JOHNSON, J., Concurring and Dissenting. I concur in the affirmance of the probation condition but would not reach that issue were I in the majority, because I respectfully dissent on the Miranda issue.
Since the majority’s sketchy and sanitized recitation of the facts fails to capture the lull flavor of the events leading up to appellant’s admission without benefit of Miranda warnings, I find it necessary to tell the full story. Although appellant’s version differed somewhat from the arresting officers’ and portrayed an even more intimidating environment, the following account is based on what the officers’ admitted to have occurred.
With a search warrant in their possession, Deputy Sheriffs Robert Barton and Phil Morris, along with half a dozen of their colleagues, converged on an apartment house at 9053 Willis in Panorama City. As they sped up to the building a brown Datsun “Z” was just leaving the driveway. One of the squad cars blocked the driveway while the other officers jumped out of their vehicles and raced up to apartment 3, the unit the warrant authorized them to search. Shortly thereafter, Deputy Morris returned and joined the two officers who were holding the two occupants of the Datsun “Z” at gunpoint.
At first the two occupants of the car denied they resided in the unit the officers were searching. Ultimately they did admit this fact and gave their names as Juanita Johnson and Eddie Celestine. The officers then ordered Johnson and Celestine to get out of their car and handcuffed them.
The officers took Johnson and Celestine to the apartment and sat them on the living room couch. Deputy Barton told them he had information rock cocaine was being sold out of this apartment unit. He told them the officers had a search warrant for narcotics at the apartment they admitted occupying. He asked them to make it easier by showing the officers where the cocaine was hidden. He also warned them if the officers found rock cocaine there they would be charging the occupants with possession of narcotics for sale. He further told them he “knew” someone was selling drugs from this location. Both Johnson and Celestine responded to these accusations by denying any knowledge of cocaine sales.
Deputy Morris remained with Johnson and Celestine while the search resumed. Eventually the officers found two rocks of cocaine in a glass dish [1377]on a dresser in the upstairs bedroom. Deputy Barton returned to the living room with the cocaine, put it down on a coffee table in front of Johnson and Celestine and told them they were going to be charged with possession of this cocaine for sale. Shortly thereafter—five seconds according to respondent, ten minutes according to appellant—Johnson and Celestine responded that there were only two rocks and they were for personal use only.
Neither before this statement nor afterwards did the officers ever give a Miranda warning to either Johnson or Celestine. While on their way to the station house in the police car, Johnson and Celestine again said the cocaine was for personal use.
Johnson and Celestine were charged with possession for personal use. Appellant Celestine filed a motion in limine to exclude the statements in which the defendants had admitted they possessed the cocaine, but did so solely “for personal use.” The motion was grounded on the officers’ failure to give Miranda warnings before any of these statements were made. After a hearing, the trial court found the officers had not created an “oppressive” atmosphere. Accordingly, the court denied the motion to exclude these statements and admitted them in evidence.
This is an unnecessarily close case. If the officers had followed appropriate procedures, they would have given appellant Celestine as well as Johnson the traditional Miranda warnings shortly after they handcuffed these defendants and long before the statements were made. By failing to do so, and by engaging in ongoing conversation with Johnson and Celestine, the officers inevitably created a situation where any inculpatory statement would be of dubious constitutional validity.
Before statements will be excluded as a violation of the Miranda rules, those statements must be the product of a (1) custodial (2) interrogation. In this case there is no serious dispute appellant Celestine was “in custody” at the time he made the disputed statements, as that term has been construed by the United States and California courts. “By custodial interrogation, we mean questioning initiated by law enforcement officers after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way.” (Miranda v. Arizona (1966) 384 U.S. 436, 444 [16 L.Ed.2d 694, 706, 86 S.Ct. 1602, 10 A.L.R.3d 974].) Here both appellant Celestine and Johnson had been removed from their vehicle, handcuffed, and ordered upstairs to Johnson’s apartment where they were forced to sit, under guard, for a half-hour. Obviously they were in custody and deprived of their freedom of action in every significant way before, during and after the time they uttered the questioned statements.
[1378]The only real issue under Miranda and its progeny is whether the statements were made during an interrogation or whether they instead were “volunteered.”
