The People v. Lockwood CA4/2 (2013) · DecisionDepot
The People v. Lockwood CA4/2
California Court of Appeal Sep 30, 2013 No. E055479Unpublished
Filed 9/30/13 P. v. Lockwood CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E055479
v. (Super.Ct.No. FSB1104250)
TRAVIS L. LOCKWOOD, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. Bryan Foster,
Judge. Affirmed.
Correen W. Ferrentino, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, William M. Wood and Meagan J.
Beale, Deputy Attorneys General, for Plaintiff and Respondent.
1
A jury found defendant, Travis L. Lockwood, guilty of (1) possessing a
destructive device or explosives on a public street (Former Pen. Code, § 12303.2);
asserted the prior conviction would not help the prosecutor to prove knowledge in the
instant case because the dynamite in the prior case was not similar to the pipe bomb in
the current case. Defendant‟s attorney asserted the devices were too dissimilar to prove
defendant‟s knowledge about the pipe bomb.
The prosecutor argued that the prior conviction helped to prove defendant had “at
least some level of awareness and understanding and sophistication with respect to
explosive devices and that he‟s not supposed to have them.” Defendant‟s attorney
asserted the prior conviction evidence was also problematic under an Evidence Code
section 352 analysis because the devices were so dissimilar and the prior conviction
would require several witnesses to testify, creating “a trial of the same magnitude of the
trial” concerning the current charges. The prosecutor said two or three witnesses would
need to testify about the prior conviction, but the testimony would consume “less than
ten minutes.”
Defendant‟s attorney argued that the prior conviction was merely about
possession and did not involve an element concerning defendant‟s mental state.
Therefore, defendant‟s attorney asserted the prior conviction could not be used in the
instant case to prove recklessness or maliciousness. The trial court asked the prosecutor
9
for an offer of proof concerning the prior conviction. The prosecutor described the
evidence reflecting defendant was found on a bicycle with a destructive device in his
backpack. The prosecutor also wanted to introduce statements defendant made during
the prior encounter reflecting he knew the device was destructive or explosive.
The trial court ruled the prosecutor could present the prior offense evidence. The
trial court held the prosecutor could present evidence about where the prior device was
found and defendant‟s conduct at the time. The trial court reasoned that the details
surrounding the prior offense would help put the prior conviction “in context.” The trial
court concluded the evidence would not be prejudicial to defendant because defendant
admitted possessing the prior destructive device and consented to the prior search of his
backpack.
2. ANALYSIS
Defendant contends the trial court erred by permitting the prosecutor to present
evidence of defendant‟s prior conviction (Evid. Code, § 1101, subd. (b)).1 We disagree.
“„Evidence that a defendant has committed crimes other than those currently
charged is not admissible to prove that the defendant is a person of bad character or has
a criminal disposition; but evidence of uncharged crimes is admissible to prove, among
other things, the identity of the perpetrator of the charged crimes, the existence of a
1 Under the same point heading as this contention, defendant asserts the trial court erred by not informing the jury that defendant‟s prior offense was a misdemeanor and not the same crime as that charged in the instant case. (See Cal. Rules of Court, rule 8.204(a)(1)(B) [separate point headings].) Defendant‟s argument on this point is one paragraph and does not cite law. Thus, we deem the issue to be forfeited. (People v. Anderson (2007) 152 Cal.App.4th 919, 929.)
10
common design or plan, or the intent with which the perpetrator acted in the
commission of the charged crimes. [Citation.] Evidence of uncharged crimes is
admissible to prove identity, common design or plan, or intent only if the charged and
uncharged crimes are sufficiently similar to support a rational inference of identity,
common design or plan, or intent. [Citation.]‟ [Citation.]” (People v. Foster (2010) 50
Cal.4th 1301, 1328.) Prior offense evidence is also relevant to proving absence of
mistake. (See People v. Escudero (2010) 183 Cal.App.4th 302, 313.)
“„The least degree of similarity (between the uncharged act and the charged
offense) is required in order to prove intent. [Citation.] . . . In order to be admissible to
prove intent, the uncharged conduct must be sufficiently similar to support the inference
that the defendant “„probably harbor[ed] the same intent in each instance.‟ [Citations.]”
[Citation.]‟ [Citation.]” (People v. Foster, supra, 50 Cal.4th at p. 1328.) As to lack of
mistake, “„“[t]he recurrence of a similar result . . . tends (increasingly with each
instance) to negative accident or inadvertence or self-defense or good faith or other
innocent mental state, and tends to establish (provisionally, at least, though not
certainly) the presence of the normal, i.e., criminal, intent accompanying such an
act . . . .” [Citation.]” (People v. Escudero, supra, 183 Cal.App.4th at p. 314.)
