California Court of Appeal Apr 7, 2014 No. D064600Unpublished
Filed 4/7/14 In re Ferguson CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL - FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re KENNETH MICHAEL FERGUSON D064600
on
Habeas Corpus.
Original proceeding on a petition for writ of habeas corpus. Relief granted.
Law Office of Marc Eric Norton and Marc Eric Norton for Petitioner.
Kamala D. Harris, Attorney General, Jennifer A. Neill, Assistant Attorney
General, Phillip Lindsay and Gregory J. Marcot, Deputy Attorneys General, for
Respondent.
Kenneth Ferguson was sentenced to a life sentence for his 1996 conviction for
torturing his wife, Alida Ferguson. In August 2010, the Board of Parole Hearings
(Board) found Ferguson not suitable for parole. Ferguson challenged the Board's
decision, contending it was arbitrary and capricious because the reasons given by the
Board did not support the conclusion that he remains an unreasonable risk to public
safety if granted parole. We agreed and granted relief. (In re Ferguson (Dec. 19, 2012,
D061630) [nonpub. opn.], (Ferguson I).) We remanded to the Board to hold a new
hearing in accordance with due process of law, our decision and the Supreme Court's
decision in In re Prather (2010) 50 Cal.4th 238 (Prather).
In April 2013, the Board held a new hearing and again concluded that Ferguson
history," stating "there had been some comments and concerns" and that it looked at his
employment, the "problematic" relationship with Alida, and Ferguson's admission that he
sometimes drank "more than [he] should have."
As Ferguson notes, a suitability factor of major importance on this record is
whether he committed the life crime as a result of significant long-term stress. (Cal.
Code Regs., tit. 15, § 2281, subd. (d)(4).) Although the Board never expressly
acknowledged that the record supports a finding that Ferguson committed the life crime
as a result of significant long-term stress, it stated that "[i]n the time leading up [to] the
commitment offense, you did appear to be having difficulty adjusting to [Alida's] request
for a divorce, as evidenced by her claims of you excessively crying and threatening
suicide." This statement amounts to an implied finding that Ferguson committed the life
crime as a result of long-term stress. Moreover, as we pointed out in Ferguson I,
13
Ferguson "committed a single horribly violent criminal act while subject to significant
and unusual emotional stresses that are not likely to recur." (Ferguson I, at p. 14) The
reports of Drs. Reynoso and Switzer, alone or in consideration with the entire record, do
not contain any evidence to rebut our conclusion and the Board is bound by it. (Prather,
supra, 50 Cal.4th at p. 258.)
Finally, the Board's decision never mentions that Ferguson's advanced age reduces
the probability of recidivism. (Cal. Code Regs., tit. 15, § 2281, subd. (d)(7).)
Nonetheless, the Board did state in its decision that the life crime occurred in 1995 and
noted during the hearing that it considered Dr. Reynoso's evaluation, which included
Ferguson's date of birth and that Ferguson was 70 years old. We conclude that the
evidence in the record shows that Ferguson's advanced age is rationally indicative only of
suitability for parole, not unsuitability, and does not establish any likelihood that
Ferguson would present a risk to public safety if released on parole.
Accordingly, we reject Ferguson's contention that relief must be granted because
the Board's decision was procedurally flawed in that it did not reflect "due consideration"
of all specified statutory and regulatory factors as applied to the individual prisoner.
(Shaputis II, supra, 53 Cal.4th at p. 210; In re Stoneroad (2013) 215 Cal.App.4th 596,
616.)
Thus, we turn to the unsuitability factors addressed by the Board. As we shall
discuss, the Board's consideration of the unsuitability factors is procedurally flawed as
the evidence does not support the Board's finding that Ferguson lacks insight and, even
assuming arguendo that a modicum of evidence supports this unsuitability factor, the
14
Board's reasoning does not establish a rational connection between this finding and the
Board's ultimate conclusion that Ferguson is currently dangerous. (Shaputis II, supra, 53
Cal.4th at p. 221.)
2. Unsuitability Factors Cited by the Board
As a preliminary matter, we note that individualized consideration of all relevant
factors is not satisfied by some rote or pro forma recitation on the record of the suitability
factors followed by a conclusion that the suitability factors are outweighed by evidence
showing unsuitability for parole. Rather, the Board is obligated by statute and regulation
to set forth its reasoning. (§§ 3042, subd. (c), 3041.5, subd. (b)(2); Cal. Code Regs.,
tit. 15, §§ 2254, 2255.) Here, while the Board's decision contains a pro forma statement
that "the circumstances that make you unsuitable for parole . . . outweigh the positive
aspects of your case[,]" we cannot discern the Board's reasoning for this conclusion.