We would have a very different issue if the statements had been blurted out immediately after the officers first took the defendants into custody. But that is not what happened in this case. Here the officers took the defendants into custody—indeed clapped them in handcuffs—then marched them up to the apartment and sat them on a couch for a half-hour or so while a full-scale search was underway all around them. During that time the officers repeatedly told them they were suspected of possessing narcotics for sale, the officers “knew” rock cocaine was being sold out of this apartment, et cetera. Moreover, the officers knew these accusations might well elicit some sort of response from the suspects because on at least one occasion Johnson and Celestine both answered by denying any knowledge of cocaine sales.
The officers also asked at least one question the affirmative answer to which would have been inadmissible under Miranda—in effect, asking where is the cocaine.1 Having made an inquiry which requires a Miranda warning, the officers clearly had commenced an interrogation. More importantly, the officers had evidenced their clear intent to interrogate Johnson and Celestine even though the primary mode of interrogation might take the form of apparently casual banter and accusations rather than forthright questions.
At some time during the search, while Johnson and Celestine were handcuffed on the couch, Deputy Barton at least once warned them that if narcotics were found they would be charged with possession for sale. When neither the question asking Johnson and Celestine to cooperate by leading the officers to the narcotics they were seeking nor the accusation that when narcotics were found they would be charged with possession for sale brought a response, the officers continued on with their search. It was only then when the two rocks of cocaine were found in the bedroom and after Johnson and Celestine had been in handcuffs for over a half-hour that Deputy Barton threw the incriminating evidence in their faces and accused them of the greater crime of possessing those narcotics for sale.
The human inclination to speak out with a denial when accused of any crime or even lesser forms of evil conduct is so strong that Anglo-American [1379]jurisprudence has built an independent exception to the hearsay rule around the failure to follow that inclination. The “admission by silence” or “adoptive admission" exception to the hearsay rule is recognized in its own section of the Evidence Code. “Evidence of a statement offered against a party is not made inadmissible by the hearsay rule if the statement is one of which the party, with knowledge of the content thereof, has by words or other conduct manifested his adoption or his belief in its truth.” (Evid. Code, § 1221.) This provision only codifies an exception which traces back at least a 120 years in California law. (The “admission by silence” or “adoptive admission” hearsay exception was codified in California in 1872 as subdivision 3 of section 1870 of the Code of Civil Procedure. (Cal.Law Revision Com. com., Deering’s Ann. Evid. Code (1986) § 1221, p. 367.).) Essentially this hearsay exception holds that anyone who fails to deny an accusation or to offer an exculpatory explanation under circumstances where denial is reasonably appropriate is considered to have admitted the truth of the accusation. Thus a person’s silence is deemed to be the equivalent of his having uttered the substance of the declarant’s accusation.
This exception is based on the psychological insight—or at least the assumption—that people accused of crimes or other evil conduct ordinarily respond to that accusation if it is untrue—or if they possess any exculpatory comment which would lessen the gravity of the accusation. “The theory underlying this [admission by silence] rule is that the natural reaction of an innocent man to an untrue accusation is to enter a prompt denial.” (People v. Simmons (1946) 28 Cal.2d 699, 712 [172 P.2d 18] [in case upholding California’s adherence to rule allowing introduction of adoptive admissions from defendants even while under arrest].) See also, e.g., People v. Green (1952) 111 Cal.App.2d 794 [245 P.2d 526] [silence in face of accusatory statements admissible]; People v. Peterson (1946) 29 Cal.2d 69 [173 P.2d 111] [defendant’s equivocal replies to accusatory statements made by the state police admissible as adoptive admission]; People v. Mallon (1894) 103 Cal. 513 [37 P. 512].)
This same psychological insight—so well recognized under California law—was also operating when Deputy Barton accused Johnson and Celestine of possessing this cocaine for sale. Consistent with this psychological insight we—and Deputy Barton—could reasonably anticipate that Johnson and Celestine would not sit silent but would respond to the accusation with a denial or some sort of exculpatory claim. Indeed they had already responded to Deputy Barton’s earlier accusations so it could not have come as a surprise they responded to this one. If appellant Celestine had remained silent when accused of the greater crime of possession for sale that silence could have been used to impeach any defense or excuse he might later offer [1380]at trial, including the excuse the cocaine was only possessed for personal use. (People v. O’Sullivan (1990) 217 Cal.App.3d 237 [265 Cal.Rptr. 784].) So the accusation itself put enormous pressure on Johnson and Celestine to answer immediately with anything exculpatory or partially exculpatory they might have in mind rather than remain silent.