“If evidence of prior conduct is sufficiently similar to the charged crimes to be
relevant to prove the defendant‟s intent . . . , the trial court then must consider whether
the probative value of the evidence „is “substantially outweighed by the probability that
its admission [would] . . . create substantial danger of undue prejudice, of confusing the
issues, or of misleading the jury.” [Citation.]‟ [Citation.] „Rulings made under
11
[Evidence Code sections 1101 and 352] are reviewed for an abuse of discretion.
[Citation.]‟ [Citation.] „Under the abuse of discretion standard, “a trial court‟s ruling
will not be disturbed, and reversal . . . is not required, unless the trial court exercised its
discretion in an arbitrary, capricious, or patently absurd manner that resulted in a
manifest miscarriage of justice.” [Citation.]‟ [Citation.]” (People v. Foster, supra, 50
Cal.4th at pp. 1328-1329.)
In the prior case, defendant was riding a bicycle near a middle school and had
dynamite in his backpack. In the current case, defendant was riding a bicycle away
from an elementary school and had a pipe bomb in a sweatshirt pocket. The prior crime
and charged crime are similar because they both involve defendant possessing a
destructive, explosive device in a public area. Thus, the trial court could reasonably
conclude the charged and uncharged crimes were factually similar and could infer the
prior offense showed defendant was not mistaken about the pipe bomb being a
firecracker, which would tend to show his malicious intent.
As to probative value, the uncharged offense was relevant to proving the charged
crime of possessing a destructive device or explosive because the charged offense
required proof that defendant‟s possession was reckless or malicious. (Former Pen.
Code, § 12303.2.) “Malicious” means “a wish to vex, annoy, or injure another person,
or an intent to do a wrongful act.” (Pen. Code, § 7, subd. (4).) Reckless behavior is that
“„which is such a departure from the conduct of an ordinarily prudent person under the
same circumstances as to demonstrate an indifference to consequences or a disregard of
human life.‟ [Citation.]” (People v. Medlin (2009) 178 Cal.App.4th 1092, 1103.)
12
Defendant‟s past offense was relevant to showing defendant had previously been
around explosives and had a level of knowledge about their destructive nature. In the
current case, defendant originally referred to the pipe bomb as a firecracker. The prior
offense evidence helped to prove defendant likely knew the pipe bomb was not a
firecracker and therefore, he possessed the pipe bomb with a malicious or reckless intent
because he knew the potential destructive nature of the bomb. Accordingly, the trial
court could reasonably conclude the prior offense evidence had probative value.
In regard to the prejudicial effect of the prior crime evidence, the testimony about
the prior crime was not lengthy. The officer who stopped defendant testified, and his
direct testimony was brief. The detective who disposed of the dynamite also testified,
and his testimony was also brief. Thus, the prior offense evidence did not consume an
undue amount of time. Further, while the charged and uncharged offenses were similar,
there were differences that would have allowed the jury to distinguish the crimes so as
not to confuse them. For example, the prior offense involved dynamite, while the
current offense involved a pipe bomb, and the offenses involved testimony from
different police officers. Given the differences between the two crimes, it is unlikely a
trier of fact would mistake the two offenses.
In sum, the prior crime evidence had probative value and a low risk of creating a
prejudicial effect. Accordingly, we conclude the trial court acted within its discretion
when granting the prosecutor permission to present the prior crime evidence.
13
Defendant contends the prior offense evidence was not probative because there
was no dispute at trial about whether defendant knew the pipe bomb was an explosive
device. Defendant‟s argument is not persuasive because the evidence reflects defendant
originally referred to the pipe bomb as a firecracker. Thus, defendant could reasonably
argue that he did not recklessly or maliciously possess the device because he did not
appreciate the potentially destructive nature of the device.
Next, defendant asserts the prior conviction could not have helped to prove
whether defendant recklessly or maliciously possessed the pipe bomb because the prior
offense did not have a mental state as an element of the offense.2 As set forth ante,
maliciousness involves an intent to do a wrongful act. Defendant‟s prior offense
involved him claiming that he did not know whether the dynamite was a “fake or real”
firecracker. In the current case, defendant claimed the pipe bomb was a firecracker.
When the crimes are brought together, the prior offense helps to show defendant acted
with malice when carrying the pipe bomb in a public place—that he did not have an
innocent belief that he was carrying a firecracker.
