response to comments on the draft EIR, the emergency outlet extension was split off into
a separate environmental review process, and the final EIR at issue considers only dam
remediation and outlet tower replacement.
Paulek contends on appeal that the lack of an emergency outlet extension
constitutes a significant environmental impact that the project as finally approved fails to
mitigate, and that the separation of the emergency outlet extension into a different project
constitutes impermissible segmentation. He further contends that the Department did not
adequately respond to written comments submitted by “Friends of the Northern San
Jacinto Valley,” an organization of which Paulek is the “Conservation Chair.”1 In
response, the Department argues that Paulek lacks standing, and the petition in any case
fails on its merits.
For the reasons discussed below, we agree with the trial court that Paulek has
standing, and find no abuse of discretion in its denial of the petition on its merits. We
therefore affirm.
1 Paulek brought suit on his own behalf, rather than as an organizational representative; Friends of the Northern San Jacinto Valley is not party to the present action.
2
I. FACTS AND PROCEDURAL BACKGROUND
Perris Dam and Reservoir is a multipurpose facility known collectively as Lake
Perris, located within the Lake Perris State Recreation Area in Riverside County. Perris
Dam was built in 1972. A foundation study of the dam—completed by the Department in
2005 and utilizing recent significant advances in soil liquefaction engineering—showed
structural deficiencies in its capacity to withstand seismic events not revealed in earlier
studies. The 2005 report recommended immediately reducing the water level in the
reservoir, remediation measures to improve the long-term seismic stability of the dam’s
foundation, and further study, including a seismic review of the dam’s outlet tower.2
The Department responded to the first recommendation of the report by reducing
the amount of water held by the dam by about 40 percent. Department staff also
developed a proposal for long-term improvements to the dam with three parts:
(1) remediation of the structural deficiencies in the dam’s foundation through various
measures; (2) replacement of the facility’s existing outlet tower, the structural integrity of
which was found upon further seismic review to be deficient; and (3) construction of a
new “emergency outlet extension.”
The third part of the planned improvements, the emergency outlet extension, was
not recommended or even considered by the 2005 report. The Department proposed it,
however, because the emergency water release facilities of the dam, as originally
2 The outlet tower is a 105-foot-tall freestanding structure containing a number of valves at various elevations, the function of which is to convey water to The Metropolitan Water District of Southern California’s delivery facility located near the dam, and to allow for release of water during emergencies.
3
constructed, were designed to discharge water overland, inundating up to 2700 acres of
flood plain downstream from the dam, and allowing the water to find its own path to the
Perris Valley Storm Drain. Since the dam’s construction in 1972, however, substantial
residential developments had been built in that previously-empty flood plain. The
emergency outlet extension would create a safe route—a two-mile-long path, either
underground or in an open channel—for such water to flow, if necessary.
On June 1, 2007, the Department issued a notice of preparation of a draft EIR
regarding the three-part proposal. The written comments received in response to the
notice of preparation include, as relevant here, comments from Friends of the Northern
San Jacinto Valley, an organization with which Paulek is associated, but which were
drafted for the signature of the organization’s president, Ann L. Turner-McKibben.
In January 2010, the Department issued a draft EIR for the “Perris Dam
Remediation Program,” analyzing the environmental impacts of the three-part proposal.
On February 3, 2010, the Department conducted a public workshop to discuss the draft
EIR and the proposed activities. Paulek participated in this meeting, as will be discussed
in more detail below. Additionally, on April 10, 2010, Friends of the Northern San
Jacinto Valley submitted written comments with respect to the draft EIR, signed by
Paulek in his capacity as “Conservation Chair” of that organization.
In the final EIR, dated September 2011, the Department removed the emergency
outlet extension component of the proposal; this change was in response to comments
4
received suggesting consideration of new alternatives.3 With respect to the dam
remediation and outlet tower replacement portions, the Department certified the final EIR
on November 18, 2011, and issued a notice of determination.
Paulek filed his initial petition for a writ of mandate on December 21, 2011; the
operative first amended petition was filed August 7, 2012. On September 27, 2013, the
trial court heard oral argument with respect to the first amended petition. On October 1,
2013, the trial court issued a minute order denying the first amended petition, attaching a
14-page “Subsequent Ruling on Submitted Mandamus Petition” explaining its decision.
