, in the record, and will be deemed sufficient if it tends to
connect the defendant with the crime in such a way as to satisfy the jury that the
accomplice is telling the truth. (People v. Lewis (2001) 26 Cal.4th 334, 370; People v.
Gonzales and Soliz (2011) 52 Cal.4th 254, 303.)
37
Evaluation
Here, Wilson was not a witness called by the People, and she did not implicate
defendants while confessing her own guilt. Instead, she testified on her own behalf, and
claimed innocence by testifying she participated only under duress, thus denying her own
guilt of the offenses. Because Wilson "testified in her own behalf, not as a prosecution
witness, and denied her guilt, [and hence] it was not incumbent [on the trial court sua
sponte] to give the accomplice testimony instructions." (People v. Terry, supra, 2 Cal.3d
at p. 399.) Although the court still had discretion to give the instruction upon request, no
request appears in the record. The absence of the accomplice instructions was not
error.21
B. The Section 186.22, Subdivision (a), Instruction
Fredrick, joined by Brooks and Stafford, contends the court erred when it did not
sua sponte instruct that the section 186.22, subdivision (a), offense requires two or more
gang members be involved in the requisite felonious activity and gave instructions
contrary to this principle.
21 Even assuming the instruction should have been given, we would conclude any error was harmless because there was ample corroborating evidence, in the form of the testimonies of Frank and Shontae tying each charged defendant to the commission of the crimes, as well as the fingerprint evidence specifically tying Stafford to the events.
38
Legal Framework
A trial court sua sponte must instruct on every element of an offense22 (People v.
Flood (1998) 18 Cal.4th 470, 480) and the request "does not depend upon the existence
of evidence affirmatively favoring the defendant." (Id. at p. 481.) The elements of the
section 186.22, subdivision (a), gang participation offense are: active participation in a
criminal street gang, in the sense of participation that is more than nominal or passive;
with knowledge the gang's members engage in or have engaged in a pattern of criminal
gang activity; and the willful promotion, furtherance, or assistance in any felonious
criminal conduct by members of that gang. (People v. Lamas (2007) 42 Cal.4th 516,
523.)
In Rodriguez, supra,55 Cal.4th 1125, the court examined "whether the third
element is satisfied when a gang member commits a felony while acting alone." (Id. at
p. 1131.) Rodriguez concluded that, "to satisfy the third element, a defendant must
willfully advance, encourage, contribute to, or help members of his gang commit
22 The trial court's sua sponte instructional obligation applies "whether or not the defendant makes a formal request." (People v. Blair (2005) 36 Cal.4th 686, 744, overruled on other grounds in People v. Black (2014) 58 Cal.4th 912, 919.) Although the People assert the failure to request a modified instruction concerning the elements of the section 186.22, subdivision (a), offense waives any claim of error, our Supreme Court has instructed such a claim may be waived under the doctrine of invited error only when "trial counsel both ' "intentionally caused the trial court to err" ' [quoting People v. Coffman and Marlow (2004) 34 Cal.4th 1, 49] and clearly did so for tactical reasons. Invited error will be found . . . only if counsel expresses a deliberate tactical purpose in resisting or acceding to the complained-of instruction." (People v. Souza (2012) 54 Cal.4th 90, 114.) Because the People do not suggest the record contains any expressed tactical purpose by the defense for accepting the instruction given by the trial court, we reject the People's claim of invited error.
39
felonious criminal conduct. The plain meaning of section 186.22[, subdivision] (a)
requires that felonious criminal conduct be committed by at least two gang members, one
of whom can include the defendant if he is a gang member." (Id. at p. 1132.) The court
concluded that, when the evidence shows the felonious conduct was committed by a
single gang member, without the assistance by any other gang member, the evidence
would not support a conviction for the section 186.22, subdivision (a), gang participation
offense as to that defendant. As a result of Rodriguez, decided after the jury returned its
verdict here, CALCRIM No. 1400 was modified to instruct that "[a]t least two members
of that same gang must have participated in committing the felony offense. The
defendant may count as one of those members if you find that the defendant was a
member of the gang." (CALCRIM No. 1400 (Spring 2014) p. 1187.)