We also note that at the hearing, Deputy District Attorney Richard Sachs urged the
Board to state a nexus existed between Ferguson's lack of insight and current
dangerousness, arguing that this would satisfy the guidelines set forth in Ferguson I. The
Board properly declined this invitation to make a pro forma recitation on the record of
some "magic words." The duty of the Board is to give individualized consideration to all
relevant factors and explain its reasoning why evidence of a particular unsuitability factor
shows that the inmate is currently dangerous. (Rosenkrantz, supra, 29 Cal.4th at pp. 676-
677; Lawrence, supra, 44 Cal.4th at pp. 1210, 1212.) We need reasoning, not magic
words. (As an aside, we point out that attorneys owe a duty to "maintain the respect due
to the courts of justice and judicial officers." (Bus. & Prof. Code, § 6068, subd. (b),
15
italics added.) Our review of attorney Sachs's arguments to the Board show that some of
his comments crossed the line.)
The Attorney General contends the Board provided "ample reasoning" to support
its conclusion that Ferguson is currently dangerous. As support for this contention, the
Attorney General does not cite any specific portion of the Board's decision; rather, it cites
to the entire decision. This citation is not helpful and wholly insufficient. Thus, with
little help from the Attorney General, we review the Board's decision to determine
whether evidence of unsuitability exists and, if so, whether the evidence of unsuitability
supports its conclusion that Ferguson is currently dangerous.
a. Unsuitability Factor: Counseling Chrono
During the hearing, the Board acknowledged that Ferguson had no history of
discipline, but that he picked up a "counseling chrono" in January 2013 which it
described as "not disciplinary in nature, per se, but more of a warning" for "some tenting
in his area on the bedframe." Ferguson's cellmate signed an affidavit taking
responsibility for the infraction, which Ferguson presented to the Board.
Although recent discipline may provide a basis for denying parole, such discipline
"supports a denial of parole only if it is rationally indicative of the inmate's current
dangerousness." (Shaputis II, supra, 53 Cal.4th at p. 219.) In denying parole, the Board
noted that Ferguson had acquired a single "counseling chrono." The Board, however, did
not find that this new evidence, either alone or in connection with the entire record,
supported a finding of unsuitability for parole or evidence current dangerousness. Rather,
as other courts have noted, nonviolent minor misconduct does not rationally support a
16
finding that an inmate is currently dangerous. (See, e.g., In re Palermo (2009) 171
Cal.App.4th 1096, 1110 ["Nothing in the record supports a conclusion that [an inmate]
poses a threat to public safety because he once engaged in the unauthorized use of a copy
machine, once participated in a work strike, and once was found in possession of a fan
stolen by his roommate."]; In re Hunter (2012) 205 Cal.App.4th 1529, 1543 [same].) We
conclude that this new evidence, when viewed with other evidence in the record, does not
support the Board's conclusion that Ferguson poses an unreasonable risk of danger if
released from prison.
b. Unsuitability Factor: Lack of Insight
The Board is required to consider an inmate's "past and present attitude toward the
crime" (Cal. Code Regs., tit. 15, § 2281, subd. (b)) and "the presence of remorse." (Cal.
Code Regs., tit. 15, § 2281, subd. (d)(3)). Remorse includes indications that the inmate
"understands the nature and magnitude of the offense." (Ibid.) These factors fit within
the descriptive category of " 'insight.' " (Shaputis II, supra, 53 Cal.4th at p. 218.) "[A]
'lack of insight' into past criminal conduct can reflect an inability to recognize the
circumstances that led to the commitment crime; and such an inability can imply that the
inmate remains vulnerable to those circumstances and, if confronted by them again,
would likely react in a similar way." (In re Rodriguez (2011) 193 Cal.App.4th 85, 98.)
In inmate's level of insight as reflected by " 'changes in a prisoner's maturity,
understanding, and mental state' are 'highly probative . . . of current dangerousness.' "
(Shaputis II, supra, 53 Cal.4th at p. 218.) "Thus . . . the presence or absence of insight is
a significant factor in determining whether there is a 'rational nexus' between the inmate's
17
dangerous past behavior and the threat the inmate currently poses to public safety."
(Ibid.)
