HANSON (Thaxton), J. I concur in the lead opinion. I also concur with the observation that the juvenile justice appellate procedures are long overdue for major reform.
While stability and continuity are desirable attributes in both areas of substantive law and procedural law, the latter area should be less resistant and more responsive to change than the former. Indeed, in the public interest, it is the duty of every member in the legal community to work for improved procedures designed to cut delay and costs.
In the spirit of constructive criticism and pursuant to the standards and purposes for publication as set forth in California Rules of Court, rule 976(b), the following is directed toward much needed reform of the appellate procedures in juvenile cases.
Background
Statutory Law: California’s Welfare and Institutions Code,1 chapter 2, contains Juvenile Court Law. Section 601 pertains to minors habitually refusing to obey parents, habitual truants and minors in danger of leading immoral lives. Section 602 covers minors violating laws defining crime and minors failing to obey court orders. Section 300 addresses the problem of those minors in need of effective parental care, destitute, or with unfit homes, and those physically dangerous to the public or themselves. Cases brought under sections 601 and 602 are collectively referred to as delinquency proceedings and those under section 300 as dependency proceedings. Section 245 confers jurisdiction on all matters contained in chapter 2 in the superior court.
Rules of Court: California Rules of Court,2 Juvenile Court Rules, rule 1396,3 provides in pertinent part as follows: “(a) [Right to appeal—§§ 601 - [263602] proceedings] In proceedings under section 601 or 602, the minor may appeal from any judgment, order or decree specified in section 800.[4] The parent or guardian may appeal from any judgment, order or decree specified in section 800 in which the minor is removed from physical custody of the parent or guardian. The minor and parent or guardian are entitled to representation by counsel on appeal and, if indigent, may have counsel appointed by the reviewing court. In the absence of an actual conflict of interest, it is presumed that one attorney may represent the interests of both the minor and the parent or guardian. [Italics added.]
“(b) [Right to appeal—§ 300 proceedings] In proceedings under section 300, the petitioner, minor, and the parent or guardian may appeal from any judgment, order or decree specified in section 395.[5] All appellants are entitled to representation by counsel and, if indigent, the minor and parent or guardian may have counsel appointed by the reviewing court. In the absence of an actual conflict of interest, it is presumed that counsel for the petitioner will represent the interest of the minor on appeal.” (Italics added.)
[264]Statistics: The 1984 Judicial Council Annual Report contains statewide statistics on filings in the superior courts and in the Courts of Appeal. The statistics treat separately filings in the juvenile courts of the superior courts but do not break down the appeals taken from the juvenile courts to the Courts of Appeal. Even though a goodly percent of juvenile delinquency and dependency filings in the superior courts are shown as being disposed of before hearing, or as uncontested matters, the magnitude of the impact on the Courts of Appeal becomes evident by the large number of juvenile filings at the superior court level.
The Judicial Council Annual Report at page 118, contains statewide statistics showing that during fiscal year (FY) 1982-1983, 77,477 juvenile delinquency (§§ 601 and 602) cases were filed in the superior court.6 During FY 1982-1983, there were 23,179 juvenile dependency (§ 300) cases filed.
The report shows, at pages 204-206, that during the previous year (FY 1981-1982) statewide, there were 79,591 juvenile delinquency filings and 23,045 juvenile dependency filings. Thus, during the last reported two-year period (1981-1983) there were a total of 157,068 delinquency filings and 46,224 dependency filings in the superior court.
The Problem
Justice Macklin Fleming,7 in his “Remarks on Retirement from the Court of Appeal” on August 13, 1981, commented on a major problem plaguing California’s intermediate courts of review. He correctly observed that, “A large percentage of cases arriving at the Court of Appeal do not belong by any stretch of the imagination in California’s second highest court. For example, all decisions of the juvenile court are appealable. Recently we had a routine appeal by a juvenile who had stolen a bicycle and been placed on home probation. Another was from a 16-year-old girl contesting a 10 p.m. to 5 a.m. curfew as a condition of probation. All judgments in criminal cases are appealable. Indigent defendants [minors and adults] with a free appeal, free transcript, and free counsel have nothing at risk, and consequently nothing to lose. Approximately 50 to 75 percent of these criminal appeals are completely baseless and accomplish nothing but congestion of calendars. ” (Italics added.)
[265]Discussion
The two juvenile cases mentioned by Justice Fleming and the instant case8 are representative of the types of the bulk of juvenile cases handled by California’s second highest court. The scenario is that under present procedures juvenile delinquents, who have broken the law and are living at home on probation under parental control, are permitted to (figuratively speaking) jump aboard the appellate process train in the Courts of Appeal, activate the throttle by merely filing a form, often “in propria persona” (see appen. A), and then leaving the train on automatic pilot to run its course. As previously noted, written opinions must be filed in every case on review by the Court of Appeal, including juvenile appeals, irrespective of the frivolousness of the appeal, irrespective of the magnitude of the minor’s misconduct, irrespective of the minor’s age, and irrespective of the fact that the “medicine” prescribed for correcting the minor’s errant ways by the juvenile trial court often involves little or no incarceration with the minor being sent home on probation under parental control.
Paradoxically, adults convicted of criminal activity in the municipal courts are subject to jail sentences up to a year and large fines. They appeal to the appellate departments of the superior court (which is usually the end of the road) where written opinions are not required in all cases under rules 106 and 190.9
Does it make sense to burn up judicial time and effort rendering written opinions on every juvenile case? NO! Can California’s appellate procedures [266]for reviewing juvenile cases be handled in a more cost effective and more expeditious manner? YES!