Evaluation
Defendants argue the court erroneously instructed the jury concerning the section
186.22, subdivision (a), gang participation offense because the jury instruction allowed
the jury to convict them even if the jury determined that only one (or even none) of them
were members of BHB. The trial court instructed the jury on the elements of the section
186.22, subdivision (a), gang participation offense as follows:
"To prove that a defendant is guilty of this crime, the People must prove that: "One. The defendant actively participated in a criminal street gang; "Two. When the defendant participated in that gang, he knew that members of the gang engaged in or have engaged in a pattern of criminal activity; "And, three. The defendant willfully assisted, furthered, or promoted felonious . . . criminal conduct by members of the gang . . . either by,
40
A, directly and actively committing a felony offense; or, B, aiding and abetting a felony offense. "Active participation means involvement with a criminal street gang in a way that is more than passive or in name only." "The People do not have to prove that the defendant devoted all or a substantial part of his time or efforts to the gang or that he was an actual gang member."
Defendants argue their respective convictions for the substantive gang
participation offense in violation of section 186.22, subdivision (a), must be reversed
because the instruction was silent on any requirement for the jury to determine that at
least two of them were BHB gang members acting together in committing the offenses,
and such instructional lacuna (as exacerbated by other instructions suggesting only one
gang member need be involved in the underlying offenses to trigger liability under
§ 186.22, subd. (a)) cannot be deemed harmless error in this case. Certainly, Rodriguez
held the substantive gang offense under section 186.22, subdivision (a), requires the
participation of at least two members of the same gang in the felonious conduct, but the
instruction given here stated the prosecution "[did] not have to prove that the defendant
. . . was an actual gang member" (italics added), and did not contain any mention that the
prosecution did have to prove (and the jury did have to find) that at least two of the three
defendants were gang members. Moreover, that silence was complicated by the
instruction that the requisite "willful assistance" element could be satisfied if the
defendant aided and abetted a felony offense and went on to instruct that the aiding and
abetting element was satisfied if the prosecution proved "[a] member" of the gang
committed the crime, the defendant knew "the gang member" intended to commit the
crime, the defendant intended to aid and abet "the gang member" in committing the
41
crime, and the defendant's words or conduct did in fact aid and abet the commission of
the crime. To the extent this instruction arguably required the jury to find "a" member of
the group was a gang member, it simultaneously only required that "a" member of the
group to be a gang member rather than, as Rodriguez holds, that at least two members of
the group be gang members.
The People argue the evidence was sufficient because Moreno testified each
defendant was a member of BHB, and therefore more than one gang member was
involved in the felonious conduct. Although this testimony could have provided
substantial evidence for the jury's conviction if the jury had been instructed on the
necessity of finding felonious criminal participation by more than one gang member, the
jury was not so instructed and we therefore question whether the jury ever, in fact, made
the required finding in light of Rodriguez's holding that the third element is not satisfied
when a gang member commits a felony while acting without other gang members. As
Rodriguez reasoned, the word " 'members' is a plural noun" (Rodriguez, supra, 55 Cal.4th
at p. 1132), and "[t]herefore, to satisfy the third element, a defendant must willfully
advance, encourage, contribute to, or help members of his gang commit felonious
criminal conduct. The plain meaning of section 186.22[, subdivision] (a) requires that
felonious criminal conduct be committed by at least two gang members, one of whom
can include the defendant if he is a gang member." (Ibid.) By interpreting section
186.22, subdivision (a) to require that one of the people who engaged in the felonious
conduct (in addition to defendant) belonged to the same gang as the defendant (id. at
p. 1131), which this court in People v. Velasco (2015) 235 Cal.App.4th 66, 78 construed
42
as not being satisfied if only one of the coparticipants in the crime belonged to the gang, a
jury could convict the defendants of the section 186.22, subdivision (a), offense only if it
found at least two of the three attackers were fellow gang members.