We concluded in Ferguson I that Ferguson's expressions of remorse were
consistent, undisputed and dated back to at least 2006. (Ferguson I, at p. 14.) This
conclusion is binding on the Board unless some new evidence, when considered in
conjunction with the entire record, supports a contrary finding. (Prather, supra, 50
Cal.4th at p. 258.) In its decision, the Board did not find that Ferguson lacked remorse,
nor did it cite lack of remorse as a basis for its ultimate conclusion that Ferguson posed
an unreasonable risk to public safety if paroled. Although the Board read into the record
Dr. Reynoso's written comment that Ferguson's level of regret for harming Alida was
refuted by a notation in a Mental Health Interdisciplinary Note dated in 2007, nothing in
the Board's decision suggests it considered this comment probative on Ferguson's current
level of remorse. Rather, the Board found that Ferguson "lack[ed] insight into the
causative factors of [his] conduct" and this was its "primary concern." After weighing
the evidence, the Board found Ferguson currently dangerous and unsuitable for parole
because his lack of insight outweighed the positive aspects of his case. As evidentiary
support for this conclusion the Board cited Ferguson's failure to speak about the crime at
the hearing, and the evaluations by Drs. Reynoso and Switzer. We turn to the record to
evaluate whether the Board reasonably interpreted the evidence and whether the evidence
supports the Board's finding that Ferguson lacks insight into the causative factors of his
conduct.
18
As new evidence, the Board first cited Ferguson's exercise of his right to not speak
about the crime, stating this action "eliminated the opportunity for the Panel to make an
independent assessment as to your current insight into the commitment offense."
California Code of Regulations, title 15, section 2236, provides in part: "A prisoner may
refuse to discuss the facts of the crime in which instance a decision shall be made based
on the other information available and the refusal shall not be held against the prisoner."
(Italics added.)
In Shaputis II, our high court summarized five fundamental principles governing
our review of parole decisions, including that "[t]he inmate has a right to decline to
participate in psychological evaluation and in the hearing itself. That decision may not
be held against the inmate." (Shaputis II, supra, 53 Cal.4th at p. 221.) The Board
violated this principle by using Ferguson's refusal to speak about the crime at the hearing
as "evidence" that Ferguson lacked insight into the causative factors of his conduct.
Because Ferguson's refusal to discuss the facts of the crime with the Board cannot be
used as evidence of a lack of insight, this fact does not support a finding of current
dangerousness. Similarly, the Board cannot "hold a refusal to discuss the crime against
the inmate when it weighs the credibility of [recent] information against other evidence in
the record." (Id. at p. 212.)
The Board then reviewed the new evidence in the record; namely, the reports from
Drs. Reynoso and Switzer, in connection with the entire record. Thus, we review this
new evidence to determine whether it, when viewed with historical information, supports
19
the Board's conclusion that Ferguson lacks insight into the causative factors of his
conduct.
The Board relied heavily on Dr. Reynoso's written report in its decision. It quoted
extensively from Dr. Reynoso's report and seemingly adopted Dr. Reynoso's statements
as evidentiary support for its conclusion that Ferguson lacked insight and was thus
currently dangerous. We are troubled by the Board's use of Dr. Reynoso's report as
evidence of Ferguson's insight as it ignores that Dr. Reynoso did not assess Ferguson's
current level of insight into the causative factors pertaining to the life crime.
Dr. Reynoso specifically noted in her report that because she did not conduct a
clinical interview she could not assess "whether or not there have been changes and/or
improvements to Mr. Ferguson's understanding of the causative factors of the life crime
or whether he is more accepting about the true extent of the victim's injuries." Again, the
Board cannot hold Ferguson's refusal to participate in the psychological evaluation
against him. (Shaputis II, supra, 53 Cal.4th at p. 221.)
Because Dr. Reynoso did not assess Ferguson's current level of insight or attitude
toward the injuries he inflicted, the Board could not use Dr. Reynoso's summary of
historical information as some evidence that Ferguson currently lacked insight into the
causative factors pertaining to the life crime and was thus currently dangerous.
Moreover, Dr. Reynoso's ultimate conclusion that Ferguson presented a "low" risk of
violence undercuts any reliance by the Board on Dr. Reynoso's historical summary as
evidence of current dangerousness.
20
Dr. Reynoso noted that Ferguson "has not spoken about the amount of force he
perpetrated against [Alida] and the extent of her injuries with accuracy in the past."
