ARANA v. ALONZO, ET AL.
Case Information
Motion(s)
Motion for Protective Order
Motion Type Tags
Motion to Compel Discovery
Parties
- Plaintiff: Christopher Arana
- Defendant: Paul Windt
- Defendant: John Alonzo
Ruling
LAW AND MOTION CALENDAR MAY 15, 2026
2. ARANA v. ALONZO, ET AL., 23CV0602
Motion for Protective Order
On February 13, 2026, pursuant to Code of Civil Procedure section 2030.090,
defendant Paul Windt (“defendant”) filed the instant motion for protective order
related to plaintiff Christopher Arana’s (“plaintiff”) Special Interrogatories (Set One)
propounded upon defendant. Defense counsel declares they met and conferred with
plaintiff under Code of Civil Procedure section 2016.040. (Ou Decl., ¶¶ 3–6 & Exs. C–F.)
Defendant’s notice of motion states that, in the event plaintiff opposes the motion without substantial justification, defendant will seek a monetary sanction.
On May 4, 2026, plaintiff filed a timely opposition, wherein plaintiff requests a
monetary sanction against defendant in an unspecified amount.
On May 8, 2026, defendant filed a timely reply and requested a monetary sanction
of $8,256.95. (Reply at 6:22–7:6.)
1. Preliminary Matter
Plaintiff argues the motion should be denied outright because defendant’s meet and
confer efforts were insufficient under Code of Civil Procedure section 2016.040. (Opp.
at 3:10–23.) That section provides: “A meet and confer declaration in support of a
motion shall state facts showing a reasonable and good faith attempt, either in person,
by telephone, or by videoconference, to informally resolve each issue presented by the
motion.” (Code Civ. Proc., § 2016.040, subd. (a).) Plaintiff claims defendant is objecting to 75 interrogatories but only met and
conferred on 18 of them (four interrogatories cited in defendant’s original meet and
confer letter dated January 21, 2026; and 14 additional interrogatories cited in
defendant’s follow-up letter dated January 28, 2026). The court disagrees with plaintiff.
Having read and considered the meet and confer letters, the court finds that defendant
made a reasonable and good faith attempt to informally resolve the issues presented by
LAW AND MOTION CALENDAR MAY 15, 2026
the instant motion. Defendant raised specific issues and legal authority, and cited
specific interrogatories to illustrate his claims.
2.
Background
This case arises from a real estate transaction of a residential property. Defendant
acted as the dual real estate agent for both plaintiff (the buyer) and defendant John
Alonzo (the seller). After the close of escrow in April 2022, plaintiff allegedly discovered
issues with the subject property, including prior roof leaks, mold in the attic, mold in the
interior and exterior walls, a defective chimney, and defective plumbing. (Compl., ¶ 23.) Plaintiff’s complaint alleges the following five causes of action against defendant:
(1) concealment; (2) intentional misrepresentation; (3) negligent misrepresentation;
(4) violation of Civil Code section 1102, et seq. (“Disclosures upon Transfer of Residential
Property”); and (5) negligence.
Plaintiff’s complaint also includes causes of action against other defendants for
breach of contract and fraud.
On January 16, 2026, plaintiff propounded Special Interrogatories (Set One) on
defendant, which included 135 interrogatories in the set. (Ou Decl., filed Feb. 13, 2026,
Ex. A.) Attached to the discovery request was a declaration executed by plaintiff’s
counsel for additional discovery pursuant to Code of Civil Procedure section 2030.040.
(Ou Decl., filed Feb. 13, 2026, Ex. A.) Paragraph 10 of counsel’s declaration states the
number of interrogatories “is warranted ... because of the complexity and quantity of the existing potential issues concerning the identity of witnesses, the identity of
employees, managers, real estate brokers, real estate agents, subcontractors, renters,
who worked for JOHN ALONZO or PAUL WINDT, whether defendants were aware of
defects related to the subject property, WHETHER DEFENDANTS CONCEALED,
WITHHELD OR DOWNPLAYED the existence of mold on the roof or water leaks from the
roof, whether defendants informed plaintiff that they were aware of defects related to the subject property prior to the sale, why they took the property off the market,
LAW AND MOTION CALENDAR MAY 15, 2026
whether defendants were informed by prior tenants that they were aware of defects
related to the subject property, actual or constructive notice, inspection and liability
issues as they relate to the subject property, issues regarding liability of other parties
Whether [sic] there are videos or photos of the subject property.” (Ou Decl., filed
Feb. 13, 2026, Ex. A.)