This jury was not given the instruction, created post-Rodriguez, that "[a]t least two
gang members of that same gang must have participated in committing the felony
offense. The defendant may count as one of those members if you find that the defendant
was a member of the gang." Because the jury was instructed before Rodriguez was
decided, this language was not included in its instruction, and we therefore cannot
presume the jury found the necessary participation by two or more gang members, which
leads us to conclude defendants were denied their due process right to have the jury
determine each fact necessary to the conviction beyond a reasonable doubt. (In re
Winship (1970) 397 U.S. 358, 364.) We do not conclude the instructional omission was
harmless. Although the evidence as to Stafford's BHB membership was strong,
composed as it was of evidence of his admission to such membership apart from
Moreno's opinion of Stafford's membership, the evidence as to the other defendants was
limited to Moreno's opinion they were members of BHB, and there was conflicting
evidence to undermine that opinion: they did not wear gang attire; they did not commit
the crime while making statements indicative of BHB affiliation; and the crime was
committed outside BHB territory and for an arguably personal, rather than gang, motive
(e.g. Stafford's relationship with Wilson, with whom Frank was involved). Considering
the absence of instruction on the concept clarified in Rodriguez, we do not conclude
beyond a reasonable doubt that the jury actually deliberated on this factual issue, or
43
conclude beyond a reasonable doubt that a properly instructed jury would have found the
requisite elements beyond a reasonable doubt. We conclude the convictions on the
section 186.22, subdivision (a), offenses must be reversed.23
V
THE FARETTA24 CLAIM
Fredrick separately contends the court lacked discretion to deny his timely motion
to represent himself. Fredrick also asserts that, because his motion was timely, the court
erred by coercing him to forgo his right to represent himself in posttrial proceedings by
misinforming him that, although he could seek to represent himself, sentencing and other
posttrial proceedings would remain on schedule even if he discharged his counsel and
undertook to represent himself.
A. Factual Background
The jury returned their verdicts in October 2012 and sentencing was scheduled for
January 11, 2013. However, on that date, the defense sought and obtained a continuance
of sentencing to March 8, 2013. At the March 8 hearing, the defense again sought a
continuance and the court granted the continuance until May 23, 2013. However, the
court's order granting the continuance specified that no attorney "be engaged in any other
matter that will be in conflict with this case going forward on 5/23/13."
23 We note that at least one court has recently reached a similar conclusion. (See People v. Vega (2015) 236 Cal.App.4th 484, 503-506.)
24 Faretta v. California (1975) 422 U.S. 806.
44
At the May 23, 2013, sentencing hearing, Fredrick indicated for the first time that
he wished to represent himself and to file in propria persona his own motion for a new
trial. However, Fredrick had not informed his attorney of his wish until that morning and
therefore had not yet filled out the written "Faretta waiver" form. The court told
Fredrick to fill out the form and discuss it with his attorney, and the court would consider
his Faretta motion and his request to continue the sentencing hearing, but cautioned him
that the court was "not too sympathetic" toward his motion to continue the sentencing
hearing.
The court then turned to Brooks's request for additional time to file a new trial
motion based on his counsel's inability to obtain a statement from Wilson in support of
the new trial motion. The court noted that, despite its prior order, Brooks's counsel was
not present and Brooks stated he did not want to proceed to sentencing without his
counsel. However, because the court was concerned that Brooks was not waiving his
right to be represented at sentencing by the same counsel who represented him at trial, the
court indicated it would take a recess to determine a date after May 31, 2013, when
sentencing could proceed.
Following the recess, the court first stated that it was "regrettably" required to
continue the sentencing hearing for two weeks, and obtained waivers from both Brooks
and Stafford to permit sentencing to be continued until June 7, 2013. The court then
turned to Fredrick's Faretta motion and asked whether Fredrick understood that, if he
undertook to represent himself, there would be no further continuances and that
sentencing would proceed on June 7, 2013. Fredrick indicated that, if the court was not
45
going to grant him a continuance, he did not wish to represent himself. The court then
found, under People v. Windham (1977) 19 Cal.3d 121, that Fredrick's attorney had
provided him with the "highest quality" of representation and had been representing him
since before trial; and that Fredrick's request to represent himself and for a continuance
was to allow him more time to investigate a new trial motion, which was very late in the
proceedings; and that granting the Faretta motion would necessitate a significant
continuance to allow Fredrick to investigate and prepare a new trial motion. The court
noted that, because Fredrick indicated he was not ready to proceed as a self-represented
litigant and would not receive a continuance, Fredrick was withdrawing his Faretta
motion.