(Italics added.) We agree. As we noted in Ferguson I, Ferguson initially claimed that
Alida had attacked him and "rationalized and denied aspects of his crime." (Ferguson I,
at p. 9.) It was not until 2004 that Ferguson took what an evaluator considered to be a
positive step, by writing two letters of remorse and admitting his violent crime. (Ibid.)
Thereafter, a 2006 evaluation "found that Ferguson took 'blame for his role and
[saw] his prior judgment as poor.' 'Ferguson stated that he [felt] terrible about his
behavior during the instant offense. He had felt frustrated and had some difficulties in
communicating with his wife. They were going through a divorce. Pent-up frustrations
and angry feelings had bubbled over to the instant offense. He said he feels very bad that
he hurt his wife and that she is having ongoing mental difficulties.' The evaluator
concluded, 'It appears, from what [Ferguson] stated during this evaluation, that he has
taken ownership of his thoughts and his feelings and responsibility for his actions during
the instant offense. It was noted that communicating was an important factor and it was
noted that his completion of his self-help and therapy rehabilitative course within the
CDCR in 2006 helped him to be able to articulate the lifestyle that he has chosen to live,
which is a healthy and law-abiding one.' " (Ferguson I, at p. 10.)
A 2008 evaluation similarly "concluded that Ferguson accepted responsibility for
the crime, stating Ferguson 'readily acknowledged responsibility for the crime. He listed
a number of stressors at the time of the crime that were affecting him: particularly,
abandonment issues and the stress of divorce. He acknowledges the fact that he went into
21
a rage and lost control. The inmate has been in the mental health program for many years
and has had a chance to explore his life crime through access to the mental health
department and other resources available to him. The inmate appears to have spent a
considerable amount of time attempting to understand his background and other
influences in the controlling case. [¶] It is unlikely that a requirement for further
exploration of the instant offense will produce more significant behavioral changes of a
positive or prosocial nature in the inmate.' " (Ferguson I, at pp. 10-11.) The Board
seemingly ignored this evidence and instead focused on Dr. Reynoso's statement that "in
the past" Ferguson had not accurately spoken about the force he used or the extent of
Alida's injuries.
The Board also relied on Ferguson's most recent psychological interview with
Dr. Switzer. The Board used Dr. Switzer's report to conclude that "inconsistencies"
existed between Ferguson's and Alida's version of the crime based on Ferguson's
prepared statement to Dr. Switzer. To the extent this was offered as a basis for the parole
denial, it is unsupported by the evidence. Ferguson's prepared statement to Dr. Switzer
addressed his remorse and insight into what caused the life crime. Other than stating that
he "agrees with the Prosecution's version of the events," Ferguson did not address the
facts of the crime in his prepared statement to Dr. Switzer. Thus, we are a bit befuddled
by the Board's finding that Ferguson's version of the crime as set forth in his prepared
statement to Dr. Switzer was inconsistent with Alida's version of the crime.
22
The Board also noted that in response to Dr. Switzer's request to define insight,
Ferguson stated " 'I don't use the term. I was not taught in class, and I have to think about
what it means, since it's such a vague concept.' " Ferguson then articulated, " '[s]ince
sight is to see, [insight is] the mirror, it's looking into myself.' " The Board stated it was
unreasonable for Ferguson to consider insight to be an unfamiliar and vague concept.
In Ferguson I, we noted that the Board picked Ferguson's words apart. (Ferguson I, at p.
11.) It appears the Board is again doing so. Dr. Switzer asked Ferguson to define insight
and Ferguson explained what the term meant to him. Ferguson's failure to define the
term to the Board's satisfaction is not rationally related to whether Ferguson has
developed insight into what caused his crime, a matter left to the Board's determination.
As our high court explained "expressions of insight and remorse will vary from prisoner
to prisoner and . . . there is no special formula for a prisoner to articulate in order to
communicate that he or she has gained insight into, and formed a commitment to ending,
a previous pattern of violent behavior." (Shaputis, supra, 44 Cal.4th at p. 1260, fn. 18.)
Critically, neither Dr. Reynoso nor Dr. Switzer concluded that Ferguson lacked
insight into the causative factors of the crime. Dr. Switzer noted that Ferguson
"expressed that he now understands that the fear of abandonment/loss of his wife and son
and his standing in the community, along with his resentment toward [Alida] for wanting
to divorce him, were contributing factors to his explosive anger." Although Dr. Reynoso
could not opine on Ferguson's current level of insight, after thoroughly reviewing
Ferguson's entire record she concluded that Ferguson has "taken an increased level of
responsibility for his role in the crime, and . . . seems to understand the origins of his
23
anger at the time." She also found that Ferguson has "come to terms with the underlying
causes of [his] rage response, feelings of abandonment and grief over the loss of [his]
family structure." She also concluded that Ferguson presented a low risk of violence.