C. JURY INSTRUCTION
1. PROCEDURAL HISTORY
Strobaugh testified that, while speaking to defendant, he asked defendant
whether he had consumed any methamphetamine. Defendant told Strobaugh, “he had
smoked a couple hits of methamphetamine earlier that day.” Strobaugh understood
2Defendant‟s prior conviction was for possession of a destructive device. (Former Pen. Code, § 12303.)
14
“hits” to mean “like puffs.” Strobaugh showed defendant the pipe he found in
defendant‟s front pants pocket and asked him if that was the pipe he used “to take the
hits off of.” Defendant “said it was.” When searching defendant‟s backpack, Strobaugh
found a second glass pipe that was similar to the one found in defendant‟s pants pocket.
The trial court gave the jury the following instruction concerning the drug
paraphernalia charge: “The defendant is charged in Count 3 with possessing an object
that can be used to unlawfully inject or smoke a controlled substance. [¶] To prove that
the defendant is guilty of this crime, the People must prove that: First, the defendant
possessed an object used for unlawfully injecting or smoking a controlled substance;
second, the defendant knew it to be an object used for unlawfully injecting or smoking a
controlled substance; and third, the defendant knew that the object could be used to
unlawfully inject or smoke a controlled substance. [¶] A person does not have to
actually hold or touch something to possess it. It is enough if the person has control
over it either personally or through another person.” (CALCRIM No. 2410.)
2. ANALYSIS
a) Contentions
Defendant contends the trial court erred by not instructing the jury (1) that
defendant had to know of the pipe‟s presence, and (2) on the law of unanimity.
b) CALCRIM No. 2410
We begin our analysis of this issue with the instruction concerning the law of
possessing drug paraphernalia. The People concede the trial court erred, but assert the
error was harmless. We agree with the People. We note the statute at issue does not
15
include a knowledge requirement. The statute, in 2011, made it a crime “to possess an
opium pipe or any device, contrivance, instrument, or paraphernalia used for unlawfully
injecting or smoking (1) a controlled substance . . . .” (Health & Saf. Code, § 11364,
subd. (a).) However, CALCRIM No. 2410 does include an element concerning
knowledge of the paraphernalia‟s presence. The elements in the instruction are:
“1. The defendant [unlawfully] possessed an object used for unlawfully injecting or
smoking a controlled substance; [¶] 2. The defendant knew of the object‟s presence;
[¶] AND [¶] 3. The defendant knew it to be an object used for unlawfully injecting or
smoking a controlled substance.” Given the language in the form jury instruction, we
will assume the trial court erred by not instructing the jury that an element of the offense
was defendant‟s knowledge of the paraphernalia‟s presence.
A trial court‟s failure to instruct the jury on an element of an offense is subject to
harmless error review. (People v. Flood (1998) 18 Cal.4th 470, 502-503.) We must
determine “whether it appears beyond a reasonable doubt that the error did not
contribute to this jury‟s verdict. [Citations.]” (Id. at p. 504.) In performing this
analysis we must consider whether “defendant contested the omitted element and raised
evidence sufficient to support a contrary finding.” (People v. Mil (2012) 53 Cal.4th
400, 417.) The error may be deemed harmless if “the omitted element was uncontested
and supported by overwhelming evidence.” (Ibid.)
Strobaugh testified that defendant admitted smoking from the pipe located in his
pocket earlier that morning. Thus, it can be inferred defendant knew the pipe was in his
pocket because he had used it earlier that day. The only defense witness who testified at
16
trial was Thomas Fee, a private investigator who specialized in fires and explosives.
Fee‟s testimony concerned the explosives charge, not the drug paraphernalia charge.
During closing arguments, defendant‟s trial counsel argued, “I‟m not worrying
about the methamphetamine. Just like [defendant] did to the police officers, he told
them exactly what that was. He admitted to use. He admitted that those were the pipes
that he used to smoke it. He didn‟t try to hide the ball in any[]way, so I‟m not worried
about Charges 2 and 3, if you decide they‟ve been demonstrated.”
Given that defendant did not argue against the charge in Count 3 and the
uncontradicted evidence supports a finding that defendant knew there was a pipe in his
pocket because he had used it that same morning, we conclude any error on the part of
the trial court was harmless beyond a reasonable doubt.
D. UNANIMITY
We review alleged instructional errors de novo. (People v. Martin (2000) 78
Cal.App.4th 1107, 1111.) “Unanimity instructions [citation] are required whenever
more than one act could constitute the offense charged. [Citations.] The impetus for
[unanimity instructions] is protection of the defendant‟s „right to have the jury agree
unanimously on the criminal act or acts which supported his conviction.‟ [Citation.]”