B. Legal Standards
The United States Supreme Court in Faretta held a defendant in a state criminal
trial has a federal constitutional right to represent him- or herself without counsel if he or
she voluntarily and intelligently elects to do so. (Faretta v. California, supra, 422 U.S.
806.) However, that right is not absolute (Indiana v. Edwards (2008) 554 U.S. 164, 171),
and a request for self-representation must be both unequivocal and timely. (People v.
Valdez (2004) 32 Cal.4th 73, 97-98.)
Addressing the timeliness issue, the court in (People v. Miller (2007) 153
Cal.App.4th 1015 (Miller)) explained that "once a defendant has chosen to proceed to
trial represented by counsel, the decision whether to permit the defendant to discharge his
attorney and represent himself is left to the trial court's sound discretion. [Citing People
v. Windham, supra, 19 Cal.3d at p. 128.) 'When such a midtrial request for self-
46
representation is presented the trial court shall inquire sua sponte into the specific factors
underlying the request . . . . Among other factors to be considered by the court in
assessing such requests made after the commencement of trial are the quality of counsel's
representation of the defendant, the defendant's prior proclivity to substitute counsel, the
reasons for the request, the length and stage of the proceedings, and the disruption or
delay which might reasonably be expected to follow the granting of such a motion.'
(Ibid.)" (Id. at p. 1022.)
In Miller, the court noted "[t]he timeliness of a Faretta motion made after a
finding of guilt but before sentencing appears to be a question of first impression."
(Miller, supra, 153 Cal.App.4th at p. 1022.) Miller, after noting that "whether a trial
court must grant a request for self-representation as a matter of right or whether it has
discretion to grant the motion turns on whether the request is made during trial . . .
[concluded that a] request for self-representation, made after the jury returned its verdict
and his new trial motion had been denied, but well before sentencing, was not made
during trial for the simple reason that sentencing occurs posttrial . . . [citations] . . . [and]
sentencing is a proceeding separate and distinct from the trial." (Id. at pp. 1023-1024.)
Miller concluded a request for self-representation made more than two months before the
sentencing hearing, and after the defendant assured the court he would be prepared at the
new sentencing date, was a timely assertion of his absolute right to self-representation at
the new hearing, reasoning that "[t]he concern that led to the conclusion that motions for
self-representation made during trial are subject to the trial court's discretion, namely the
potential disruption of proceedings already in progress, simply does not apply to
47
sentencing hearings . . . ." (Id. at p. 1024.) However, Miller cautioned, "[t]his is not to
say that every request for self-representation at sentencing will be timely. Much as a
request to represent oneself at trial must be made a reasonable time before trial
commences, the request for self-representation at sentencing must be made within a
reasonable time prior to commencement of the sentencing hearing." (Ibid.)
C. Evaluation
Fredrick first claims that, because he timely moved to represent himself during
sentencing, the court should have granted the motion rather than applying the
discretionary factors described in Windham. We conclude the trial court correctly
determined that application of Windham's discretionary approach to evaluating Fredrick's
Faretta motion, rather than Miller's "absolute" right to self-representation at a sentencing
hearing, was the proper approach. First, the motion in Miller was made two months
before the scheduled sentencing hearing (Miller, supra, 153 Cal.App.4th at p. 1024) and
would have involved no delay in the scheduled sentencing hearing; here, it was made on
the day of the sentencing hearing and would likely have further delayed a sentencing
hearing already twice continued. Faretta motions made at the commencement of trial are
not deemed sufficiently timely to trigger the absolute right to self-representation but are
instead vested in the trial court's discretion to determine whether to grant the motion
under the Windham approach (People v. Clark (1992) 3 Cal.4th 41, 99-100, disapproved
on other grounds in People v. Pearson (2013) 56 Cal.4th 393, 462; Miller, at p. 1022),
and therefore the court was entitled to consider the " 'disruption or delay which might
reasonably be expected to follow the granting of such a motion.' " (Miller, at p. 1022.)