Dr. Reynoso came to these conclusions despite her concerns regarding Ferguson's past
expressions of insight and past verbalizations regarding the injuries he inflicted on Alida.
The Attorney General contends that in his prepared statement to the Board
Ferguson "completely failed to discuss" the magnitude of his crime and "blatant[ly]
disregard[ed]" the mental and physical suffering he caused his victims. The Attorney
General misrepresents the record. In his prepared statement, Ferguson stated that his "out
of control, violent behavior" was inexcusable. He described his actions as a "brutal
attack," admitted that he almost killed Alida by bludgeoning her, that he harmed his son
"in ways . . . he should not have been harmed," and that his "cowardly act" destroyed
Alida's life and their son's life. Ferguson's prepared statement to the Board cannot
rationally be considered an attempt to minimize the magnitude of his crime or the
suffering he caused his victims.
We do not reweigh the evidence; rather, we find that the new evidence, when
viewed in conjunction with the prior record, simply does not support the Board's
conclusion that Ferguson lacks insight into the causative factors of his life crime.
"Where, as here, undisputed evidence shows that the inmate has acknowledged the
material aspects of his or her conduct and offense, shown an understanding of its causes,
and demonstrated remorse, the [Board's] mere refusal to accept such evidence is not itself
a rational or sufficient basis upon which to conclude that the inmate lacks insight, let
24
alone that he or she remains currently dangerous." (In re Ryner (2011) 196 Cal.App.4th
533, 549.)
The Attorney General suggests the Board found that Ferguson's inaccurate
statements regarding his job history support a conclusion that Ferguson lacks credibility
and thus, the Board reasonably found that all of Ferguson's statements regarding his
insight lacked credibility. First, nothing in the Board's decision supports this suggestion.
The Board is required to state its reasoning. (§ 3042, subd. (c); Cal. Code Regs., tit. 15,
§ 2254.) Had the Board found that Ferguson's statements regarding his employment
history impacted his overall credibility and thus reasoned that Ferguson's current
expressions of insight were not credible and that Ferguson posed a danger to the
community if released on parole, it should have so stated. It did not. Moreover,
Ferguson will never qualify for parole under this type of analysis as his past statements
regarding his job history are an immutable factor.
In any event, for the sake of argument, we will infer the Board reasoned that
Ferguson's past statements regarding his job history indicate that his current expressions
of insight lacked credibility. While this lack of credibility is some evidence showing
potential unsuitability for parole, this is not the end of our review. Rather, we must look
for " 'whether there exists "some evidence" demonstrating that an inmate poses a current
threat to public safety. ' " (Shaputis II, supra, 53 Cal.4th at p. 209.)
As we pointed out in Ferguson I, "[i]t is not enough for the Board to simply state
we do not believe the inmate's expressions of insight and remorse and thus find the
inmate is currently dangerous. 'If simply pointing to the existence of an unsuitability
25
factor and then acknowledging the existence of suitability factors were sufficient to
establish that a parole decision was not arbitrary, and that it was supported by " 'some
evidence,' " a reviewing court would be forced to affirm any denial-of-parole decision
linked to the mere existence of certain facts in the record, even if those facts have no
bearing on the paramount statutory inquiry. Such a standard, because it would leave
potentially arbitrary decisions of the Board or the Governor intact, would be incompatible
with our recognition that an inmate's right to due process "cannot exist in any practical
sense without a remedy against its abrogation." ' (Lawrence, supra, 44 Cal.4th at
p. 1211.)" (Ferguson I, at p. 14.)
In summary, the Board did not reason that Ferguson's credibility issues regarding
his prior employment impacted his overall credibility. Even if the Board had used such
reasoning as a basis for concluding that Ferguson lacked insight into the causative factors
of his conduct, the existence of some evidence supporting a lack of insight is not the end
of the analysis. There must be some connection between the lack of insight and the
Board's conclusion that Ferguson is currently dangerous. We find no rational connection.
All of the experts who evaluated Ferguson concluded he did not pose a security risk. The
Board's determination that Ferguson is currently dangerous cannot be predicated upon "a
hunch or intuition." (Lawrence, supra, 44 Cal.4th at p. 1213.) Our review of the new
evidence and the entire record does not reveal a rational basis supported by some
evidence to support the Board's conclusion that Ferguson will pose an unreasonable risk
to public safety if paroled.