For these reasons, this accusation in the context in which it was made was the substantial equivalent of a question. It was calculated to elicit an answer from the defendants just as surely as if it were a question. And, as the substantial equivalent of a question, it should have been preceded by a Miranda warning if the officers expected the response to be admissible.
It is, of course, irrelevant that a defendant’s silence is ordinarily no longer admissible against him as an “admission by silence” largely because of the Miranda rule itself. (5 Witkin & Epstein, Cal. Criminal Law (2d ed. 1988) § 2684, and cases cited therein.) It is even irrelevant whether the defendant’s silence in the circumstances of this case would have qualified under the “admission by silence” exception to the hearsay rule in the absence of Miranda. What is relevant is that the psychological principle which underlies the “admission by silence” exception—those with exculpatory information usually offer it up in response to an accusation—applies to convert Deputy Barton’s accusation into a question, an interrogation. “When police officers confront an accused . . . with an accusatory statement which on its face requires an explanation, they can be seeking no other result but an oral acknowledgement of the truth of the statement by the accused or the eventual court use of his silence as an implied admission. This method of interrogation is as much an attempt to elicit incriminating statements as the ‘traditional’ form of interrogation.” (People v. Stewart (1965) 236 Cal.App.2d 27, 32, 33 [45 Cal.Rptr. 712].)
That appellant Celestine would feel impelled to respond to this particular accusation was nearly ensured by what had happened in the previous half-hour. Celestine had been forced out of the automobile in which he was riding, handcuffed, ordered to return to the apartment and sit, under guard, while a team of officers systematically combed the apartment for evidence of crime. An officer had already told him he would be charged with the serious offense of possession for sale if they found any narcotics. Then, having found a tiny quantity of narcotics, they confronted Celestine with that contraband and accused him of a crime more serious than possession of that minor quantity of cocaine ordinarily justifies—telling him he and Johnson would be charged with “possession for sale.” Under those circumstances it was only reasonable for appellant Celestine to speak out and tender any exculpatory evidence he might have. And, equally significant, it was only reasonable for Deputy Barton to anticipate some such response to his [1381]accusation appellant Celestine was guilty of the greater crime, especially since he had answered the earlier more tentative accusation.
While no direct questions were asked, I conclude this qualifies as an “interrogation” within the meaning of Miranda and its progeny. Moreover, it was an interrogation which took place while appellant Celestine was “in custody” and “deprived of his freedom of action in [every] significant way.” (Miranda, supra, 384 U.S. at p. 444 [16 L.Ed.2d at pp. 706-707].) Accordingly, it was a “custodial interrogation” which should have been preceded by Miranda warnings. It is conceded no such warnings were given at any time. Consequently, the initial admission of “possession for use” at the scene of the search and all subsequent admissions of that fact while in the squad cars should have been suppressed.2
The majority opinion cites a number of cases in which the courts found statements to have been “volunteered” rather than being the result of “interrogation.” These cases are easily distinguished, however. First, most involved statements defendants offered after receiving full and timely Miranda warnings. Thus, these statements were ones defendants volunteered without questioning at a time they had been informed and knew any statements they made could be used against them. The admissibility of what defendants intentionally or stupidly volunteer after being told the consequences and their right not to speak has nothing to do with the admissibility of statements they make without questioning but before they are informed of the consequences and their rights.