48
Second, in Miller, the defendant sought to represent himself so he could do his own legal
research to "to see if anything could help him at sentencing." (Miller, at p. 1020, italics
added.) Here, in contrast, Fredrick's Faretta motion expressed no interest in the issues
surrounding the sentencing proceeding, but instead suggested he wanted to represent
himself so that he could file a motion for a new trial, which undoubtedly would have
required delay in the sentencing proceedings. Thus, whereas the Miller defendant
actually wanted to represent himself in the new proceeding (the sentencing hearing),
Fredrick wanted to represent himself in a matter collateral to the sentencing hearing (the
new trial motion), which was, in effect, a continuation of the trial itself. Under such
circumstances, we conclude the trial court correctly applied the Windham approach in
considering whether to exercise its discretion to grant the Faretta motion.
Fredrick also asserts the court erred when it misinformed him that, even if he
undertook to represent himself for the remainder of the proceedings, there would be no
additional continuances, and this misinformation coerced Fredrick into forgoing his right
to represent himself. This argument fails, however, because our Supreme Court has held
that, in the face of an untimely request, the grant of propria persona status may be
conditioned on the defendant's ability to proceed with the trial without a continuance.
(See, e.g., People v. Jenkins (2000) 22 Cal.4th 900, 1039.) Although Fredrick is correct
that a necessary continuance should be granted if a motion for self-representation is
granted (People v. Clark, supra, 3 Cal.4th at p. 110), our Supreme Court has explained
that " 'it also is established that a midtrial Faretta motion may be denied on the ground
that delay or a continuance would be required,' [quoting Clark, at p. 110] and sanctioned
49
the trial court's decision to condition the granting of the right of self-representation on
defendant's waiver of a continuance." (People v. Jenkins, supra, 22 Cal.4th at p. 1039.)
Because the trial court was entitled to deny Fredrick's untimely motion outright, or to
condition its grant of the motion on Fredrick's waiver of any additional continuances,
there was no error when it advised Fredrick that he would be required to proceed with
sentencing without further continuances even if he were to undertake self-representation.
VI
THE REMAINING CHALLENGES TO THE SENTENCES25
The parties dispute the propriety of two aspects of the sentences imposed on
Fredrick, Brooks and Stafford.26 First, Fredrick, Stafford and Brooks assert that because
the torture count (§ 206, count 2) on which defendants were sentenced was based on the
same act and had the same intent as the robbery count, the sentence on the torture count
25 Defendants' opening briefs raised other challenges to the sentences insofar as they were convicted of and sentenced for the section 186.22, subdivision (a), gang participation offense. They contended the section 186.22, subdivision (a), gang participation offense was a "necessarily included" offense to the crimes they were convicted of in counts one, two and three by virtue of the section 186.22, subdivision (b), enhancements to those counts, which therefore required reversal of the section 186.22, subdivision (a), gang participation offense; and any sentence on the section 186.22, subdivision (a), gang participation offense had to be stayed under section 654 in light of the sentence enhancements imposed pursuant to the section 186.22, subdivision (b), enhancements appended to those counts. Because of our conclusion that the section 186.22, subdivision (a), gang participation offense must be reversed based on instructional error (see part IV, ante), these claims are moot.
26 Brooks also asserts the sentence on the conspiracy count (§ 182, subd. (a)(1)), count 1) should have been stayed under section 654. The People concede, and we agree, that the sentence on the conspiracy count (§ 182, subd. (a)(1)), count 1) should have been stayed under section 654.
50
should have been stayed pursuant to section 654. Second, Fredrick and Brooks, joined by
Stafford, assert the court erred when it imposed an unstayed three-year term for the great
bodily injury enhancement (the GBI enhancement) under section 12022.7, appended to
the robbery count, because great bodily injury is an element of the torture count (§ 206,
count 2) on which defendants were sentenced, and therefore the sentence on the GBI
enhancement should have been stayed pursuant to section 654.