3. Legal Principles
“When interrogatories have been propounded, the responding party ... may
promptly move for a protective order....” (Code Civ. Proc., § 2030.090, subd. (a).) “The court, for good cause shown, may make any order that justice requires to protect any
party ... from unwarranted annoyance, embarrassment, or oppression, or undue burden
and expense.” (Id., subd. (b).) “In considering whether the discovery is unduly
burdensome or expensive, the court takes into account ‘the needs of the case, the
amount in controversy, and the importance of the issues at stake in the litigation.’ ”
(People ex rel. Harris v. Sarpas, 225 Cal.App.4th 1539, 1552 (citing Code Civ. Proc.,
§ 2019.030, subd. (a)(2)).)
A protective order may include the direction that “the set of interrogatories, or
particular interrogatories in the set, need not be answered,” “the response be made
only on specified terms and conditions,” or “the method of discovery be an oral
deposition instead of interrogatories to a party.” (Id., subds. (b)(1), (4) & (5).)
“If the responding party seeks a protective order on the ground that the number of specially prepared interrogatories is unwarranted, the propounding party shall have the
burden of justifying the number of these interrogatories.” (Code Civ. Proc., § 2030.040,
subd. (b).)
“The court shall impose a monetary sanction ... against any party, person, or
attorney who unsuccessfully makes or opposes a motion for a protective order under
this section, unless it finds that the one subject to the sanction acted with substantial
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justification or that other circumstances make the imposition of the sanction unjust.”
(Code Civ. Proc., § 2030.090, subd. (d).)
4.
Discussion
Defendant claims the number of special interrogatories is unwarranted. Therefore,
the burden is on plaintiff to justify the number of interrogatories. (Code Civ. Proc.,
§ 2030.040, subd. (b).) The court notes that plaintiff’s opposition largely argues that
defendant has failed to produce any evidence that the number of interrogatories is
unduly burdensome or oppressive. However, that is not the applicable standard in this motion for protective order. If defendant had objected to specific interrogatories on the
grounds that they were unduly burdensome and oppressive, and plaintiff brought a
motion to compel, then defendant would have such burden. (See West Pico Furniture
Co. v. Superior Court (1961) 56 Cal.2d 407, 417 [“The objection based upon burden must
be sustained by evidence showing the quantum of work required, while to support an
objection of oppression there must be some showing either of an intent to create an
unreasonable burden or that the ultimate effect of the burden is incommensurate with
the result sought.”].)1 However, Code of Civil Procedure section 2030.040 expressly
states, “[i]f the responding party seeks a protective order on the ground that the
number of specially prepared interrogatories is unwarranted, the propounding party
shall have the burden of justifying the number of these interrogatories.” (Code Civ.
Proc., § 2030.040, subd. (b) [emphasis added].) Plaintiff argues that all of the 135 interrogatories “are intended to obtain
information regarding the subject property regarding who knew about the mold, when
1 Plaintiff’s opposition brief incorrectly claims that in West Pico, the Supreme Court
“reversed the trial court granting of a protective order....” (Opp. at 4:8–13.) West Pico did not involve any protective order. Rather, it was a proceeding in mandate seeking to compel the respondent court to set aside its order sustaining objections to certain interrogatories propounded by the petitioner to the real party in interest, Pacific Finance Loans. (West Pico, supra, 56 Cal.2d at p. 413.)
LAW AND MOTION CALENDAR MAY 15, 2026
they found out about the mold, who rented the premises and might have known about
the mold, who talked to ALONZO and WINDT about the mold in order to identify
witnesses for deposition or to obtain information to assist in preparation of
depositions.” (Opp. at 4:21–25.) Plaintiff’s argument, however, misses the point. The
issue is whether the number of interrogatories is justified, not merely whether the
interrogatories seek to obtain discoverable information.