(People v. Robbins (1989) 209 Cal.App.3d 261, 264.)
Nonetheless, there is an exception to this rule. A unanimity instruction is not
required “when (1) „the acts are so closely connected in time as to form part of one
transaction,‟ (2) „the defendant tenders the same defense or defenses to each act,‟ and
(3) „there is no reasonable basis for the jury to distinguish between them. [Citations.]‟
Two].) In particular, the exception is meant to apply when all the crimes occur during a
single transaction and “„are so closely related in time and place that the jurors
reasonably must either accept or reject the victim‟s testimony in toto.” [Citation.]‟
[Citation]” [Citation.]‟ [Citation.]” (Ibid.)
Defendant was found with the glass pipes at the same time, in the same place.
Thus, the acts are closely connected in time, because they occurred at the same time.
Defendant tendered the same defense to both acts. Defendant did not separate the
pants-pipe from the backpack-pipe. Defendant essentially conceded the drug related
charges by reminding the jury that he admitted using methamphetamine and telling the
jury, “I‟m not worried about Charges 2 and 3, if you decide they‟ve been
demonstrated.” There was no reasonable basis for the jury to distinguish between the
pants-pipe and the backpack-pipe because it would defy reason to believe Strobaugh
and the photographs/photocopies of the pipes in relation to one of the pipes but not the
other. In other words, the crimes were so close together in time that the jurors would
have needed to accept the photocopies and testimony in toto or reject them entirely.
Accordingly, the exception to the unanimity requirement is satisfied. Therefore, we
conclude the trial court did not err by not instructing the jury on the law of unanimity.
Defendant compares his case to People v. Castaneda (1997) 55 Cal.App.4th
1067. In Castaneda, deputies searched the home of the defendant‟s ex-wife. The
defendant was at the home during the search, but he did not live there. Deputies found a
small bindle of heroin taped to the back of a television set and a “„minute‟” amount of
18
heroin on top of the television. (Id. at pp. 1069-1070.) The defendant was searched and
nothing was found in his pockets. (Id. at p. 1069.) Later, after the defendant was
transported to the sheriff‟s station, he was searched again and a small bindle of heroin
was found in his pocket. The defendant was shocked and surprised at the discovery.
(Id. at pp. 1069-1070.) The defendant‟s son testified that the heroin found on the
television set belonged to him. (Ibid.)
The defendant was charged with possession of heroin. The jury was not
instructed on the law of unanimity. (People v. Castaneda, supra, 55 Cal.App.4th at p.
1070.) The appellate court concluded the jury could have found the defendant
constructively possessed the heroin on the television set, or it could have found the
defendant possessed the heroin discovered in his pocket at the sheriff‟s station. (Id. at p.
1071.) The appellate court held the two acts of possession were factually distinct and
the defendant offered separate defenses to the two acts: (1) the heroin on the television
belonged to the defendant‟s son, and (2) the heroin in the defendant‟s pocket was
planted. (Ibid.) Thus, the appellate court concluded the trial court erred by not
instructing the jury on the law of unanimity. (Ibid.)
The instant case is distinguishable from Castaneda because defendant, in the
instant case, was alone with the pipes. One pipe was in his pants pocket and the other
was in his backpack—there was nothing indicating the pipes belonged to another person
and nothing making the offenses factually distinct. Further, defendant did not offer
separate defenses. Defendant conceded the drug related charges. Given the differences
between the two cases, we are not persuaded by defendant‟s reliance on Castaneda.
19
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
MILLER J.
We concur:
RAMIREZ P. J.
HOLLENHORST J.
20
AI Brief
AI-generated · verify before citing
Holding. The court affirmed the defendant's convictions, holding that the police encounter was consensual rather than a detention, the admission of prior offense evidence was not an abuse of discretion, and instructional errors regarding the drug paraphernalia charge were harmless.
Issues
Did the police officers' use of an air horn and hand gesture constitute an unlawful detention under the Fourth Amendment?
Did the trial court abuse its discretion by admitting evidence of the defendant's prior conviction for possession of a destructive device?
Did the trial court commit reversible error by failing to instruct the jury on the knowledge-of-presence element and the unanimity requirement for the drug paraphernalia charge?
Disposition. Affirmed.
Quotations verified verbatim against the opinion
“The prior crime and charged crime are similar because they both involve defendant possessing a destructive, explosive device in a public area.”