Second, none of the cases the majority cites remotely resembles the ‘totality of circumstances" present in the instant case as they bear on the issue of whether the officer’s conduct was the “functional equivalent" of interrogation. The majority seeks to isolate the single precise statement the officer uttered which finally induced appellant to make an incriminating response and compare it with the individual statements which prompted defendants to volunteer admissions in these other cases. However, nothing in any of those other decisions supports the notion officers can clap defendants [1382]in chains, then for a half-hour engage them in a mix of casual banter, accusations, and in this instance at least one incriminating question without once mentioning their Miranda rights, and then claim a response to one of the accusations was a “volunteered” admission. If the totality of circumstances here do not amount to the “functional equivalent” of an interrogation, it is hard to imagine what would. True, it was not a question but the ultimate announcement the officers were arresting appellant for a crime more serious than the tiny quantity of evidence they found would possibly support which finally elicited a predictable admission of a lesser crime. But that does not controvert the fact this admission was the product of a totality of circumstances which amounted to the “functional equivalent of interrogation.” Indeed, in its totality this entire 30-minute period was a custodial interrogation.
To approve and thus encourage the behavior the officers exhibited in this case would seriously undercut the policies behind Miranda and its progeny. The holding of the majority opinion encourages officers to postpone giving Miranda warnings until long after defendants are placed in custody in the hope those defendants will, out of ignorance and in the course of a carefully orchestrated “conversation,” volunteer incriminating statements.
The majority opinion even writes a score—or at least an approved repertoire of themes—for composing this sort of interrogatory “conversation.” According to the majority, it is permissible without giving a Miranda warning to interject into the conversation with defendants questions about where incriminating evidence is located. It is permissible to show defendants incriminating evidence the officers have found on defendants’ premises. It is permissible to accuse defendants of crimes more serious than the evidence would support and to do so more than once. And, it is permissible to do all of this after handcuffing defendants and holding them for a long time—an indefinite time as far as defendants know—in a confined space surrounded by half a dozen police officers. Just don’t ask the defendant any questions— other than where the incriminating evidence is located—and somehow Miranda warnings are unnecessary.
In actuality, one court or another has found each of these individual techniques, by itself, to be the “functional equivalent” of interrogation. (People v. Turner (1984) 37 Cal.3d 302, 316-317 [208 Cal.Rptr. 196, 690 P.2d 669] [question concerning location of incriminating evidence is “functional equivalent” of interrogation]; People v. Ferro (1984) 63 N.Y.2d 316 [482 N.Y.S.2d 237, 472 N.E.2d 13] cert. den. 472 U.S. 1007 [86 L.Ed.2d 717, 105 S.Ct. 2700] [placing evidence in front of defendant without questioning or commenting is interrogation]; People v. Winship (1980) 78 A.D.2d [138351]4 [432 N.Y.S.2d 6] [mentioning seriousness of crime with which defendant charged constitutes interrogation and response is inadmissible]. (See generally, Rudstein et al., Criminal Constitutional Law (1991) § 4.02[3][b], pp. 4-42 to 4-46].) If one of these is enough by itself, a fortiori in combination these several techniques create the “functional equivalent” of an interrogation requiring the officers to give Miranda warnings. That all of this occurred during a prolonged period where appellant was handcuffed and confined merely adds to the inevitability of this conclusion.
While one might differ with the fundamental rationale of the Miranda opinion and the desirability of the rule it announced, this opinion remains the law and should be enforced not avoided—nor should it be rendered meaningless through the sort of extraordinary exception the majority carves out in its opinion.
This sort of inquiry is to be distinguished from a request for consent to search. Under ordinary circumstances, it is not necessary to give a Miranda warning before asking consent to search a residence or other premise. (People v. Thomas (1970) 12 Cal.App.3d 1102 [91 Cal.Rptr. 867] [Miranda warning not required to obtain consent to search].) It is, however, required to give a Miranda warning before asking someone to engage in the testimonial conduct of showing the officers where the contraband is located on the premises.
Moreover, I am convinced this error was prejudicial. The other evidence supporting an inference Celestine “possessed” these two rocks of cocaine for any purpose was quite weak. The apartment where the cocaine was found was Johnson’s residence not Celestine’s. The evidence was in dispute as to how often he slept there. There was little to suggest it was he rather than Johnson who used the cocaine or that they both used it. Consequently, the officers’ testimony Celestine had admitted he possessed this cocaine and that he possessed it “for personal use” was the strongest evidence supporting conviction. I cannot say “beyond a reasonable doubt” Celestine would have been convicted had that powerful evidence been excluded—as it should have been—from the jury’s consideration of his guilt. Accordingly, under the Chapman standard I would feel compelled to reverse the conviction.