Judgment was entered on October 24, 2013.
II. DISCUSSION
A. Paulek Satisfied CEQA Prerequisites for Bringing His Petition.
The Department contends Paulek “lacks standing” to challenge the project
approval because he failed to comply with the requirements of Public Resources Code
section 21177, subdivision (b).4 The Department argues that Paulek’s comments during
the public hearing on the project constituted questions, but not objections, and therefore
do not satisfy the prerequisite for bringing a petition to challenge the Department’s
approval of the final EIR. We are not persuaded.
3 The various alternatives for the emergency outlet extension are being considered as a separate project with a separate CEQA review. The trial court took judicial notice of the notice of preparation for the “DWR Perris Dam Emergency Release Facility Project EIR,” issued on September 9, 2013, as well as a printout of a PowerPoint presentation made at the scoping meeting for that project, held September 19, 2013. 4 Further statutory references are to the Public Resources Code unless otherwise indicated.
5
“‘Only a proper party may petition for a writ of mandate to challenge the
sufficiency of an EIR or the validity of an act or omission under CEQA.’”5 (Center for
Biological Diversity v. County of San Bernardino (2010) 185 Cal.App.4th 866, 889.)
Section 21177 requires a petitioner to have “objected to the approval of the project orally
or in writing during the public comment period provided by this division or prior to the
close of the public hearing on the project before the filing of the notice of determination
pursuant to Sections 21108 and 21152.” (§ 21177, subd. (b).) “‘[G]eneralized
environmental comments’” or “‘relatively . . . bland and general references to
environmental matters’” or ‘“isolated and unelaborated comment[s]’” are insufficient, but
comments need only “‘“be sufficiently specific so that the agency has the opportunity to
evaluate and respond to them”’” to constitute an objection that confers standing. (Sierra
Club v. City of Orange (2008) 163 Cal.App.4th 523, 536.) Any person who objected to a
CEQA approval on some ground may also raise issues presented to the agency by any
other person who objected. (§ 21177, subd. (a); see Maintain Our Desert Environment v.
Town of Apple Valley (2004) 124 Cal.App.4th 430, 439 [Fourth Dist., Div. Two]
[“[section 21177] permits any person who objected to raise any ground asserted as an
objection by any other objecting party”].)
5 Whether section 21177, subdivision (b) is better viewed as a requirement to obtain standing or an application of the exhaustion of administrative remedies doctrine is an academic debate in which we need not take sides. (See Tahoe Vista Concerned Citizens v. County of Placer (2000) 81 Cal.App.4th 577, 589-591 [discussing whether section 21177 is properly considered an exhaustion of remedies statute or a standing requirement].) Either way, satisfaction of section 21177, subdivision (b) is a “jurisdictional prerequisite to maintenance of a CEQA action.” (Bakersfield Citizens for Local Control v. City of Bakersfield (2004) 124 Cal.App.4th 1184, 1199.)
6
At the public workshop with respect to the draft EIR, Paulek expressed concern
that the proposed remediation measures with respect to Perris Dam’s structural integrity,
as he understood them, were insufficient, commenting: “[O]ne thing that’s not clear to
me is will this solution fix the problem? . . . [¶] It . . . looks like you’re building another
dam in front of the existing dam. . . . [¶] . . . [¶] . . . Is this going to work?” He asked a
further question about why the capacity of the proposed emergency outlet extension,
which was still a part of the project at the time, was less than the existing emergency
release capability, implicitly expressing concern that the new structure’s capacity would
be sufficient.6 These are not generalized environmental comments, but rather
expressions of concern specifically regarding the proposed project—essentially,
objections—that are sufficiently specific in both subject and level of detail to allow the
Department to evaluate and respond to them. As such, Paulek satisfied the prerequisite
codified in section 21177, subdivision (b), for bringing his petition.
The Department argues to the contrary that, because Paulek’s comments were
phrased as questions, they do not constitute objections in the meaning of section 21177.
The Department presents no case law in support of its narrow definition of “objection,”
and we are aware of none. Moreover, a comment that raises questions about whether a
proposed project will in fact solve the problem it is supposed to remedy is fairly
understood as an expression of disapproval, no matter whether phrased as a declarative
6 According to the draft EIR, the existing emergency release structures were designed to accommodate the release of 3800 cubic feet per second of water; the proposed new emergency release structures would accommodate release of up to 1500 cubic feet per second.