A. Legal Framework
Section 654, subdivision (a), as relevant here, provides: "An act or omission that is
punishable in different ways by different provisions of law shall be punished under the
provision that provides for the longest potential term of imprisonment, but in no case
shall the act or omission be punished under more than one provision." Our Supreme
Court has explained "[t]he test for determining whether section 654 prohibits multiple
punishment has long been established: 'Whether a course of criminal conduct is divisible
and therefore gives rise to more than one act within the meaning of section 654 depends
on the intent and objective of the actor. . . .' [Citation.]" (People v. Britt (2004) 32
Cal.4th 944, 951-952.) "[I]f all of the offenses were merely incidental to, or were the
means of accomplishing or facilitating[,] one objective, defendant may be found to have
harbored a single intent and therefore may be punished only once. [Citation.] [¶] If, on
the other hand, defendant harbored 'multiple criminal objectives,' which were
independent of and not merely incidental to each other, he may be punished for each
statutory violation committed in pursuit of each objective, 'even though the violations
51
shared common acts or were parts of an otherwise indivisible course of conduct.' "
(People v. Harrison (1989) 48 Cal.3d 321, 335.)
A trial court's express or implied finding that a defendant harbored a separate
intent and objective for each offense will be upheld on appeal if supported by substantial
evidence. (People v. Brents (2012) 53 Cal.4th 599, 618; People v. Racy (2007) 148
Cal.App.4th 1327, 1336-1337.)
B. Substantial Evidence Supports Unstayed Terms for Both the Robbery and
Torture Convictions
Defendants contend the evidence showed their principal intent and objective was
to rob Frank of the large stash of money they believed he possessed, and because they
used torture to extract from Frank the location of that stash, the torture was merely
incidental to (or was the means of accomplishing or facilitating) the objective of robbing
him, and therefore section 654 precluded punishing them for both offenses. The trial
court, when it considered and imposed the sentence, rejected their argument, stating: "I
did consider whether or not all of the crimes were 654 or should be 654 arising out of the
same incidents. With that, I did 654 some of the crimes believing they were arising out
of the same set of facts and incidences, and other crimes I did not, finding that the
defendants committed additional crimes that were not required in order to commit the
underlying offense." In imposing the sentence for torture, the court found "the residential
robbery could have been completed without the torture aspect. The Court finds that the
torturing of the victim in this case went above and beyond what was required to commit
the robbery . . . ."
52
There is substantial evidence to support the finding defendants had multiple
objectives here. A trier of fact could conclude the intent behind the robbery was to
deprive Frank of his property, and was amply demonstrated when they struck Frank,
bound him up, and ultimately took the property from his person. There was also some
evidence defendants had a different intent when they markedly escalated the violence
against him by torturing him: as retribution for his lack of cooperation in revealing the
locale of his larger stash, or to instill fear to deter Frank from cooperating with police, or
even as punishment for his transgression of romancing Stafford's "bitch." When a
defendant harbors multiple criminal objectives, "which were independent of and not
merely incidental to each other, he may be punished for each statutory violation
committed in pursuit of each objective, 'even though the violations shared common acts
or were parts of an otherwise indivisible course of conduct.' " (People v. Harrison,
supra, 48 Cal.3d at p. 335.) In Harrison, the court allowed separate and consecutive
punishment, based on defendant's intent, in a multiple count sexual assault in which each
offense occurred over a period of seven to 10 minutes, stating "It is defendant's intent and
objective, not the temporal proximity of his offenses, which determine whether the
transaction is indivisible." (Ibid.) Thus, in People v. Trotter (1992) 7 Cal.App.4th 363,
only one minute separated two gunshots fired at a pursuing police officer. The court
concluded consecutive punishment for each shot was proper, noting the defendant's
conduct "became more egregious with each successive shot. Each shot posed a separate
and distinct risk to [the victim] and nearby freeway drivers. To find section 654
applicable to these facts would violate the very purpose for the statute's existence." (Id.
53
at p. 368; accord, People v. Surdi (1995) 35 Cal.App.4th 685, 688-689.) Additionally,
the Trotter court observed that "this was not a case where only one volitional act gave
rise to multiple offenses. Each shot required a separate trigger pull. All three assaults
were volitional and calculated, and were separated by periods of time during which
reflection was possible. None was spontaneous or uncontrollable." (Trotter, at p. 368.)