26
Although not addressed by the parties, we must comment on the Board's stated
reasoning for denying parole: "Today the Panel was unable, with any degree of
confidence, to determine your predictability, leaving the Panel with the conclusion that
this . . . predictability issue . . . does impact your current risk of danger." Our review of
the entire record does not support the Board's conclusion that Ferguson is unpredictable
and a danger to the public for this reason. Ferguson is college educated, has no history of
drug use or alcohol abuse, has no juvenile record and the life crime is his only adult
conviction. Other than the recent counseling chrono, Ferguson has no history of prison
discipline. Additionally, the Board acknowledged Ferguson's numerous
accomplishments and letters of support. We find no evidence in the record to support the
Board's conclusion that Ferguson presents as unpredictable and thus currently dangerous.
Finally, we acknowledge Alida's impassioned plea to the Board asking that
Ferguson remain incarcerated and expressing her belief that Ferguson "will murder" her
if released on parole. Although defense counsel characterized Alida's concerns as
"delusional," we do not. Unfortunately, the impact of a violent crime can be long-lasting
and, indeed, life-long. Alida's concerns, however, can be addressed by special parole
conditions, including continuous electronic monitoring. (Cal. Code Regs., tit. 15,
§§ 2513, subd. (g), 3010, 3540, et seq.)
27
DISPOSITION
The relief sought in the petition for writ of habeas corpus is granted. The Board is
directed to vacate its decision denying parole and thereafter proceed in accordance with
due process of law and consistent with the decision of this court. (Prather, supra, 50
Cal.4th 238.) The Board is bound by our "findings and conclusions regarding the
evidence in the record" and by our "conclusion that no evidence in the record before [us]
supports the Board's determination that [Ferguson] is unsuitable for parole." (Id. at
p. 258.) The Board is precluded from again denying parole unless some additional
evidence, considered alone or in conjunction with other evidence in the record, and not
already considered and rejected by us, supports a determination that Ferguson remains
currently dangerous. (Ibid.) In the interests of justice, this decision is made final as to
this court seven days from the date of filing. (Cal. Rules of Court, rule 8.387(b)(3)(A).)
McINTYRE, J.
I CONCUR:
McDONALD, J.
28
MCCONNELL, P. J., Dissenting.
I respectfully dissent. If a court grants habeas relief after concluding there is not
some evidence in the record to support the Board's determination a prisoner is unsuitable
for parole, the Board is bound by the court's conclusion. The Board may not again deny
parole "unless some additional evidence (considered alone or in conjunction with other
evidence in the record, and not already considered and rejected by the reviewing court)
supports a determination that the prisoner remains currently dangerous." (In re Prather
(2010) 50 Cal.4th 238, 258.) The additional evidence may be new. It may also be
existing evidence from the full record revealing additional grounds for denying parole.
(Ibid.)
In Ferguson's prior appeal, the majority noted Ferguson had continually expressed
insight and remorse for his crime, but concluded there was some evidence his statements
of insight and remorse lacked credibility. Nevertheless, the majority granted Ferguson
habeas relief because, in the majority's view, the Board did not adequately articulate a
nexus between Ferguson's lack of credibility and his present dangerousness.1 As this
basis for granting relief did not rely on an adverse evidentiary conclusion, the Board
arguably was not required to reference additional evidence to support its determination on
remand. Even assuming to the contrary, I believe there is some additional evidence in the
1 The majority also concluded there was not some evidence to support the Board's determination Ferguson lacked adequate parole plans. This is no longer an issue as, on remand, the Board determined Ferguson's parole plans were adequate.
record to support the Board's decision on remand and I would, therefore, deny habeas
relief.
It bears repeating "under the 'some evidence' standard, '[o]nly a modicum of
evidence is required. Resolution of any conflicts in the evidence and the weight to be
given the evidence are matters within the authority of [the Board . . . ] . . . . [T]he precise
manner in which the specified factors relevant to parole suitability are considered and
balanced lies within the discretion of [the Board . . . ] . . . . It is irrelevant that a court
might determine that evidence in the record tending to establish suitability for parole far
outweighs evidence demonstrating unsuitability for parole.' " (In re Shaputis (2011) 53
Cal.4th 192, 210 (Shaputis II), italics added.) Thus, "[w]hen reviewing a parole
unsuitability determination by the Board . . . , a court must consider the whole record in
the light most favorable to the determination before it, to determine whether it discloses
some evidencea modicum of evidencesupporting the determination that the inmate
would pose a danger to the public if released on parole. [Citations.] The court may
not . . . substitute its own credibility determination for that of the parole authority.