7
sentence or a question. As such, it constitutes an “objection,” even under the definition
of the word proposed by the Department, adopted from an online dictionary, which
includes “‘a feeling or expression of disapproval.’” The same reasoning applies to a
comment that raises questions about why a proposed structure that has less capacity than
the one it is replacing.
The Department further suggests that Paulek should not be understood to have
“objected” within the meaning of section 21177, subdivision (b), because he “raised no
environmental issues whatsoever,” instead only “ask[ing] questions about whether the
project will achieve its objectives . . . .” This argument ignores that CEQA explicitly
requires balancing of the expected benefits of a project against its unavoidable adverse
the decision-making agency to balance, as applicable, the economic, legal, social,
technological, or other benefits . . . of a proposed project against its unavoidable
environmental risks when determining whether to approve the project.”].) An objection
challenging a project’s purported benefits is just as pertinent to the required balancing
analysis as an objection regarding environmental risks, and is equally adequate for
satisfying section 21177, subdivision (b).
In short, Paulek satisfied the prerequisites for bringing his petition articulated in
section 21177, subdivision (b).7 We turn now to the merits of the petition.
7 Having concluded that Paulek satisfied the requirements of section 21177, subdivision (b), we need not consider whether the exception to those requirements in section 21177, subdivision (e) applies, as Paulek has argued.
8
B. Paulek’s Challenges to the Department’s Approval of the Final EIR Lack Merit.
1. Standard of review.
In reviewing compliance with CEQA, we review the agency’s action, not the trial
court’s decision; “in that sense appellate judicial review under CEQA is de novo.”
(Vineyard Area Citizens for Responsible Growth, Inc. v. City of Rancho Cordova (2007)
40 Cal.4th 412, 428.) The agency’s action is reviewed for prejudicial abuse of discretion.
(§ 21168.5.) An agency abuses its discretion if it fails to proceed in a manner required by
law or if substantial evidence in the record does not support the agency’s decision. (Save
Our Peninsula Committee v. Monterey County Bd. of Supervisors (2001) 87 Cal.App.4th
99, 117.) “[A]n EIR is presumed adequate [citation], and the [petitioner] in a CEQA
action has the burden of proving otherwise.” (State of California v. Superior Court
(1990) 222 Cal.App.3d 1416, 1419.)
2. Removal of the emergency outlet extension from the final EIR does not leave a
significant environmental impact of the project unmitigated.
Paulek contends that the decision to remove the new emergency outlet extension
from the project leaves a significant environmental impact of the project unmitigated,
pointing to the flooding that would occur in residential areas downstream of the dam in
the event of an emergency water release, absent the emergency outlet extension. This
argument fails, because nothing in the administrative record suggests the proposed dam
remediation or outlet tower replacement activities will cause or increase the risk of
flooding that the emergency outlet extension is intended to remedy.
9
CEQA requires that public agencies “mitigate or avoid the significant effects on
the environment of projects that it carries out or approves whenever it is feasible to do
“‘“The determination of the sufficiency of the agency’s responses to comments on the
draft EIR turns upon the detail required in the responses. [Citation.] Where a general
comment is made, a general response is sufficient.”’” (Gilroy Citizens, supra, 140
Cal.App.4th at p. 937.) “Satisfactory responses to comments ‘“may be provided by
reference to the EIR itself.”’” (Ibid.)
First, the April 10, 2010, letter comments that the draft EIR ignores or gives “short
shrift” to comments submitted in the July 2, 2007, letter.8 It further asserts that the draft
EIR “fails as a CEQA information document” in that it “does not provide the necessary
information and analysis for the public, lead, responsible, and trustee agencies to make
informed well reasoned decisions on this project.” The Department’s response in the
final EIR is as follows: “The draft EIR adequately discusses the types and level of
impacts this project will have on the environment.” Paulek contends this response was
legally inadequate.
The Department’s response was sufficient. First, the Department had no
obligation to respond to the July 2, 2007, letter. A response is required only with respect
to comments “from persons who reviewed the draft EIR.” (Cal. Code Regs., tit. 14,
§ 15088. subd. (a).) On July 2, 2007, there were no such persons, because the draft EIR
had not been circulated. Second, the April 10, 2010, comment references the earlier
8 This portion of the letter is referred to as Comment 15A in DWR’s responses.
17
letter, but provides no specific examples of how the draft EIR “fails as a CEQA
information document,” or what sort of “necessary information and analysis” was omitted
from the draft EIR. As noted, a general comment requires only a general response.