The Solution
Justice Fleming, during his remarks at the time of his retirement, suggested a solution for cutting delay and cost for processing both juvenile and adult appeals which deserves serious consideration. In addressing the problem of input into the appellate process of baseless appeals in the Court of Appeal, Justice Fleming suggested that the Court of Appeal should be afforded some control of the appellate court’s calendar. He stated: “My solution to the problem of baseless appeals in the Court of Appeal is, again, not more appellate justices to hear useless appeals, but the solution that has been adopted for other appellate courts—more control over the [intermediate appellate] court’s calendar.” He concluded that “No additional judicial machinery is needed. All that is required is to make certain categories of causes, such as review of juvenile court judgments and of criminal judgments, reviewable by grant of petition rather than by right of appeal. The process would be comparable to that used in England, where a defendant must obtain from the higher court leave to appeal in order to perfect his appeal. The end product of such a screening process would be greater concentration by the Court of Appeal and its justices on those difficult cases where the skill and experience of the justices are needed. Such screening, I believe, is essential to maintain the authority of this court and its opinions and thereby prevent the Supreme Court from being further inundated with business.” (Italics added.)
Recommendation
In view of the foregoing and in the interest of judicial efficiency and economy, it is recommended that the Judicial Council consider: 1) taking steps directed at obtaining such constitutional or legislative amendments which would authorize the Courts of Appeal to review juvenile court judgments by grant of petition rather than by right of appeal, OR, 2) making necessary rule changes which would result in the transfer of all juvenile appeals from the Courts of Appeal to the appellate departments of the superior court which operate under rule 106. (See fn. 9, ante.)
Appellant’s petition for a hearing by the Supreme Court was denied January 23, 1985.
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Unless otherwise indicated, all code sections refer to the Welfare and Institutions Code.
Unless otherwise indicated, all rule references are to the California Rules of Court.
Adopted by the Judicial Council of the State of California.
Section 800 provides: “A judgment in a proceeding under Section 601 or 602, or the denial of a motion made pursuant to Section 262, may be appealed from in the same manner as any final judgment, and any subsequent order may be appealed from as from an order after judgment. Pending appeal of the order or judgment, the granting or refusal to order release shall rest in the discretion of the juvenile court. The appeal shall have precedence over all other cases in the court to which the appeal is taken.
“A ruling on a motion to suppress pursuant to Section 700.1 shall be reviewed on appeal even if the judgment is predicated upon an admission of the allegations of the petition or even if the judgment is a dismissal of the petition or any count or counts thereof; however, no appeal by the people shall lie as to any count which, if the people are successful, will be the basis for further proceedings subjecting any person to double jeopardy in violation of the state or federal Constitution.
“A judgment or subsequent order entered by a referee shall become appealable whenever proceedings pursuant to Section 252, 253, or 254 have become completed or, if proceedings pursuant to Section 252, 253, or 254 are not initiated, when the time for initiating the proceedings has expired.
“An appellant unable to afford counsel shall be provided a free copy of the transcript.
“All appeals shall be initiated by the filing of notice of appeal in conformity with the requirements of Section 124.0.1 of the Penal Code.”
Section 395 provides: “A judgment in a proceeding under Section 300 may be appealed from in the same manner as any final judgment, and any subsequent order may be appealed from as from an order after judgment; but no such order or judgment shall be stayed by the appeal, unless, pending the appeal, suitable provision is made for the maintenance, care, and custody of the person alleged or found to come within the provisions of Section 300, and unless the provision is approved by an order of the juvenile court. The appeal shall have precedence over all other cases in the court to which the appeal is taken.
“A judgment or subsequent order entered by a referee shall become appealable whenever proceedings pursuant to Section 252, 253, or 254 have become completed or, if proceedings pursuant to Section 252, 253, or 254 are not initiated, when the time for initiating the proceedings has expired.
“An appellant unable to afford counsel shall be provided a free copy of the transcript.”
During FY 1982-1983, 75,467 cases were filed under section 602 and about 2,010 cases were filed under section 601.
See also generally, Fleming, Of Crimes and Rights (1978), and Fleming, The Price of Perfect Justice (1974).
In the case at bench, we have a 15-year-old minor involved in gang activities. The petitioner, under section 602 of the Welfare and Institutions Code, charged that he “willfully and unlawfully carried concealed upon his person a dirk and dagger” in violation of Penal Code section 12020, subdivision (a), a felony. The minor was represented in the juvenile court by a court-appointed counsel pursuant to Welfare and Institutions Code section 700; the trial court denied a motion to suppress the weapon, and sustained the petition. At a later disposition hearing, this juvenile defendant was declared a ward of the court and placed home on probation in the care of his mother.
The minor in the instant case “In Propria Persona” filled in and signed the mimeographed form “Notice of Appeal; Statement of Points on Appeal; Designation of Record on Appeal” which is attached as Appendix A.*
Rule 190, applicable to appeals by adults from municipal and justice court criminal cases to the appellate departments of the superior court, in part, provides that such appeals be “acted upon as prescribed in the rules adopted by the Judicial Council for appellate departments of the superior court.”
Rule 106 of the “Rules on Appeal to the Superior Court” provides, amongst other things, that “[t]he judges of the appellate department shall not be required to write opinions in any cases decided by them, but may do so whenever they deem it advisable or in the public interest.” (Italics added.)
Identification of the minor has been excised from appendix A in order to conform to the caption.