[Citations.] Any relevant evidence that supports the parole authority's determination is
sufficient to satisfy the 'some evidence' standard." (Id. at p. 214, italics added.)
In my dissent in the prior appeal, I described at length the record evidence
supporting a determination Ferguson's expressions of insight and remorse lacked
credibility. (In re Ferguson (Dec. 19, 2012, D061630) [nonpub. opn.] (dis. opn. of
McConnell, J., pp. 2-6).) This evidence has not changed and remains sufficient in my
view to support a determination Ferguson is currently dangerous. In addition to this 2
evidence and the other evidence in the full record, the Board on remand received a
comprehensive risk assessment from Dr. Kristina Reynoso, a private psychological
evaluation from Dr. Daisy K. Switzer, a prepared statement read by Ferguson, and
documents from Ferguson's former wife supporting her claims regarding Ferguson's lack
of credibility.2
The Board implicitly gave the most credence to Dr. Reynoso's assessment. As
Ferguson exercised his right to decline an interview with Dr. Reynoso, she based the
assessment on her review of Ferguson's file. She diagnosed Ferguson with "Major
Depressive Disorder, recurrent, mild, by history." She also diagnosed him with
"Personality Disorder Not Otherwise Specified with narcissistic features, provisional."
The second diagnosis was based on Ferguson's history, as related by his former wife, of
"overinflating his accomplishments, pathological lying, conning and manipulating
employers for his monetary gain, as well as demonstrating a marked lack of empathy
towards his wife in the face of divorce." The diagnosis was provisional because the
information underlying it was one-sided.
Dr. Reynoso noted she could not assess Ferguson's current insight into and
understanding of the causative factors of his crime without interviewing him.
Nonetheless, she noted "he has never verbalized the true extent of the injuries he inflicted
2 There was also evidence Ferguson had received a recent counseling chrono for unauthorized tenting in his cell. "A 'chrono' is an institutional documentation of information about inmates and inmate behavior." (In re Stoneroad (2013) 215 Cal.App.4th 596, 606, fn. 4.) It does not appear the Board gave appreciable weight to the chrono in reaching its decision. 3
upon his wife." She also observed "his level of regret for harming his wife was refuted
by a notation in a mental health interdisciplinary note dated 3/6/07, which indicated his
disdain for his wife, who at his hearing, apparently lied to the Board about his character."
Dr. Reynoso concluded Ferguson represented "a low or non-elevated risk of
violence." However, she identified several "risk factors correlated with future risk of
violent recidivism," including his past employment problems, his history of depression,
his personality disorder, and his failure to accurately acknowledge "the amount of force
he perpetuated against his wife and the extent of her injuries." Dr. Reynoso concluded
her report by stating, "[I]t does not seem as if [Ferguson] has yet to fully come to terms or
been willing to verbalize the extent of injuries he inflicted upon his wife. [He] may
benefit from taking a more probative look at the severity of his anger reaction towards his
source of irritation at the time (wife)."
Based on Dr. Reynoso's assessment and the Board's own review of the full record,
including Ferguson's inconsistent portrayals of himself, the crime, and his acceptance of
responsibility and remorse, the Board concluded Ferguson lacked insight into his crime.
Consequently, the Board "was unable, with any degree of confidence, to determine
[Ferguson's] predictability, leaving [it] with the conclusion that . . . the predictability
issue . . . does impact [Ferguson's] current risk of danger."
Dr. Reynoso's assessment provides more than a modicum of evidence to support
the Board's decision. Moreover, the Supreme Court has repeatedly observed "a parole
release proceeding is an attempt to predict by subjective analysis whether the inmate will
be able to live in society without committing additional antisocial acts." (In re Sturm
4
(1974) 11 Cal.3d 258, 266; accord, Shaputis II, supra, 53 Cal.4th at p. 219; In re
Rosenkrantz (2002) 29 Cal.4th 616, 655.) It logically follows the Board's inability to
make a favorable prediction will justify denial of parole at least where, as here, it is
caused by and supported by evidence of the inmate's ongoing lack of credibility as to his
insight and remorse. To conclude otherwise would fail to recognize the Board's superior
position to weigh evidence and make credibility determinations or to accord it the
deference due it under the separation of powers doctrine.