As defendant points out, several interrogatories are duplicative. For example,
Special Interrogatory Number 40 asks: “Please describe all conversations PAUL WINDT had with BO FELDMAN during her tenancy at the subject premises regarding mold on
the roof of the subject property.” Special Interrogatory Number 41 asks: “Please
describe all conversations PAUL WINDT had with BO FELDMAN during her tenancy at
the subject property regarding mold in any part of the subject property.” Special
Interrogatory Numbers 41 and 42 ask the same questions, respectively, but for the time
period after Bo Feldman’s tenancy.
Special Interrogatory Numbers 44 and 45 ask similar questions about conversations
during Bo Feldman’s tenancy regarding water leaks or water damage. Special
Interrogatory Numbers 46 and 47 ask the same questions, but for the time period after
Bo Feldman’s tenancy.
Special Interrogatory Numbers 50 through 58 include the same lines of questioning,
but with conversations defendant held with Blake Feldman. The court also notes that plaintiff’s special interrogatories asking the responding
party to “describe” or “detail” a conversation are vague and would appear to be better
suited for questioning during an oral deposition. Special Interrogatory Numbers 39, 60,
61, 68, 76, 78, 79, and 135 call for a description of communications, as well.
Overall, the court finds that plaintiff has not met his burden of justifying the 135
special interrogatories propounded upon defendant. Therefore, the court grants defendant’s motion for a protective order. Defendant is required to provide a verified
LAW AND MOTION CALENDAR MAY 15, 2026
response to the first 35 interrogatories only in plaintiff’s Special Interrogatories (Set
One).
4.1. Sanctions
Having read and considered the declaration of Adrienne Ou filed May 8, 2026, in
support of defendant’s reply, the court finds $4,094.45 to be a reasonable sanction
under the Civil Discovery Act against plaintiff’s attorney, Rafael Crespo. Ms. Ou, the
associate attorney working on the case, declares her hourly rate is $225.00; and Dennis
J. Kelly’s (the partner working on the case) hourly rate is $300.00. (Ou Decl., filed May 8, 2026, ¶ 2.) The court’s sanction award accounts for 15 total hours spent by Ms. Ou (15 x
$225.00 = $3,375.00) and two total hours spent by Mr. Kelly (2 x $300.00 = $600.00),
plus the $60.00 filing fee and $59.45 electronic filing fee.
TENTATIVE RULING # 2: THE MOTION FOR A PROTECTIVE ORDER IS GRANTED.
DEFENDANT PAUL WINDT IS REQUIRED TO PROVIDE A VERIFIED RESPONSE TO THE
FIRST 35 INTERROGATORIES ONLY IN PLAINTIFF CHRISTOPHER ARANA’S SPECIAL
INTERROGATORIES (SET ONE). THE COURT IMPOSES A MONETARY SANCTION IN THE
AMOUNT OF $4,094.45 AGAINST PLAINTIFF’S ATTORNEY, RAFAEL CRESPO, AND IN
FAVOR OF DEFENDANT PAUL WINDT, WHICH SHALL BE PAID TO DEFENDANT WINDT
WITHIN 30 DAYS OF THE NOTICE OF ENTRY OF ORDER.
NO HEARING ON THIS MATTER WILL BE HELD (LEWIS v. SUPERIOR COURT (1999) 19 CAL.4TH 1232, 1247), UNLESS A NOTICE OF INTENT TO APPEAR AND REQUEST FOR
ORAL ARGUMENT IS TRANSMITTED ELECTRONICALLY THROUGH THE COURT’S
WEBSITE OR BY TELEPHONE TO THE COURT AT (530) 573-3042 BY 4:00 P.M. ON THE
DAY THE TENTATIVE RULING IS ISSUED. NOTICE TO ALL PARTIES OF AN INTENT TO
APPEAR MUST BE MADE BY TELEPHONE OR IN PERSON. PROOF OF SERVICE OF SAID
NOTICE MUST BE FILED PRIOR TO OR AT THE HEARING.