Trotter is persuasive here. As the trial court noted, the decision to use torture to secure
additional money was an escalation of defendants' larcenous intent, was an act that
required calculation above that required for the robbery, was separated by some modicum
of time, and was not a necessary adjunct in their original goal. We conclude that, at least
within the meaning of section 654, there is substantial evidence to support the finding
defendants had a separate intent and objective other than robbery when they tortured
Frank.
C. Section 654 Requires the GBI Enhancement Be Stayed as to Brooks
The information alleged, and the jury found true, that each defendant personally
inflicted great bodily injury on Frank in connection with the robbery. (§§ 12022.7, subd.
(a)(1) & 1192.7, subd. (c)(8).) The jury also convicted each defendant of torture, an
element of which crime was the requirement that the victim suffered great bodily injury.
(People v. Lewis (2004) 120 Cal.App.4th 882, 887-888 [elements of torture are infliction
of great bodily injury as defined in section 12022.7 and specific intent to cause cruel or
extreme pain and suffering].) The court imposed an unstayed three-year term on each
54
defendant for the section 12022.7 enhancement appended to the robbery count, and
defendants assert on appeal this was error.27
Defendants argue, and the People do not dispute, that section 654 applies to
enhancements that go to the nature of the offense and can bar multiple punishment for the
same aspect of a criminal act (People v. Ahmed (2011) 53 Cal.4th 156, 163-164), and
where great bodily injury to a victim is an aspect of a count on which an unstayed
sentence has been imposed, section 654 can bar imposition of an unstayed GBI
enhancement appended to a different count involving that same victim. (People v. Calles
(2012) 209 Cal.App.4th 1200, 1218-1220.) Defendants argue that, because great bodily
injury to Frank was an element of the torture count on which unstayed sentences were
imposed, section 654 barred imposition of an unstayed sentence for the GBI enhancement
27 No defendant suggested below that section 654 should bar imposition on an unstayed three-year term, and therefore the record is silent on why the trial court found section 654 did not apply. Ordinarily, the failure to object to sentencing choices within the range of authorized sentences would forfeit a claim of error. (People v. Scott (1994) 9 Cal.4th 331, 354.) Because the application of section 654 appears to turn on the intent and objective of the actor (see, e.g., People v. Britt, supra, 32 Cal.4th at pp. 951-952) and would authorize separate punishments for each statutory violation committed in pursuit of separate objectives " 'even though the violations shared common acts or were parts of an otherwise indivisible course of conduct' " (People v. Harrison, supra, 48 Cal.3d at p. 335), we would decide (if this were a matter of first impression) that the sentence was not "unauthorized" (i.e. "could not lawfully be imposed under any circumstance in the particular case" within the meaning of People v. Scott, supra, 9 Cal.4th at p. 354) and any objection would be waived if not raised below. However, Scott has pronounced the rule to be to the contrary (id. at p. 354, fn. 17 [a "court acts in 'excess of its jurisdiction' and imposes an 'unauthorized' sentence when it erroneously stays or fails to stay execution of a sentence under section 654"]), and we are bound by that pronouncement. (Auto Equity Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450, 455 ["Courts exercising inferior jurisdiction must accept the law declared by courts of superior jurisdiction"].)
55
appended to the robbery count as to that same victim. The People counter that the blows
underlying the GBI enhancement differed from the great bodily injury aspect of the
torture count. The People argue the blows underlying the GBI enhancement were, as to
Fredrick, when Fredrick struck Frank in the back of Frank's head with a pistol (a wound
that required staples to close) and, as to Stafford, when Stafford used another pistol to
strike Frank in the face near Frank's eye (which caused swelling for about a week and
one-half and redness in the white of his eye for about a month). In contrast, the People
assert the torture count was premised on Stafford's and Brooks's applying heated utensils
to Frank's forearms. Accordingly, the People assert the great bodily injury aspect of the
torture count (the heated utensils) was different from the assaultive act forming the basis
for the GBI enhancement appended to the robbery count.
We agree with the People that there is some evidence from which the court, as
trier of fact for purposes of applying section 654, could have found that the great bodily
injury aspect of the torture count (the injuries caused by the heated utensils) was different
from the assaultive acts (Stafford's and Fredrick's blows to Frank's head with the
weapons) forming the basis for the GBI enhancement appended to the robbery count.