To support its decision to grant Ferguson relief, the majority emphasizes the
statements in Ferguson's prepared remarks and Dr. Switzer's evaluation. While the
record shows the Board considered this evidence, the Board implicitly gave the evidence
little weight, which was within its discretion to do and not unreasonable. As the majority
acknowledged in Ferguson's prior appeal, the Board had reason to question Ferguson's
credibility. He has a long history of providing misinformation and coloring facts to
portray himself in the best possible light. His utilization of a prepared statement and
decision not to discuss his case with the Board on remand, although his right, deprived
the Board of an opportunity to allay its credibility concerns. The Board was entitled to
take the record as it found itreplete with evidence Ferguson's remarks could not be
accepted at face value. (Shaputis II, supra, 53 Cal.4th at p. 212 ["An inmate who refuses
to interact with the Board at a parole hearing deprives the Board of a critical means of
evaluating the risk to public safety that a grant of parole would entail. In such a case, the
Board must take the record as it finds it."].)
5
Dr. Switzer's evaluation of Ferguson's insight and remorse consists almost
exclusively of quoting Ferguson's own statements on these points. The evaluation also
largely ignores Ferguson's former wife's claims and baldly asserts Ferguson is "not
personality disordered" without making any attempt to dispute Dr. Reynoso's contrary
diagnosis. Accordingly, the Board could have reasonably found the evaluation offered no
new information or helpful analysis.
The majority also repeatedly suggests the Board's statement of reasons was infirm.
Controlling case law requires the Board's decision to include "reasoning establishing a
rational nexus between [the relevant] factors and the necessary basis for the ultimate
decision—the determination of current dangerousness." (In re Lawrence (2008) 44
Cal.4th 1181, 1210.) The majority does not cite to any authority, nor am I aware of any,
requiring the Board to establish the requisite rational nexus with technical precision. In
my view, the Board articulated the requisite rational nexus by explaining Ferguson's lack
of credibility on the issues of insight and remorse made his current dangerousness too
unpredictable for the Board to confidently release him into the community.
While the Board's remarks about why it denied Ferguson parole may not have
been artful, this does not make them inadequate. The adequacy of a statement of reasons
is determined by whether the statement furthers its desired ends. (In re Pipinos (1982) 33
Cal.3d 189, 198.) In the parole context, the desired ends of a statement of reasons are to
"guard against careless decisions," inform inmates "of the reasons why parole was
denied," and aid judicial review. (In re Sturm (1974) 11 Cal.3d 258, 270.) As the
Board's decision accomplishes each of these ends, it is procedurally adequate.
6
Lastly, as I noted in my dissent in the prior appeal, the Supreme Court has
specifically reminded this court, "While the evidence supporting a parole unsuitability
finding must be probative of the inmate's current dangerousness, it is not for the
reviewing court to decide which evidence in the record is convincing. [Citation.] Only
when the evidence reflecting the inmate's present risk to public safety leads to but one
conclusion may a court overturn a contrary decision by the Board or the Governor. In
that circumstance the denial of parole is arbitrary and capricious, and amounts to a denial
of due process." (In re Shaputis II, supra, 53 Cal.4th at p. 211.) As I continue to find
nothing arbitrary about the Board's decision and I am still not persuaded the only decision
to be drawn from the record is that Ferguson is not presently dangerous, I cannot join in
the majority's opinion.
MCCONNELL, P. J.
7
AI Brief
AI-generated · verify before citing
Holding. The court granted habeas corpus relief because the Board of Parole Hearings failed to establish a rational nexus between the inmate's alleged lack of insight and a current risk of danger to public safety. The Board's decision was procedurally flawed for relying on evidence that did not support a determination of current dangerousness.
Issues
Did the Board of Parole Hearings provide individualized consideration of all relevant parole suitability factors?
Did the Board establish a rational nexus between the evidence of unsuitability and the conclusion that the petitioner remains currently dangerous?
Disposition. granted
Quotations verified verbatim against the opinion
“the Board deprived Ferguson of due process of law by simply reciting evidence supporting an unsuitability factor with no reasoning establishing a rational nexus between that factor and its ultimate determination of current dangerousness.”
“the new evidence considered alone or in conjunction with other evidence in the record, does not support the Board's determination that Ferguson remains currently dangerous.”
“'due consideration' of the specified factors requires more than rote recitation of the relevant factors with no reasoning establishing a rational nexus between those factors and the necessary basis for the ultimate decision”