(Gilroy Citizens, supra, 140 Cal.App.4th at p. 937.)
Second, the April 10, 2010, letter states that it attaches a “1979 Mitigation
Agreement,” to which the Department was a party, so that it may be included in the
administrative record. With respect to that agreement, the letter alleges that the draft EIR
failed to analyze environmental impacts on lands beneath the dam, or to address the need
for “wildlife mitigation replacement lands.”9 The Department’s response acknowledges
that the 1979 Mitigation Agreement will become a part of the administrative record,
because all comments submitted become a part of the administrative record.10
Additionally, the Department’s response points to specific portions of the draft EIR
analyzing permanent and temporary environmental impacts on lands beneath the dam.
The response affirms that permanent environmental impacts will be mitigated as required,
and notes that various other governmental agencies will have to be involved in
identifying any necessary replacement lands.
Paulek complains that the Department’s response is “completely devoid of any
direct discussion of the [1979 Mitigation Agreement]” but points to no authority
supporting the notion that such “direct discussion” was required. To the contrary, it is
9 These comments are referred to as Comment 15B in the Department’s responses. 10 The 1979 Mitigation Agreement is included in the administrative record, as stated in the Department’s response.
18
perfectly appropriate for the Department to provide a response by reference to the
portions of the draft EIR in which the environmental impacts raised by the comment are
analyzed. (Gilroy Citizens, supra, 140 Cal.App.4th at p. 937.) Paulek further complains
that the response does not “describe the disposition of the significant environmental
issues raised,” apparently demanding a complete accounting of what specific parcels will
be used as replacement for any land permanently impacted by the projects. But the
response adequately explains that approval of various other public agencies will be
necessary before such identification could be accomplished, and affirms the
Department’s intention to fully comply with applicable mitigation requirements. We
conclude the Department’s response fully complies with CEQA’s requirement to
demonstrate good faith, reasoned analysis.
Paulek’s reliance on The Flanders Foundation v. City of Carmel-by-the-Sea
(2012) 202 Cal.App.4th 603, is misplaced. In that case, a comment proposed specific
mitigation measures, and the agency involved failed to provide any response to the
suggestion. (Id. at pp. 615-616.) Here, the Department did respond to the comment at
issue by pointing to the portions of the draft EIR that perform the analysis demanded, and
affirming the Department’s intention to comply with the mitigation requirements
referenced. Paulek additionally cites Katzeff v. California Deptartment of Forestry &
Fire Protection (2010) 181 Cal.App.4th 601, 614, for the proposition that “ . . . where a
public agency has adopted a mitigation measure for a project, it may not authorize
destruction or cancellation of the mitigation . . . without reviewing the continuing need
for the mitigation, stating a reason for its actions, and supporting it with substantial
19
evidence.’” But it is not apparent what this proposition has to do with the proverbial
price of tea in China. Nothing in the Department’s response, or anywhere else in the
administrative record, suggests that the Department has authorized or contemplates
“destruction or cancellation” of any mitigation measure.
The April 10, 2010, letter further attaches a Department of Fish and Game
authorization implementing the “Stephens’ Kangaroo Rat Habitat Conservation Plan
(SKR HCP), and requests its inclusion in the administrative record. It also cites various
provisions of law related to the SKR HCP, including the role of the Riverside County
Habitat Conservation Agency (RCHCA) regarding the Stephens’ kangaroo rat under
California’s Endangered Species Act, and requirements for mitigation of “incidental
take” of endangered species generally.11 The Department’s response points to portions
of the draft EIR discussing the Stephens’ kangaroo rat and the SKR HCP, acknowledges
that RCHCA approval will be needed for any impacts within the area governed by the
SKR HCP, and cites to a mitigation measure requiring the Department to comply with the
requirements of the SKR HCP.12
Again, the rule that a general comment requires only a general response applies.
Paulek fails to identify specifically any manner in which this response is deficient, and
we can discern none.