Accordingly, section 654 did not require the court to stay imposition of the GBI
enhancement merely because it also imposed an unstayed sentence for torture on Stafford
(as the direct perpetrator of the injury with the heated utensil) and on Fredrick (as an
aider and abettor of Stafford's and Brooks's causing great bodily injury with the heated
utensils). Fredrick and Stafford assert, however, that "where there is a basis for
identifying the specific factual basis for a verdict, a trial court cannot find otherwise in
added) and argue the prosecution's closing argument, by citing both the blow to the head
by Fredrick and the heated utensils by Stafford and Brooks as forming the basis for the
great bodily injury element of the torture count as well as for the GBI enhancement,
shows there was a specific factual basis for the verdict that constrained the trial court's
application of section 654. However, the McCoy court's reference to the constraints
imposed on a trial court's discretion under section 654 relied on People v. Siko (1988) 45
Cal.3d 820, in which both the charging instrument and the verdict itself had specified the
lewd conduct conviction was predicated on two specific sex offenses of which the
defendant was convicted, and that convinced the Siko court the prosecution would not be
allowed to posit an alternative factual basis (based on the evidence at trial) for two
generic molestation convictions other than the two specific sex acts for which the jury
had also convicted the defendant, and therefore held section 654 precluded punishment
for the generic offenses as well. (Siko, supra, at pp. 825-826.) Because no analogous
specification is present here, neither McCoy nor Siko support Fredrick's and Stafford's
argument. (Accord, People v. Centers (1999) 73 Cal.App.4th 84, 100-101 [neither the
information nor the verdicts specified a particular victim of the burglary and its firearm
enhancement and therefore court could make factual finding on that issue for purposes of
applying section 654.].)
Our conclusion as to Brooks, however, is that section 654 does bar imposition of
both a sentence on the torture count and an unstayed sentence on the section 12022.7
enhancement. The GBI enhancement appended to the robbery count required a finding
57
that Brooks personally inflicted the great bodily injury to Frank (People v. Cole (1982)
31 Cal.3d 568, 572 [§ 12022.7 applies only to those who personally inflict the injury and
"necessarily excludes those who may have aided or abetted the actor directly inflicting
the injury"], 572-573), and the People concede the only great bodily injury personally
inflicted by Brooks on Frank was the same great bodily injury—the injuries caused by the
heated utensils—that was the requisite great bodily injury aspect of the torture count.
Under these circumstances, section 654 applies to preclude imposition on Brooks of both
a sentence on the torture count and an unstayed sentence on the section 12022.7
enhancement.
DISPOSITION
The judgment of conviction on the section 186.22, subdivision (a), offense, as
alleged in count eight, is reversed as to all defendants. The term imposed on Brooks for
the conspiracy conviction, as alleged in count one, and the term imposed on Brooks for
the true finding on the section 12022.7 enhancement appended to count three, shall be
stayed pursuant to section 654. On remand, the court shall amend the abstract of
judgment to reflect these changes. In all other respects, the judgments are affirmed.
McDONALD, J. WE CONCUR:
HALLER, Acting P. J.
AARON, J.
58
AI Brief
AI-generated · verify before citing
Holding. The court affirmed the defendants' convictions and sentences, finding no error in the trial court's denial of the Wheeler/Batson motion or the admission of gang-related expert testimony.
Issues
Whether the trial court erred in denying the defendants' Wheeler/Batson motion regarding the prosecution's peremptory challenges.
Whether the evidence was sufficient to support the gang enhancement and active participation convictions.
Whether the trial court erred in admitting expert testimony regarding gang affiliation and hearsay evidence.
Whether the trial court erred in denying the motion to bifurcate the gang allegations.
Disposition. Affirmed in part and reversed in part.
Quotations verified verbatim against the opinion
“The prosecution articulated two race neutral reasons for excusing juror D.L.: it was concerned she might be overly critical of a prosecution witness's testimony, and it wanted to avoid the appearance of "stacking" the jury.”
“The record below satisfies us that the trial court did conduct a sincere and reasoned effort to evaluate the nondiscriminatory justifications offered”