11 These comments are referred to as Comment 15C in the Department’s responses. 12 The authorization regarding the SKR HCP is included in the administrative record, as Paulek had requested.
20
The April 10, 2010, letter further asserts that the “Draft EIR fails to properly
qualify and quantify the incidental take this project will precipitate on the endangered
[Stephens’ kangaroo rat],” and fails to fully minimize or mitigate such incidental take, or
to conduct an analysis of the cumulative impact of the proposed activity together with
other past and reasonably foreseeable future activities.13 The Department’s response
points to its analysis in the draft EIR with respect to potential impacts on biological
resources, explicitly including analysis of impacts on the Stephens’ kangaroo rat, and
including a detailed cumulative impact analysis. The response further points to surveys
conducted and included in the administrative record that found no Stephens’ kangaroo
rats would be directly impacted by the project, because none were located in project
areas, and the areas anticipated to be impacted by the projects have not been identified as
historically occupied by the Stephens’ kangaroo rat. The response also refers to
discussion in the EIR of mitigation measures adopted with respect to any potential
impacts, and acknowledges again that compliance with the SKR HCP would be required,
including approvals from the RCHCA for any temporary or permanent impacts to
grasslands.
Paulek asserts that this response is overly general and fails to respond in detail to
the “significant environmental issues” raised by the comments. Again, however,
response by reference to the draft EIR itself is permissible. (Gilroy Citizens, supra, 140
Cal.App.4th at p. 937.) Paulek provides no cogent analysis as to why the referenced
13 These comments are referred to as Comment 15D in the Department’s responses.
21
sections of the draft EIR are not responsive to the comments. For example, Paulek insists
that the Department’s “failure to address the cumulative impact of taking SKR habitat
within the SKR reserve is particularly egregious.” He fails to articulate, however, any
reason why the cumulative impact analysis that is in the draft EIR—the comment’s false
assertion of a complete lack of such analysis notwithstanding—does not suffice. And he
ignores entirely the circumstance that CEQA does not require exhaustive analysis of
cumulative impacts shall reflect the severity of the impacts and their likelihood of
occurrence, but the discussion need not provide as great detail as is provided for the
effects attributable to the project alone.”] Further, the response acknowledges that the
Department would be required to comply with the SKR HCP and obtain the approvals
required under that conservation plan, which was specifically designed to facilitate
preservation and management of habitat occupied the Stephens’ kangaroo rat within a
large area encompassing multiple developments.14 (See Banning Ranch, supra, 211
Cal.App.4th at p. 1231 [discussing purpose of conservation plan].)
In sum, Paulek has failed to meet his burden of showing the Department’s
responses to written comments regarding the draft EIR to be inadequate.
14 To the extent Paulek may suggest compliance with the SKR HCP is insufficient to protect the Stephens’ kangaroo rat, that is a matter beyond the scope of this action, and should have been raised during proceedings regarding the adoption of the SKR HCP.
22
III. DISPOSITION
The judgment appealed from is affirmed. Defendant and Respondent California
Department of Water Resources shall recover its costs on appeal.
CERTIFIED FOR PUBLICATION.
HOLLENHORST Acting P. J. We concur:
KING J.
CODRINGTON J.
23
AI Brief
AI-generated · verify before citing
Holding. The court held that the Department of Water Resources did not violate the California Environmental Quality Act (CEQA) by removing an emergency outlet extension from the Perris Dam Remediation Project, as the removal did not constitute improper project segmentation and the remaining project components did not create unmitigated environmental impacts.
Issues
Whether the petitioner had standing to challenge the EIR approval under Public Resources Code section 21177.
Whether the removal of the emergency outlet extension from the final EIR constituted improper project segmentation.
Whether the final EIR failed to mitigate significant environmental impacts by removing the emergency outlet extension.
Whether the Department provided adequate responses to written comments submitted during the CEQA process.
Disposition. Affirmed.
Quotations verified verbatim against the opinion
“The emergency outlet extension would create a safe route—a two-mile-long path, either underground or in an open channel—for such water to flow, if necessary.”
“Environmental problems that would continue to exist even in the absence of any project are “part of the baseline conditions rather than program-generated environmental impacts . . . .””
“The Department’s initial decision to analyze each of the three proposed activities related to Lake Perris together in one draft EIR is not determinative, or even probative, of whether the emergency outlet extension is part of a single larger project”